Symbol,Security Name,Market Category,Trigger Time OHGI,One Horizon Group Common Stk,R,8/29/2014 9:30:00 AM LLEX,"Lilis Energy, Inc. Cmn Stk",Q,8/29/2014 9:31:05 AM UBIC,"UBIC, Inc",Q,8/29/2014 9:31:55 AM SGOC,"SGOCO Group, Ltd Ord Shr",R,8/29/2014 9:37:40 AM KNDI,Kandi Technologies Group Cmn,Q,8/29/2014 9:39:46 AM IMRS,IMRIS Inc.,Q,8/29/2014 9:48:54 AM CYTXW,Cytori Therapeutics Warrants,Q,8/29/2014 10:23:38 AM ORPN,Bio Blast Pharma Ltd.,Q,8/29/2014 10:24:12 AM DSKX,DS Healthcare Group Cmn Stk,R,8/29/2014 10:28:18 AM CADC,China Advd Cnstrctn Mtrls Grp,R,8/29/2014 10:46:46 AM BLVDW,Boulevard Acq. Warrants,R,8/29/2014 10:55:15 AM PSBH,PSB Holdings Inc,R,8/29/2014 11:25:30 AM QTNTW,Quotient Limited Warrants,Q,8/29/2014 11:33:21 AM PSUN,Pacific Sunwear of California,Q,8/29/2014 12:02:13 PM TRTLW,Terrapin 2 Acquisition Corp,R,8/29/2014 12:38:00 PM EDMC,Education Management Corporati,Q,8/29/2014 2:16:27 PM GGACW,Gernero Grp Acq Warrant,R,8/29/2014 3:46:33 PM EXEL,"Exelixis, Inc.",Q,9/2/2014 9:30:00 AM SEVRR,"Sevcon, Inc. Rights",R,9/2/2014 9:30:00 AM VLTC,VOLTARI CORP CMN,R,9/2/2014 9:30:00 AM RIBT,RiceBran Technologies Cmn Stk,R,9/2/2014 9:30:00 AM SVA,"Sinovac Biotech, Ltd Ord Shrs",Q,9/2/2014 9:30:00 AM CONN,Conns Inc,Q,9/2/2014 9:30:00 AM RIBTW,RiceBran Technologies Warrant,R,9/2/2014 9:30:31 AM ASTM,"Aastrom Biosciences, Inc.",R,9/2/2014 9:36:10 AM ALDR,Alder BioPharmaceuticals Cmn,Q,9/2/2014 9:36:22 AM CBSTZ,Cubist Pharmctcls CVR,Q,9/2/2014 9:36:51 AM SGOC,"SGOCO Group, Ltd Ord Shr",R,9/2/2014 9:39:30 AM IVAN,IVANHOE ENERGY INC,R,9/2/2014 9:40:32 AM KUTV,"Ku6 Media Co., Ltd ADSs",Q,9/2/2014 9:44:56 AM PTSX,Point.360 Common Stock,R,9/2/2014 9:45:23 AM CBMX,COMBIMATRIX CORP,R,9/2/2014 9:52:46 AM VRNGW,"Vringo, Inc. Warrants",R,9/2/2014 10:11:24 AM COVS,Covisint Corporation Common,Q,9/2/2014 10:24:16 AM TROV,"TrovaGene, Inc. Common Stock",R,9/2/2014 10:26:01 AM TROVW,Trovagene inc warrant,R,9/2/2014 10:29:23 AM IRDMZ,Iridium Comm Wts,Q,9/2/2014 10:58:44 AM GALTW,Galectin Therapeutics Inc. Wts,R,9/2/2014 10:59:59 AM BBLU,"Blue Earth, Inc. Common Stock",R,9/2/2014 11:02:39 AM NCTY,The9 Limited,Q,9/2/2014 11:10:55 AM CRRS,Corporate Resource Srv Cmn,R,9/2/2014 11:36:43 AM HCACW,Hennessey Capital Acq Warrants,R,9/2/2014 11:37:18 AM CCCL,China Ceramics Co Cmn Stk,Q,9/2/2014 11:47:23 AM DHRM,Dehaier Medical Systems Limite,R,9/2/2014 12:34:21 PM TTOO,"T2 Biosystems, Inc. CS",Q,9/2/2014 2:31:04 PM SPPR,"Supertel Hospitality, Inc.",Q,9/2/2014 3:12:48 PM IKAN,Ikanos Communications Inc,R,9/2/2014 3:28:34 PM ESMC,Escalon Medical Corp,R,9/2/2014 3:43:50 PM 20140902163003