Symbol,Security Name,Market Category,Trigger Time CRMBW,"Crumbs Bake Shop, Inc. Wts",R,4/15/2014 9:30:00 AM CWTR,Coldwater Creek Inc,Q,4/15/2014 9:30:00 AM LEDS,SemiLEDs Corporation,Q,4/15/2014 9:30:01 AM PESI,Perma-Fix Environmental Svcs,R,4/15/2014 9:30:02 AM CRMBU,"Crumbs Bake Shop, Inc Uts",R,4/15/2014 9:30:03 AM ESCA,Escalade Incorporated,Q,4/15/2014 9:30:23 AM WHF,"WhiteHorse Finance, Inc.",Q,4/15/2014 9:30:23 AM JRCC,James River Coal Company,Q,4/15/2014 9:30:30 AM MRVC,MRV Communications Cmn,R,4/15/2014 9:31:46 AM CTG,"Computer Task Group, Inc.",Q,4/15/2014 9:32:23 AM JAXB,Jacksonville Bancorp Inc,R,4/15/2014 9:32:42 AM MFRI,MFRI Inc,Q,4/15/2014 9:33:14 AM CNET,"ChinaNet Online Holdings, Inc.",R,4/15/2014 9:33:49 AM CNSI,"Comverse, Inc.",Q,4/15/2014 9:34:11 AM NEWL,NewLead Holdings Ltd,Q,4/15/2014 9:43:04 AM CBSTZ,Cubist Pharmctcls CVR,Q,4/15/2014 9:45:17 AM ICLDW,InterCloud Systems Wrnt,R,4/15/2014 9:51:46 AM FOLD,"Amicus Therapeutics, Inc.",Q,4/15/2014 9:55:02 AM SPEX,Spherix Incorporated,R,4/15/2014 10:00:53 AM CNCE,"Concert Pharmaceuticals, Inc.",Q,4/15/2014 10:05:13 AM GEVO,Gevo Inc,Q,4/15/2014 10:05:42 AM NVEEW,"NV5 Holdings, Inc. Wt",R,4/15/2014 10:06:29 AM TTHI,Transition Therapeutics Inc,Q,4/15/2014 10:12:05 AM ROIA,Radio One Inc Cl A,R,4/15/2014 10:32:27 AM GALE,"Galena Biopharma, Inc.",R,4/15/2014 10:40:13 AM CART,Carolina Trust Bank,R,4/15/2014 10:41:08 AM CLTX,Celsus Therapeutics Plc ADR,R,4/15/2014 10:47:10 AM KONE,Kingtone Wirelessinfo Solution,R,4/15/2014 10:47:25 AM QURE,uniQure NV,Q,4/15/2014 10:49:41 AM SGYPW,Synergy Pharma AWarrants,R,4/15/2014 10:53:21 AM ASPX,"Auspex Pharmaceuticals, Inc.",Q,4/15/2014 10:54:37 AM TKMR,Tekmira Pharmaceuticals Cmn,R,4/15/2014 10:57:10 AM ONCY,Oncolytics Biotech Inc,R,4/15/2014 10:58:05 AM VSCP,"VirtualScopics, Inc.",R,4/15/2014 10:58:12 AM ONTY,Oncothyreon Inc.,Q,4/15/2014 11:02:56 AM ACST,"Acasti Pharma, Inc. Cl A Cmn",R,4/15/2014 11:06:39 AM ARWR,Arrowhead Research Corp,Q,4/15/2014 11:09:36 AM SEV,Sevcon Inc,R,4/15/2014 11:10:43 AM DSCO,"Discovery Laboratories, Inc",R,4/15/2014 11:11:20 AM UNXL,"Uni-Pixel, Inc. Cmn Stk",R,4/15/2014 11:14:42 AM JRJC,China Finance Online Co. Limit,Q,4/15/2014 11:15:22 AM CBLI,Cleveland BioLabs Inc,R,4/15/2014 11:15:36 AM KPTI,Karyopharm Therapeutics Inc.,Q,4/15/2014 11:16:23 AM DLIA,dELiA*s Inc.,Q,4/15/2014 11:24:49 AM TGTX,"TG Therapeutics, Inc. Cmn Stk",R,4/15/2014 11:25:12 AM REPH,"Recro Pharma, Inc.",R,4/15/2014 11:25:38 AM QPACW,Quinpario Acquisiton Wt,R,4/15/2014 11:27:10 AM VIMC,Vimicro International Corp ADS,Q,4/15/2014 11:28:27 AM ADEP,Adept Technology Inc,R,4/15/2014 11:30:41 AM STML,Stemline Therapeutics Inc,R,4/15/2014 11:32:14 AM DCTH,Delcath Systems Inc,R,4/15/2014 11:33:46 AM CLDN,Celladon Corporation,Q,4/15/2014 11:41:00 AM AERI,"Aerie Pharmaceuticals, Inc.",Q,4/15/2014 11:43:57 AM IDRA,"Idera Pharmaceuticals, Inc.",R,4/15/2014 11:45:17 AM TROV,"TrovaGene, Inc. Common Stock",R,4/15/2014 11:46:41 AM FLML,Flamel Technologies S.A.,Q,4/15/2014 11:48:14 AM VIEW,"Viewtran Group, Inc.",Q,4/15/2014 11:48:25 AM ACAD,ACADIA Pharmaceuticals Inc.,Q,4/15/2014 11:50:15 AM AMBI,Ambit Biosciences Corporation,Q,4/15/2014 11:50:33 AM IPCI,Intellipharmaceutics Int Inc,R,4/15/2014 11:51:58 AM XGTI,"xG Technology, Inc Common Stk",R,4/15/2014 11:52:19 AM FATE,Fate Therapeutics Inc Cmn,Q,4/15/2014 11:52:33 AM VRNGW,"Vringo, Inc. Warrants",R,4/15/2014 11:55:03 AM CYTK,CYTOKINETICS,R,4/15/2014 11:57:12 AM PRTA,Prothena Corporation plc,Q,4/15/2014 11:57:29 AM ICPT,Intercept Pharmaceuticals Inc,Q,4/15/2014 11:57:36 AM OXGN,OXIGENE INC,R,4/15/2014 11:57:56 AM STXS,Stereotaxis Inc,R,4/15/2014 11:59:39 AM MVIS,Microvision Inc,Q,4/15/2014 12:00:00 PM EONC,eOn Communications Corporation,R,4/15/2014 12:02:12 PM KOOL,Cesca Therapeutics Inc.,R,4/15/2014 12:03:04 PM FREE,FreeSeas Inc.,R,4/15/2014 12:03:09 PM KNDI,Kandi Technologies Group Cmn,Q,4/15/2014 12:05:31 PM BIOD,Biodel Inc.,R,4/15/2014 12:05:55 PM TWER,Towerstream Corporation Cmn,R,4/15/2014 12:07:37 PM CBAK,"China BAK Battery, Inc.",Q,4/15/2014 12:08:12 PM BOSC,BOS Better Online Solutions,R,4/15/2014 12:09:30 PM MBIS,Mediabistro Inc.,R,4/15/2014 12:09:41 PM YOD,YOU On Demand Holdings Cmn Stk,R,4/15/2014 12:10:11 PM CCIH,ChinaCache Holdings Ltd ADR,Q,4/15/2014 12:10:22 PM NSPH,"Nanosphere, Inc.",Q,4/15/2014 12:12:54 PM VNET,21Vianet Group Inc,Q,4/15/2014 12:13:24 PM EVOK,"Evoke Pharma, Inc. Cmn",R,4/15/2014 12:13:26 PM DHRM,Dehaier Medical Systems Limite,R,4/15/2014 12:13:53 PM YY,YY Inc ADS,Q,4/15/2014 12:14:39 PM BLDP,Ballard Power Systems Inc,Q,4/15/2014 12:15:38 PM INSM,Insmed Inc.,Q,4/15/2014 12:18:33 PM WPCS,WPCS INTL INC,R,4/15/2014 12:19:28 PM RTRX,"Retrophin, Inc. Common Stock",Q,4/15/2014 12:19:49 PM RGLS,Regulus Therapeutics Inc.,Q,4/15/2014 12:21:19 PM PRAN,Prana Biotechnology Ltd. ADS,R,4/15/2014 12:21:48 PM CERE,"Ceres, Inc.",Q,4/15/2014 12:22:48 PM VSTM,"Verastem, Inc.",Q,4/15/2014 12:25:54 PM RGSE,"Real Goods Solar, Inc.",R,4/15/2014 12:26:32 PM ARIA,ARIAD Pharmaceuticals Inc,Q,4/15/2014 12:27:47 PM QTWW,QUANTUM FUEL SYS,R,4/15/2014 12:30:50 PM BIOC,Biocept Inc,R,4/15/2014 12:31:55 PM OXBT,OXYGEN BIOTHERAPEUTC,R,4/15/2014 12:33:54 PM ANIP,"ANI Pharmaceuticals, Inc.",Q,4/15/2014 12:34:53 PM CTRP,"Ctrip.com International, Ltd.",Q,4/15/2014 12:35:08 PM NWBO,"Northwest Biotherapeutics, Inc",R,4/15/2014 12:37:10 PM KUTV,"Ku6 Media Co., Ltd ADSs",Q,4/15/2014 12:37:19 PM TNDM,"Tandem Diabetes Care, Inc.",Q,4/15/2014 12:37:26 PM TRVN,"Trevena, Inc.",Q,4/15/2014 12:37:34 PM ATHX,"Athersys, Inc.",R,4/15/2014 12:37:48 PM TROVW,Trovagene inc warrant,R,4/15/2014 12:37:53 PM PLUG,Plug Power Inc,R,4/15/2014 12:40:10 PM BOTA,"Biota Pharmaceuticals, Inc.",Q,4/15/2014 12:40:23 PM RLYP,"Relypsa, Inc.",Q,4/15/2014 12:42:59 PM VSCI,Vision-Sciences Inc,R,4/15/2014 12:44:17 PM CSIQ,Canadian Solar Inc.,Q,4/15/2014 12:47:14 PM CDTI,"Clean Diesel Technologies, Inc",R,4/15/2014 12:48:38 PM CNYD,"CHINA YIDA HOLDING, CO",R,4/15/2014 12:48:48 PM ALTI,ALTAIR NANOTECH INC,R,4/15/2014 12:50:17 PM MEET,"MeetMe, Inc. Common Stk",R,4/15/2014 12:50:51 PM DEPO,"Depomed, Inc.",Q,4/15/2014 12:51:46 PM CRME,CARDIOME PHARMA CORP,R,4/15/2014 12:52:08 PM MNOV,Medicinova Inc,Q,4/15/2014 12:52:25 PM REFR,Research Frontiers Inc,R,4/15/2014 12:52:28 PM GOMO,Sungy Mobile Limited ADS,Q,4/15/2014 12:52:50 PM ORMP,Oramed Pharmaceuticals Cmn,R,4/15/2014 12:53:54 PM LIVE,LiveDeal,R,4/15/2014 12:54:21 PM AMBT,Ambient Corporation Cmn Stk,R,4/15/2014 12:56:18 PM CSII,"Cardiovascular Systems, Inc.",Q,4/15/2014 12:56:56 PM ITMN,"InterMune, Inc.",Q,4/15/2014 12:57:09 PM NXTM,NxStage Medical Inc,Q,4/15/2014 12:57:42 PM SGYP,"Synergy Pharmaceuticals, Inc.",Q,4/15/2014 12:57:45 PM RCPT,"Receptos, Inc.",Q,4/15/2014 12:57:58 PM ZBRA,Zebra Technologies Corporation,Q,4/15/2014 12:58:06 PM NVAX,"Novavax, Inc.",Q,4/15/2014 12:58:20 PM CARA,"Cara Therapeutics, Inc.",Q,4/15/2014 12:58:20 PM OPXA,OPEXA THERAPEUTICS,R,4/15/2014 12:59:10 PM RXDX,"Ignyta, Inc. Common Stock",R,4/15/2014 12:59:24 PM AGIO,"Agios Pharmaceuticals, Inc.",Q,4/15/2014 1:00:01 PM NVFY,"Nova Lifestyle, Inc. Cmn Stk",Q,4/15/2014 1:00:07 PM TTPH,"Tetraphase Pharmaceuticals, In",Q,4/15/2014 1:00:18 PM SNMX,Senomyx Inc,Q,4/15/2014 1:00:38 PM ADMP,Adamis Pharmaceuticals Inc,R,4/15/2014 1:01:25 PM ABIO,"ARCA BIOPHARMA, INC.",R,4/15/2014 1:01:44 PM CMGE,China Mobile Games and Ent Grp,Q,4/15/2014 1:02:35 PM GALTW,Galectin Therapeutics Inc. Wts,R,4/15/2014 1:03:36 PM SPHS,"Sophiris Bio, Inc. Common Stk",Q,4/15/2014 1:04:40 PM RARE,Ultragenyx Pharmaceutical Inc,Q,4/15/2014 1:05:34 PM GLYC,"GlycoMimetics, Inc.",Q,4/15/2014 1:08:30 PM OMED,"OncoMed Pharmaceuticals, Inc.",Q,4/15/2014 1:08:48 PM AGTC,Applied Genetic Technologies C,Q,4/15/2014 1:09:24 PM EGLT,Egalet Corporation,Q,4/15/2014 1:25:07 PM CNAT,Conatus Pharmaceuticals Inc,Q,4/15/2014 1:26:37 PM LXRX,"Lexicon Pharmaceuticals, Inc.",Q,4/15/2014 1:29:29 PM BLUE,"bluebird bio, Inc. Common Stk",Q,4/15/2014 1:29:50 PM CPRX,Catalyst Pharmaceutical Partne,R,4/15/2014 1:30:40 PM AGEN,Agenus Inc.,R,4/15/2014 1:31:32 PM CCCL,China Ceramics Co Cmn Stk,Q,4/15/2014 1:34:55 PM HTBX,"Heat Biologics, Inc.",R,4/15/2014 1:35:23 PM SMSI,Smith Micro Software Inc,Q,4/15/2014 1:40:19 PM ATOS,Atossa Genetics Inc.,R,4/15/2014 1:52:05 PM CBMXW,CombiMatrix Warrants,R,4/15/2014 2:15:15 PM GALTU,Galectin Therapeutics Inc.,R,4/15/2014 2:53:35 PM CRDS,Crossroads Systems Inc,R,4/15/2014 3:02:41 PM VRTB,"Vestin Realty Mortgage II, Inc",Q,4/15/2014 3:20:48 PM DGLY,"Digital Ally, Inc. Cmn",R,4/15/2014 3:33:51 PM ADXSW,"Advaxis, Inc. Warrants",R,4/15/2014 3:59:39 PM XGTI,"xG Technology, Inc Common Stk",R,4/16/2014 9:30:00 AM CBMXW,CombiMatrix Warrants,R,4/16/2014 9:30:02 AM CNET,"ChinaNet Online Holdings, Inc.",R,4/16/2014 9:31:18 AM NEWL,NewLead Holdings Ltd,Q,4/16/2014 9:31:31 AM CWTR,Coldwater Creek Inc,Q,4/16/2014 9:31:52 AM CARV,Carver Bancorp Inc,R,4/16/2014 9:41:50 AM XGTIW,"xG Technology, Inc",R,4/16/2014 9:48:59 AM SANWZ,S&W Seed Company,R,4/16/2014 10:20:07 AM NRX,NephroGenex Inc,R,4/16/2014 10:34:17 AM SPPRO,Supetel Hospitality Inc. PrefB,Q,4/16/2014 10:41:48 AM AMBT,Ambient Corporation Cmn Stk,R,4/16/2014 10:58:36 AM MBIS,Mediabistro Inc.,R,4/16/2014 11:16:43 AM CBSTZ,Cubist Pharmctcls CVR,Q,4/16/2014 12:09:26 PM RARE,Ultragenyx Pharmaceutical Inc,Q,4/16/2014 1:53:46 PM JRCC,James River Coal Company,Q,4/16/2014 2:47:02 PM NVEEW,"NV5 Holdings, Inc. Wt",R,4/16/2014 2:48:31 PM SORL,"SORL Auto Parts, Inc.",Q,4/16/2014 3:51:37 PM 20140416163004