MPID|MP Type|Name|Location|Telephone|NASDAQ Member|FINRA Member|NASDAQ BX Member|PSX Participant
AACI|P|Aaron Capital, Incorporated|||N|N|N|N
AALC|P|Thrivent Investment Management Inc.|||N|Y|N|N
ABBK|P|APEX CLEARING CORPORATION|||Y|Y|Y|Y
ABDW|M|APEX CLEARING CORPORATION|||Y|Y|Y|Y
ABEN|P|APEX CLEARING CORPORATION|||Y|Y|Y|Y
ABGS|P|ABG Sundal Collier Inc.|NEW YORK, NY|212-371-5000|N|Y|N|N
ABLE|M|NATIXIS Securities Americas LLC|BROKER/DEALERS SALES|800-325-ABLE|N|Y|N|N
ABLE|M|NATIXIS Securities Americas LLC|DOMESTIC|212-299-4500|N|Y|N|N
ABLE|M|NATIXIS Securities Americas LLC|DOMESTIC|800-221-3365|N|Y|N|N
ABLE|M|NATIXIS Securities Americas LLC|INTERNATIONAL|800-223-3134|N|Y|N|N
ABLE|M|NATIXIS Securities Americas LLC|ARBITRAGE|212-333-4440|N|Y|N|N
ABLE|M|NATIXIS Securities Americas LLC|ARBITRAGE|212-333-4441|N|Y|N|N
ABLE|M|NATIXIS Securities Americas LLC|CONVERTIBLE|212-333-4554|N|Y|N|N
ABLE|M|NATIXIS Securities Americas LLC|EUROPE|212-299-4505|N|Y|N|N
ABLE|M|NATIXIS Securities Americas LLC|FAR EAST|212-299-4508|N|Y|N|N
ABLE|M|NATIXIS Securities Americas LLC|LATIN AMERICA|212-299-4511|N|Y|N|N
ABLE|M|NATIXIS Securities Americas LLC|SOUTH AFRICA|212-299-4513|N|Y|N|N
ABNA|P|ABN AMRO SECURITIES (USA) LLC|||N|Y|N|N
ABNB|P|ABN AMRO SECURITIES (USA) LLC|||N|Y|N|N
ABNS|P|ABEL NOSER, LLC.|||Y|Y|N|N
ABRM|P|ABRAHAM SECURITIES CORPORATION|||N|Y|N|N
ABST|P|APEX CLEARING CORPORATION|||Y|Y|Y|Y
ABWA|P|APEX CLEARING CORPORATION|||Y|Y|Y|Y
ABYL|P|North Star Investment Services, Inc.|GRAND HAVEN  MI|616-846-3620|N|N|N|N
ACAD|P|ACADEMY SECURITIES, INC.|||N|Y|N|N
ACAP|P|ALAMO CAPITAL|||N|Y|N|N
ACBD|P|AMERICAN CENTURY INVESTMENT SERVICES INC.|||N|Y|N|N
ACCP|P|AEGIS CAPITAL CORP|||Y|Y|N|N
ACEJ|P|Allen C. Ewing & Co.|||N|Y|N|N
ACET|P|MERAKI GLOBAL ADVISORS LLC|||N|Y|N|N
ACGL|P|ACG, LLC|||N|N|N|N
ACGP|P|Andes Capital Group, LLC|||N|Y|N|N
ACLN|P|ALEXANDER CAPITAL, L.P.|||N|Y|N|N
ACLP|P|ALEXANDER CAPITAL, L.P.|||N|Y|N|N
ACME|M|Acme Securities Inc.|MONTREAL, CANADA|514-397-9073|N|N|N|N
ACOS|P|Costa Financial Securities, Inc.|||N|N|N|N
ACPL|M|American Capital Partners, LLC|HAUPPAUGE, NY|631-870-3007|Y|Y|N|N
ACPS|P|ACP SECURITIES, LLC|||N|Y|N|N
ACRA|P|Archipelago Securities, L.L.C.|||Y|Y|Y|Y
ACRN|P|ACORNS SECURITIES, LLC|||N|Y|N|N
ACSI|P|Atlas Capital Services, LLC|||N|N|N|N
ACSL|P|FINTRUST BROKERAGE SERVICES, LLC|||N|Y|N|N
ACTR|P|A.C. Trading, Inc.|||N|N|N|N
ACUK|P|ALEXANDER CAPITAL, L.P.|||N|Y|N|N
ADAK|P|Adirondack Trading Group LLC|||N|N|N|N
ADAM|M|CANACCORD GENUITY INC.|BOSTON, MA|617-371-3920|Y|Y|N|N
ADAM|M|CANACCORD GENUITY INC.|BOSTON, MA|800-258-0811|Y|Y|N|N
ADAM|M|CANACCORD GENUITY INC.|ARBITRAGE|617-371-3921|Y|Y|N|N
ADFN|E|NASD Alternate Display Facility|||N|N|N|N
ADMS|P|IF SECURITIES LLC|||N|Y|N|N
ADPI|P|Automatic Data Processing, Inc.|||N|N|N|N
ADSO|P|Prospera Financial Services, Inc.|DALLAS, TX|214-706-2800|N|Y|N|N
ADVA|P|Advanced Equities, Inc.|TRADING DESK|312-229-1938|N|N|N|N
ADVP|P|Advanced Planning Securities, Inc.|||N|N|N|N
ADVS|M|Advest, Inc.|||N|N|N|N
AEBC|P|AEB Corporation|NEW YORK, NY|212-406-6780|N|N|N|N
AEFA|P|Ameriprise Financial Services, LLC|||N|Y|N|N
AEGS|P|AEGIS INVESTMENTS, INC.|||N|Y|N|N
AESI|P|American Eastern Securities, Inc.|LOS ANGELES  CA|213-488-5131|N|N|N|N
AETL|P|AET Investment Services, LLC|||N|Y|N|N
AETY|P|American Enterprise Investment Services Inc|||N|Y|N|N
AEXG|P|ALTERNATIVE EXECUTION GROUP|primary contact|212-209-3911|Y|Y|N|N
AFAI|P|American Financial Associates, Inc.|||N|Y|N|N
AFCO|M|TD PRIME SERVICES LLC|NEW YORK  NY|212-422-7285|Y|Y|N|N
AFGI|M|Access Financial Group, Inc.|NASDAQ TRADING|312-655-3255|N|Y|N|N
AFGI|M|Access Financial Group, Inc.|NASDAQ TRADING|800-714-3405|N|Y|N|N
AFIN|P|All Funds, Inc.|CONGERS  NY|845-268-6827|N|N|N|N
AFSS|P|FOUR POINTS CAPITAL PARTNERS LLC|||N|Y|N|N
AFTR|M|American Fronteer Financial Corporation|||N|N|N|N
AGCO|P|Auerbach Grayson & Company Incorporated|NASDAQ TRADING|212-557-4444|N|Y|N|N
AGCP|P|AEGIS CAPITAL CORP.|||Y|Y|N|N
AGES|P|AGES FINANCIAL SERVICES, LTD.|||N|Y|N|N
AGIS|M|Aegis Capital Corp.|NASDAQ OTC DESK|212-813-2006|Y|Y|N|N
AGIS|M|Aegis Capital Corp.|BULLETIN BOARD DESK|212-813-2006|Y|Y|N|N
AGOR|P|Agora Securities Corp.|||N|N|N|N
AGPM|P|A.G.P. / ALLIANCE GLOBAL PARTNERS|||Y|Y|N|N
AHSI|P|American Heritage Securities, Inc.|||N|Y|N|N
AICB|P|AMERITAS INVESTMENT CORP|||N|Y|N|N
AIGF|P|AIG Financial Advisors, Inc.|||N|Y|N|N
AIGN|P|SAGEPOINT FINANCIAL, INC.|||N|Y|N|N
AIII|P|America Invest Online, Inc.|||N|N|N|N
AIRS|P|Hand Securities, Inc|||N|Y|N|N
AISG|P|American Independent Securities Group, LLC|||N|Y|N|N
AJAY|P|A.J. Pace & Co., Inc.|NASDAQ TRADING|212-277-7223|N|N|N|N
AJCE|N|Professional Concepts & Planning, Inc.|||N|N|N|N
AKAM|P|JUMP TRADING|||Y|N|Y|Y
AKJI|P|AKJ|||N|N|N|N
AKRO|P|Akros Securities, Inc|NEW YORK, NY|212-546-9466|N|N|N|N
ALAC|P|Alamo Capital|NASDAQ TRADING|510-472-5700|N|Y|N|N
ALAM|P|ALAMO CAPITAL|||N|Y|N|N
ALAN|P|ALADDIN CAPITAL LLC|||N|N|N|N
ALAS|M|Arthurs, Lestrange & Company Incorporated|PITTSBURGH, PA|877-282-1941|N|N|N|N
ALAS|M|Arthurs, Lestrange & Company Incorporated|ALTERNATE TEL#|412-306-1753|N|N|N|N
ALBS|P|ALBERT SECURITIES, LLC|||N|Y|N|N
ALCH|P|Alchemy Alternatives, Inc.|||N|Y|N|N
ALFA|P|ALPHA TRADING L.P.|||Y|N|N|N
ALGC|P|A.G.P. / ALLIANCE GLOBAL PARTNERS|||Y|Y|N|N
ALGO|P|STOCK USA EXECUTION SERVICES, INC|||Y|Y|N|N
ALGP|P|A.G.P. / Alliance Global Partners|||Y|Y|N|N
ALGR|O|Fred Alger & Company, Incorporated|NEW YORK NY|212-806-8820|Y|Y|N|N
ALGR|O|Fred Alger & Company, Incorporated||212-806-8800|Y|Y|N|N
ALGR|O|Fred Alger & Company, Incorporated||800-223-3810|Y|Y|N|N
ALGR|O|Fred Alger & Company, Incorporated|JERSEY CITY NJ|201-547-3600|Y|Y|N|N
ALIS|P|Alexander Investment Services Co.|||N|Y|N|N
ALLN|M|Allen & Company LLC|NEW YORK, NY|212-832-7393|Y|Y|N|N
ALLN|M|Allen & Company LLC|NEW YORK, NY|800-221-2246|Y|Y|N|N
ALLS|P|ALLARIA SECURITIES, LLC|||N|Y|N|N
ALNC|M|A.G.P. / ALLIANCE GLOBAL PARTNERS||949-863-9500|Y|Y|N|N
ALPA|P|ALPACA SECURITIES LLC|||N|Y|N|N
ALPN|O|Alpine Associates, A Limited Partnership|CRESKILL, NJ|201-871-0866|N|N|N|N
ALPS|M|Alpine Securities Corporation|SALT LAKE CITY, UT|800-521-5588|Y|Y|N|N
ALPS|M|Alpine Securities Corporation|RETAIL|801-355-5588|Y|Y|N|N
ALST|N|All-Tech Direct, Inc.|||N|N|N|N
ALTR|P|ALTRUIST FINANCIAL LLC|||N|Y|N|N
ALTS|P|LODAS SECURITIES, LLC|||N|Y|N|N
ALTU|P|ALTRUIST FINANCIAL LLC|||N|Y|N|N
ALTX|P|VIRTU AMERICAS LLC|NEW YORK, NY|212-444-6218|Y|Y|Y|Y
AMBB|P|ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC|||N|Y|N|N
AMER|P|AMERICAN TRUST INVESTMENT SERVICES, INC.|||N|Y|N|N
AMEX|E|American Stock Exchange|BEAR HUNTER|212-306-1059/1083  (BHSP)|N|N|N|N
AMEX|E|American Stock Exchange|EQUITEC SPECIALISTS|212-306-1578/1579  (EQUT)|N|N|N|N
AMEX|E|American Stock Exchange|PERFORMANCE CAPITAL|212-306-1580       (PERF)|N|N|N|N
AMEX|E|American Stock Exchange|SUSQUEHANNA INTL GP|212-306-1582       (SUSI)|N|N|N|N
AMGC|O|America's Growth Capital, LLC|BOSTON, MA|617-261-4100|N|Y|N|N
AMIC|P|AMERICAN INVESTORS COMPANY|||N|Y|N|N
AMMS|P|American Municipal Securities, Inc.|||N|Y|N|N
AMRA|P|AMERICAS EXECUTIONS, LLC|||N|Y|N|N
AMRI|P|AMERICAS EXECUTIONS, LLC|Main Desk Line|212-306-2700|N|Y|N|N
AMRX|P|AMERICAS EXECUTIONS, INC.|||N|Y|N|N
AMSN|P|Adamson Brothers Inc.|PARAMUS, NJ|201-518-0170|N|N|N|N
ANDG|P|Andrew Garrett Inc.|||Y|Y|N|N
ANDS|P|BRITEHORN SECURITIES|||N|Y|N|N
ANDV|P|FIS BROKERAGE & SECURITIES SERVICES LLC|Trading Desk|630-482-5105|N|Y|N|N
ANDZ|P|FIS BROKERAGE & SECURITIES SERVICES LLC|TRADING DESK|630-482-5105|N|Y|N|N
ANOS|P|ABEL/NOSER, L.L.C.|Trading Desk|646-432-4100|Y|Y|N|N
ANOV|P|Anovest Financial Services, Inc.|||N|Y|N|N
ANPC|P|ASG Securities, Inc.|ATLANTA, GA|404-888-0004|N|N|N|N
ANPC|P|ASG Securities, Inc.||800-897-0384|N|N|N|N
ANPC|P|ASG Securities, Inc.|IF LINE TROUBLE|404-423-3557|N|N|N|N
ANSL|P|Anderson & Strudwick, Incorporated|||N|N|N|N
ANSR|M|Anderson & Strudwick, Incorporated|RICHMOND, VA|804-643-2555|N|N|N|N
ANSR|M|Anderson & Strudwick, Incorporated||800-827-2515|N|N|N|N
ANSR|M|Anderson & Strudwick, Incorporated|SWITCHBOARD|804-643-2400|N|N|N|N
ANSU|P|LM Anderson Securities, LLC|GRENWICH CT|203-622-4800|N|N|N|N
AOSD|P|AOS, Inc.|||N|Y|N|N
AOSE|P|AOS, Inc.|||N|Y|N|N
APCA|P|ALPACA SECURITIES LLC|||N|Y|N|N
APCC|P|Apex Clearing Corporation|||Y|Y|Y|Y
APFS|P|American Portfolios Financial Services, Inc.|GLEN HEAD, NY|516-676-4727|N|Y|N|N
APOG|P|CITADEL SECURITIES LLC|||Y|Y|Y|Y
APRT|P|&PARTNERS|||N|Y|N|N
APSS|P|APS Financial Corporation|AUSTIN TX 78746|800-248-0630|N|N|N|N
APTR|P|Alpine Partners, L.P.|||N|N|N|N
APXO|P|APEX CLEARING CORPORATION|||Y|Y|Y|Y
APXS|P|APEXUS CAPITAL LLC|||N|Y|N|N
APXX|P|APEX CLEARING CORPORATION|||Y|Y|Y|Y
ARAD|P|Aradir Corporation|||N|N|N|N
ARAL|P|Absolute Return Advisors, LTD.|MANCHESTER CENTER,VT|802-362-0825|N|N|N|N
ARBC|P|ARKADIOS CAPITAL,LLC|||N|Y|N|N
ARBI|O|Aufhauser Securities, Inc.|NEW YORK, NY|(212)757-6839|N|Y|N|N
ARBR|P|ARBOR RESEARCH & TRADING, INC.|||N|Y|N|N
ARCA|P|Archipelago Trading Services, Inc.|NASDAQ TRADING|312-960-1318|N|Y|N|N
ARCA|P|Archipelago Trading Services, Inc.|OTCBB TRADING|312-442-7700|N|Y|N|N
ARCB|P|OES Brokerage Services, L.L.C.|||N|N|N|N
ARCD|P|Arcadia Securities, LLC|Trading|212-231-4101|N|Y|N|N
ARCX|E|Archipelago Stock Exchange||312-960-1318|N|N|N|N
ARDR|P|Ardour Capital Investments, LLC|||N|Y|N|N
ARGN|O|Aragon Investments, Ltd.|NASDAQ TRADING|312-395-2717|N|N|N|N
ARGN|O|Aragon Investments, Ltd.|ALT.NASDAQ TRADING|312-395-3124|N|N|N|N
ARIC|P|ARIVE CAPITAL MARKETS LLC|||N|Y|N|N
ARIV|N|Arive Capital Markets LLC|ALBANY, NY|518-458-7445|N|Y|N|N
ARLO|P|Astor Ridge LLP|||N|N|N|N
ARNY|P|ASTOR RIDGE N.A. LLP|||N|Y|N|N
ARRB|O|Archipelago Securities L.L.C.|NASDAQ TRADING|312-960-1318|Y|Y|Y|Y
ARRB|O|Archipelago Securities L.L.C.|OTCBB TRADING|312-442-7700|Y|Y|Y|Y
ARSC|P|ARCTIC SECURITIES LLC|Trading Desk|212-597-5543|N|Y|N|N
ARTI|P|ARBOR RESEARCH & TRADING, INC.|||N|Y|N|N
ARVS|P|Arvest Asset Management|||N|Y|N|N
ASAM|P|Azroc Securities, Inc.|||N|N|N|N
ASCL|P|AUTOMATED SECURITIES CLEARANCE LLC|||N|N|N|N
ASCM|P|ASCENDIANT CAPITAL MARKETS, LLC|||N|Y|N|N
ASCR|P|ASCENDIANT CAPITAL MARKETS, LLC|||N|Y|N|N
ASCT|P|Ascendiant Capital Markets, LLC|||N|Y|N|N
ASDF|P|ASD Financial Services Corp|||N|N|N|N
ASEL|O|Tradition Asiel Securities Inc.|NEW YORK, NY|212-791-4500|Y|Y|N|N
ASEL|O|Tradition Asiel Securities Inc.|ARBITRAGE|212-791-5572|Y|Y|N|N
ASEL|O|Tradition Asiel Securities Inc.|NASDAQ|212-791-5572|Y|Y|N|N
ASGE|P|ABN Amro Sage Corporation|||N|N|N|N
ASIC|M|ASI Investments, Inc.|||N|N|N|N
ASII|P|AURORA SECURITIES|||N|Y|N|N
ASLB|P|TRADITION SECURITIES AND DERIVATIVES INC|||Y|Y|N|N
ASNX|P|SUNGARD BROKERAGE & SECURITIES SERVICES, LLC|||N|Y|N|N
ASOI|P|Associated Investment Services, Inc.|NASDAQ TRADING|920-433-7722|N|Y|N|N
ASTI|P|AST INVESTOR SERVICES LLC|||N|N|N|N
ATDB|O|Automated Trading Desk Brokerage Services, LLC|MT PLEASANT SC|843-789-2000|N|N|N|N
ATDB|O|Automated Trading Desk Brokerage Services, LLC|NASDAQ TRADING|843-789-2080|N|N|N|N
ATDB|O|Automated Trading Desk Brokerage Services, LLC|OTCBB/PINK|843-789-2065|N|N|N|N
ATIS|P|AMERICAN TRUST INVESTMENT SERVICES, INC|||N|Y|N|N
ATKC|P|Strand, Atkinson, Williams & York, Inc.|PORTLAND, OR|503-226-2458|N|Y|N|N
ATMC|P|COWEN ELECTRONIC|||Y|Y|Y|N
ATON|M|Aton Securities, Inc.|NEW YORK, NY|212-697-6099|N|N|N|N
ATPA|P|Cowen and Company, LLC|||Y|Y|Y|Y
ATRA|P|ATREYU TRADING|||N|Y|N|N
ATRE|P|ATREYU TRADING|||N|Y|N|N
ATRM|P|MONERE INVESTMENTS, INC.|||N|Y|N|N
ATRU|P|ATREYU TRADING|||N|Y|N|N
ATTR|P|Atlantic Trading Partners Incorporated|||N|N|N|N
AUDO|O|Audobon Securities, Inc.|NEW YORK, NY|212-751-4510|N|N|N|N
AULT|P|Ault Glazer Bodnar Securities, LLC|||N|N|N|N
AURA|P|Aura Financial Services, Inc.|||N|N|N|N
AVAP|P|Avalon Partners, Inc.|||N|N|N|N
AVEN|P|AVENTURA SECURITIES, LLC|||N|Y|N|N
AVEW|P|AVENTURA SECURITIES, LLC|||N|Y|N|N
AVFI|P|Alta Vista Financial, Inc.|||N|N|N|N
AVIA|O|Avian Securities, LLC|NEW YORK, NY|800-683-0333|N|N|N|N
AVIL|P|Avila Capital Markets, Inc.|||N|Y|N|N
AVON|M|Avondale Partners, LLC|A-NASHVILLE, TN|615-467-3535|N|Y|N|N
AVON|M|Avondale Partners, LLC|TRADING DESK|866-386-7476|N|Y|N|N
AVSI|P|Amerivet Securities Inc.|||N|Y|N|N
AVST|P|Richave Financial, Inc.|||N|N|N|N
AVTR|P|AVATAR SECURITIES, LLC|||N|N|N|Y
AXCL|P|AXOS CLEARING LLC|||Y|Y|N|N
AXCS|P|Access Securities, LLC|STAMFORD CT|203-595-8210|N|Y|N|N
AXCS|P|Access Securities, LLC|CONVERTIBLES|203-595-8224|N|Y|N|N
AXCS|P|Access Securities, LLC|WESTLAKE VILLAGE, CA|818-889-5611|N|Y|N|N
AXGP|P|Access Securities, LLC|STAMFORD, CT|203-595-8210|N|Y|N|N
AXIO|O|Axiom Capital Management, Inc.|NEW YORK  NY|212-207-4005|Y|Y|N|N
AXIO|O|Axiom Capital Management, Inc.|NASDAQ TRADING|800-609-2232|Y|Y|N|N
AXOS|P|AXOS Clearing LLC|||Y|Y|N|N
AYME|M|Martinez-Ayme Securities|TRADING|305-271-0805|N|N|N|N
AYRE|P|AYRE INVESTMENTS, INC.|||N|N|N|N
AZSU|P|Arizona State University|||N|N|N|N
BALA|P|G1 Execution Services, LLC|||Y|Y|Y|N
BALE|P|M&T SECURITIES, INC.|||N|Y|N|N
BALF|P|Balfour Investors Inc.|NASDAQ TRADING|212-489-7071|N|N|N|N
BALS|P|BRUCE A. LEFAVI SECURITIES, INC.|||N|Y|N|N
BAMC|P|Baldwin Anthony Securities, Inc.||800-994-2262|N|N|N|N
BAMC|P|Baldwin Anthony Securities, Inc.|DALLAS, TX|214-219-8899|N|N|N|N
BANC|P|Banc One Securities Corporation|NASDAQ TRADING|614-248-8863|N|N|N|N
BANK|O|Primevest Financial Services, Inc.|ST. CLOUD, MN|320-656-4300|N|Y|N|N
BANK|O|Primevest Financial Services, Inc.|NASDAQ TRADING|800-245-0464|N|Y|N|N
BANK|O|Primevest Financial Services, Inc.|AGENCY DESK|320-529-4576|N|Y|N|N
BANK|O|Primevest Financial Services, Inc.||320-656-4322|N|Y|N|N
BANQ|P|CAMBRIA CAPITAL, LLC|||N|Y|N|N
BARD|M|Robert W. Baird & Co. Incorporated|MILWAUKEE  WI|414-765-3660|Y|Y|N|N
BARD|M|Robert W. Baird & Co. Incorporated|ALT NASDAQ PH|414-765-3629|Y|Y|N|N
BARD|M|Robert W. Baird & Co. Incorporated|NASDAQ/OTCBB TRADING|800-562-2288|Y|Y|N|N
BARD|M|Robert W. Baird & Co. Incorporated|INSTITUTIONAL|800-558-9853|Y|Y|N|N
BARD|M|Robert W. Baird & Co. Incorporated|PREFERRED|800-792-2473|Y|Y|N|N
BARG|P|Barriger & Barriger Incorporated|||N|N|N|N
BARR|M|Barrett & Company|PROVIDENCE, RI|401-351-1000|N|Y|N|N
BARR|M|Barrett & Company|PROVIDENCE, RI|800-556-7078|N|Y|N|N
BARR|M|Barrett & Company|TRADING|800-626-8964|N|Y|N|N
BASD|O|Banc of America Securities LLC|SAN FRANCISCO, CA|415-627-2900|N|N|N|N
BASS|P|BASIS FINANCIAL, LLC|||N|N|N|N
BATC|P|Battenkill Capital, Inc.|||N|N|N|N
BATM|P|CBOE TRADING, INC.|||Y|Y|Y|N
BATS|E|CBOE TRADING, INC.|Trading Desk|913 815 7001|Y|Y|Y|N
BATS|E|CBOE TRADING, INC.|Main Number|913 815 7000|Y|Y|Y|N
BATY|E|CBOE TRADING, INC.|||Y|Y|Y|N
BAYC|P|BAY CREST PARTNERS, LLC|||Y|Y|N|N
BAYP|P|BAY CREST PARTNERS, LLC|||Y|Y|N|N
BAYT|O|BTIG, LLC|SAN FRANCISCO, CA|415-248-2200|Y|Y|N|N
BBGC|P|B.B. Graham & Company, Inc.|||N|Y|N|N
BBHC|P|Brown Brothers Harriman & Co.|||N|N|N|N
BBHP|P|HALCYON CABOT PARTNERS, LTD.|||N|N|N|N
BBOK|P|BARCLAYS CAPITAL INC.|||Y|Y|Y|Y
BBOX|P|BLINKBOX, LTD.|||N|N|N|N
BBST|P|BB&T SECURITIES, LLC|||Y|Y|N|N
BCAP|M|Barclays Capital Inc.|NEW YORK, NY|212-412-2125|Y|Y|Y|Y
BCAR|P|Banca Carige Spa Cassa Di Risp|||N|N|N|N
BCDX|P|BARCLAYS CAPITAL INC.|||Y|Y|Y|Y
BCEP|O|Bofa Securities, Inc.||212-670-4214|Y|Y|Y|Y
BCEX|O|Bofa Securities, Inc.||212-670-4214|Y|Y|Y|Y
BCGS|P|BCG Securities, Inc.|||N|Y|N|N
BCIB|P|BCI SECURITIES, INC.|||N|Y|N|N
BCLE|P|Barclays Capital Inc./Le|||Y|Y|Y|Y
BCMR|P|BBVA Investments Inc.|||N|N|N|N
BCMX|P|BERENBERG CAPITAL MARKETS LLC|||Y|Y|N|N
BCPI|M|Bathgate Capital Partners LLC|GREENWOOD VILLAGE CO|720-488-4740|N|Y|N|N
BCPL|P|STOCKKINGS CAPITAL LLC|||N|Y|N|N
BCPT|M|Baron Capital, Inc.|NEW YORK  NY|212-759-1500|N|Y|N|N
BCRK|P|Bear Creek Securities, LLC|||N|Y|N|N
BCSA|P|BCS Americas, Inc.|||N|Y|N|N
BCSB|P|TRIBAL CAPITAL MARKETS, LLC|NASDAQ TRADING|212-482-2150|Y|Y|N|N
BCSC|P|Bluechip Securities, Inc.|||N|N|N|N
BCSI|P|Bluechip Securities, Inc.|||N|N|N|N
BCWM|P|CREAND SECURITIES|||Y|Y|N|N
BCZC|M|B. C. Ziegler and Company|WEST BEND, WI|800-558-1776|N|Y|N|N
BCZC|M|B. C. Ziegler and Company|EQUITY TRADING DESK|866-899-2344|N|Y|N|N
BCZC|M|B. C. Ziegler and Company|PREFERRED STOCKS|800-837-7205|N|Y|N|N
BDAK|P|Securitrade Corporation|||N|N|N|N
BDCO|P|Bardi Co. LLC|||N|Y|N|N
BDDK|P|Tradeweb Direct LLC|||N|Y|N|N
BDFI|P|Westmoore Trading Company|||N|N|N|N
BDVE|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||N|N|N|N
BDWN|O|BARDOWN CAPITAL LLC|||N|N|N|N
BEAC|P|Beacon Capital Markets, LLC|||N|N|N|N
BEAF|P|BEACONSFIELD FINANCIAL SERVICES, INC.|||N|Y|N|N
BEAH|P|Beach Securities Corporation|||N|N|N|N
BEAL|P|M. R. Beal & Company|||N|N|N|N
BEAR|M|Bear, Stearns & Co. Inc.|NEW YORK, NY|212-272-4810|Y|Y|Y|Y
BECM|P|CREAND SECURITIES|MIAMI, FL|305-358-8844|Y|Y|N|N
BECN|P|BEACON SECURITIES US LIMITED|||N|Y|N|N
BEGK|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||N|N|N|N
BEJB|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||N|N|N|N
BEJJ|P|BENJAMIN & JEROLD BROKERAGE I, LLC|CHICAGO, IL|312-554-0202|N|N|N|N
BELP|P|BELL POTTER SECURITIES (US) LLC|||N|Y|N|N
BENI|P|Evolution Securities US Inc.|||N|N|N|N
BENJ|P|Benjamin Securities, Inc.|||N|Y|N|N
BERN|M|Sanford C. Bernstein & Co., LLC|OTC TRADING|212-756-4017|Y|Y|Y|Y
BERS|P|BESTEX RESEARCH SECURITIES, LLC|||N|Y|N|N
BEST|M|J.P. Morgan Securities LLC|NEW YORK  NY|212-272-4810|Y|Y|Y|Y
BEST|M|J.P. Morgan Securities LLC|OTCBB/PINK SHEETS|212-272-4975|Y|Y|Y|Y
BEST|M|J.P. Morgan Securities LLC|NASDAQ TRADING|800-247-7882|Y|Y|Y|Y
BEST|M|J.P. Morgan Securities LLC|EMERGING MARKETS|212-272-9297|Y|Y|Y|Y
BEST|M|J.P. Morgan Securities LLC|INTERNATIONAL|212-272-4580|Y|Y|Y|Y
BEST|M|J.P. Morgan Securities LLC|ARBITRAGE|212-272-4506|Y|Y|Y|Y
BEST|M|J.P. Morgan Securities LLC|PREFERRED|212-272-5104|Y|Y|Y|Y
BEST|M|J.P. Morgan Securities LLC|PREFERRED|800-231-8892|Y|Y|Y|Y
BEST|M|J.P. Morgan Securities LLC|CONVERTIBLES|212-272-4484|Y|Y|Y|Y
BEST|M|J.P. Morgan Securities LLC|HIGH YIELD DEPT|212-272-5100|Y|Y|Y|Y
BEST|M|J.P. Morgan Securities LLC|OTCBB/PINK SHEETS|212-272-4975|Y|Y|Y|Y
BESX|P|BESTEX RESEARCH SECURITIES, LLC|||N|Y|N|N
BFEC|P|BENJAMIN F. EDWARDS & COMPANY, INC.|||N|Y|N|N
BFFI|P|Berthel, Fisher & Company Financial Services, Inc.|CEDAR RAPIDS, IA|319 447-5700|N|Y|N|N
BFIB|P|ARCA CAPITAL INVESTMENTS, INC.|||N|Y|N|N
BFLN|P|Basis Financial, Llc|||N|N|N|N
BFSA|O|Berwyn Financial Services Corp.|NASDAQ TRADING|610-408-9850|N|N|N|N
BFSI|P|Belfinance Securities, Inc.|||N|N|N|N
BFSL|P|Briggs-Ficks Securities, LLC|||N|N|N|N
BFTG|P|LEO BROKERAGE, LLC|||N|Y|N|N
BGCE|M|BGC Financial Inc.|||Y|Y|N|N
BGCF|P|BGC Financial Inc.|||Y|Y|N|N
BGCT|P|BGC FINANCIAL, L.P.|||Y|Y|N|N
BGCX|P|BGC Financial Inc.|||Y|Y|N|N
BGHT|P|Brighton Securities Corp.|WATTS|800-388-8787|N|Y|N|N
BGHT|P|Brighton Securities Corp.|ROCHESTER NY|716-473-3590|N|Y|N|N
BGHT|P|Brighton Securities Corp.|TRADING, NASDAQ|800-388-1703|N|Y|N|N
BGIA|P|Biondo Asset Management LLC|||N|N|N|N
BGIS|O|BLACKROCK EXECUTION SERVICES|415-597-2410|N/A|N|Y|N|N
BGSG|P|CBIZ Financial Solutions, Inc.|BALTIMORE, MD|301-777-7550|N|Y|N|N
BGTN|M|Brockington Securities, Inc.|NASDAQ TRADING|949-218-2486|N|N|N|N
BGTN|M|Brockington Securities, Inc.|OTCBB TRADING|949-218-2486|N|N|N|N
BGTN|M|Brockington Securities, Inc.||949-218-2486|N|N|N|N
BGTN|M|Brockington Securities, Inc.|EMERGENCY BACKUP|631-234-6098|N|N|N|N
BGWM|P|SANFORD C. BERNSTEIN & CO., LLC|||N|N|N|N
BHII|N|Belle Haven Investments|||N|Y|N|N
BHIS|P|BOURNEHILL INVESTMENT SERVICES, INC.|||N|Y|N|N
BHKS|P|BHK SECURITIES, LLC|||N|Y|N|N
BHLP|P|Belle Haven Investments, L.P.|||N|Y|N|N
BHMK|P|Benchmark Financial Services, Inc.|||N|N|N|N
BIAD|P|SAGETRADER, LLC|||Y|Y|Y|Y
BIDS|P|BIDS TRADING L.P.||212-618-2060|N|Y|N|N
BIGG|P|Brownstone Investment Group, LLC|||Y|Y|N|N
BIGP|P|BROWNSTONE INVESTMENT GROUP, LLC|||Y|Y|N|N
BIGZ|P|BROWNSTONE INVESTMENT GROUP, LLC|||Y|Y|N|N
BIMI|O|Banca IMI Securities Corp.|NEW YORK, NEW YORK|212-326-1118|Y|Y|N|N
BIRM|P|Sanford C. Bernstein & Co., LLC|NEW YORK, NY|212-756-4017|Y|Y|Y|Y
BISB|P|BERNSTEIN INSTITUTIONAL SERVICES LLC|||Y|Y|N|Y
BISE|P|BERNSTEIN INSTITUTIONAL SERVICES LLC|||Y|Y|N|Y
BISG|P|BERNSTEIN INSTITUTIONAL SERVICES LLC|||Y|Y|N|Y
BISH|P|BERNSTEIN INSTITUTIONAL SERVICES LLC|||Y|Y|N|Y
BISI|P|BANORTE SECURITIES INTERNATIONAL, LTD.|||N|Y|N|N
BISO|P|BERNSTEIN INSTITUTIONAL SERVICES LLC|||Y|Y|N|Y
BITS|P|ISAAK BOND INVESTMENTS, INC.|||N|Y|N|N
BJCM|P|ESSEX SECURITIES LLC|||N|Y|N|N
BJDV|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||N|N|N|N
BJRC|N|CASCADE INVESTMENT GROUP, INC.|||N|Y|N|N
BJRP|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||N|N|N|N
BKCM|P|BNY Mellon Capital Markets LLC|||Y|Y|N|N
BKES|P|BNY MELLON CAPITAL MARKETS, LLC|||Y|Y|N|N
BKLR|P|BUCKLER SECURITIES LLC|||N|Y|N|N
BKRT|M|Buckman, Buckman & Reid, Inc.|RED BANK  NJ|732-224-7900|Y|Y|N|N
BKRT|M|Buckman, Buckman & Reid, Inc.|NASDAQ TRADING|800-952-4957|Y|Y|N|N
BKRT|M|Buckman, Buckman & Reid, Inc.||732-224-8845|Y|Y|N|N
BKST|M|Brookstreet Securities Corporation|IRVINE  CA|800-285-2578|N|N|N|N
BKST|M|Brookstreet Securities Corporation|BACK-UP|949-852-6800 EXT 205|N|N|N|N
BKVW|P|Access Securities, LLC|||N|Y|N|N
BLAS|P|SAN BLAS SECURITIES LLC|||Y|Y|N|N
BLAV|P|Sanford C. Bernstein & Co., LLC|NEW YORK, NY|212-756-4017|Y|Y|Y|Y
BLAY|P|Bley Investments Group, Inc.|||N|Y|N|N
BLCK|N|James I. Black & Company|LAKELAND, FL|863-686-4163|N|Y|N|N
BLIO|P|Bloomberg L.P.|||N|N|N|N
BLKB|N|Blackburn & Company, Inc.|NEW YORK, NY|(212)760-1740|N|N|N|N
BLKX|P|INSTINET, LLC|||Y|Y|Y|Y
BLNI|N|Ameritas Investment Corp.|||N|Y|N|N
BLNX|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||N|N|N|N
BLOC|P|AOS, Inc.|||N|Y|N|N
BLOX|P|JONESTRADING|||Y|Y|N|N
BLTD|P|BLUEFIN CAPITAL MANAGEMENT, LLC|||N|N|N|N
BLTK|P|Bulltick, Llc|TRADING DESK|305-533-1005|Y|Y|N|N
BLTN|P|BOLTON SECURITIES CORPORATION|||N|Y|N|N
BLTR|C|Bloomberg Tradebook LLC|||N|Y|N|N
BLUE|P|Blue Ocean ATS, LLC|||N|Y|N|N
BLVS|P|BLUE VASE SECURITIES, LLC|||N|Y|N|N
BLYK|M|Blaylock & Company, Inc.|NEW YORK, NY|800-760-8855|N|N|N|N
BMEE|P|Barron Moore, Inc.|||N|N|N|N
BMFS|P|Boston Merchant Financial Services, Inc.|||N|N|N|N
BMNT|P|MINT GLOBAL MARKETS, INC.|||Y|Y|N|N
BMOC|M|BMO Capital Markets Corp.|NEW YORK, NY|212-338-8970|Y|Y|Y|Y
BMOC|M|BMO Capital Markets Corp.|NEW YORK, NY|800-835-5313|Y|Y|Y|Y
BMOC|M|BMO Capital Markets Corp.|RETAIL|212-702-1939|Y|Y|Y|Y
BMOC|M|BMO Capital Markets Corp.|CANADA,GOLD,METALS|1-800-405-1219|Y|Y|Y|Y
BMOR|P|Barron Moore, Inc.|MAIN NUMBER|214-520-6500|N|N|N|N
BMSI|P|BULL MARKET SECURITIES, INC.|||N|Y|N|N
BMUR|P|BREAN CAPITAL, LLC|NEW YORK, NY|800-223-4132|Y|Y|N|N
BMUR|P|BREAN CAPITAL, LLC|NEW YORK, NY|212-702-6500|Y|Y|N|N
BNBG|N|Bainbridge Securities Inc.|||N|N|N|N
BNCH|M|The Benchmark Company, LLC|OTCBB|212-312-6700|Y|Y|N|N
BNCO|P|THE BENCHMARK COMPANY, LLC|||Y|Y|N|N
BNDS|P|Bonds.com, Inc.|||N|Y|N|N
BNJM|P|BENJAMIN SECURITIES, INC.|||N|Y|N|N
BNKS|M|Fig Partners, LLC|ATLANTA, GA|404-601-7205|Y|Y|N|N
BNKS|M|Fig Partners, LLC|BACKUP|404-291-9133|Y|Y|N|N
BNKS|M|Fig Partners, LLC|BACKUP|339-224-0020|Y|Y|N|N
BNPC|P|BNP Paribas Investment Services, LLC|||N|N|N|N
BNPE|P|BNP Paribas Securities Corp.|||Y|Y|Y|Y
BNPS|O|BNP Paribas Securities Corp.|||Y|Y|Y|Y
BNPX|P|BNP PARIBAS SECURITIES CORP.|||Y|Y|N|N
BNTE|P|BANORTE SECURITIES INTERNATIONAL, LTD.|||N|Y|N|N
BNYI|P|BNY Investment Center Inc.|||N|N|N|N
BNYM|P|BNY MELLON CAPITAL MARKETS, LLC|||Y|Y|N|N
BNYN|O|Banyan Securities, LLC|LARKSPUR ,CA|415-461-0900|Y|Y|N|N
BOBS|P|BULLISH BOB BAGLEY SECURITIES, INC.|||N|Y|N|N
BOFA|M|Bofa Securities, Inc.|NEW YORK|212-583-8000|Y|Y|Y|Y
BOFA|M|Bofa Securities, Inc.|NEW YORK|888-583-8900|Y|Y|Y|Y
BOFA|M|Bofa Securities, Inc.|AGENCY TRADING NY|212-583-8119|Y|Y|Y|Y
BOFA|M|Bofa Securities, Inc.|CONVERTIBLES|212-583-8214|Y|Y|Y|Y
BOFA|M|Bofa Securities, Inc.|LISTED|800-227-4705|Y|Y|Y|Y
BOFA|M|Bofa Securities, Inc.|NY FOREIGN TRADING|212-583-8123|Y|Y|Y|Y
BOFA|M|Bofa Securities, Inc.|TRADING|212-583-8101|Y|Y|Y|Y
BOFA|M|Bofa Securities, Inc.|TRADING|212-583-8113|Y|Y|Y|Y
BOIN|P|BOURSA INVESTMENTS,INC.|||N|Y|N|N
BOJI|M|Okoboji Financial Services, Inc.|SPIRIT LAKE, IA|712-336-3380|N|N|N|N
BOKI|P|BOK FINANCIAL SECURITIES, INC.|||N|Y|N|N
BOND|P|ABRAMENKO & COMPANY, INC.|||N|N|N|N
BOOK|C|Bloomberg Tradebook LLC|||N|Y|N|N
BOOM|P|Integral Capital Group, LLC|TRADING DESK|212-905-7600|N|N|N|N
BOSM|E|Boston Stock Exchange|||N|N|N|N
BOSX|E|Boston Stock Exchange|NASDAQ TRADING|617-526-8700|N|N|N|N
BOSX|E|Boston Stock Exchange|NASDAQ TRADE SUPPORT|617-526-8705|N|N|N|N
BOSX|E|Boston Stock Exchange|K&S INC.|617-526-8710 (KASN)|N|N|N|N
BOSX|E|Boston Stock Exchange|MELVIN SPECIALIST|617-526-8715 (MSIO)|N|N|N|N
BOSX|E|Boston Stock Exchange|MOORS & CABOT|617-526-8720 (MCBT)|N|N|N|N
BPAT|M|Baird, Patrick & Co., Inc.|OTC/BANKS|212-422-1120|N|N|N|N
BPAT|M|Baird, Patrick & Co., Inc.|OTC/BANKS|800-421-0123|N|N|N|N
BPAT|M|Baird, Patrick & Co., Inc.|PREFERRED TRADING|212-493-6626|N|N|N|N
BPAT|M|Baird, Patrick & Co., Inc.||800-421-0123|N|N|N|N
BPFI|P|MANORHAVEN CAPITAL LLC|||N|Y|N|N
BPLC|P|Bannockburn Partners, Llc|||N|Y|N|N
BPLL|P|ENTREX CAPITAL MARKETS|||N|N|N|N
BPWP|N|BUTTONWOOD PARTNERS, INC.|||N|Y|N|N
BRCB|N|Branch, Cabell & Co.,  Inc.|||N|N|N|N
BRCK|P|BEDROCK SECURITIES, LLC|||N|N|N|N
BRCO|P|Brownco, LLC|BOSTON  MA|617-624-6453|N|N|N|N
BRCO|P|Brownco, LLC||800-357-4410|N|N|N|N
BRCY|P|BCP SECURITIES, LLC|||N|Y|N|N
BRFI|P|LEBENTHAL FINANCIAL SERVICES, INC.|||N|Y|N|N
BRGE|M|Newbridge Securities Corp.|FT LAUDERDALE, FL|954-229-9818|Y|Y|N|N
BRGE|M|Newbridge Securities Corp.|BACKUP LINE|954-334-3450|Y|Y|N|N
BRIM|N|Brimberg & Co.|||N|N|N|N
BRIN|P|Brinson Patrick Securities Corporation|||N|N|N|N
BRKL|P|BROOKLINE GROUP, LLC|||N|N|N|N
BRMS|P|Biremis, Corp.|TRADING|617-848-8998|N|N|N|N
BRND|N|Robert Brandt & Co.||800-421-0670|N|N|N|N
BRNK|P|BRINKER CAPITAL SECURITIES, LLC|||N|Y|N|N
BRNT|N|H.D. Brent & Company, Inc.|||N|N|N|N
BROC|P|PGM GLOBAL INC.|||N|Y|N|N
BROK|P|Brockington Securities, Inc.|||N|N|N|N
BRON|P|Brownco, LLC|BOSTON  MA|617-624-6453|N|N|N|N
BRON|P|Brownco, LLC||800-357-4410|N|N|N|N
BRPR|P|BRASIL PLURAL SECURITIES LLC|Main Line|212-388-5600|N|Y|N|N
BRRR|N|BARRINGTON RESEARCH ASSOCIATES, INC.|NASDAQ TRADING|800-233-6205|N|Y|N|N
BRRT|P|Brut, LLC|||Y|Y|Y|Y
BRSA|P|BOURSA INVESTMENTS,INC.|||N|Y|N|N
BRSB|P|BOURSA INVESTMENTS,INC.|||N|Y|N|N
BRSE|N|Bradesco Securities Inc.|NEW YORK, NY|212-888-9141|Y|Y|N|N
BRSN|P|Brut, LLC|||Y|Y|Y|Y
BRUT|C|NASDAQ Execution Services, LLC|BROKER/DEALR SUPPORT|212-269-7470|Y|Y|Y|Y
BRUT|C|NASDAQ Execution Services, LLC|MAIN OFFICE|212-952-0280|Y|Y|Y|Y
BRUT|C|NASDAQ Execution Services, LLC|DISASTER TRADING|212-269-7470|Y|Y|Y|Y
BRUT|C|NASDAQ Execution Services, LLC|DISASTER TRADING|201-499-5910|Y|Y|Y|Y
BRUT|C|NASDAQ Execution Services, LLC|DISASTER RECOVERY|201-499-5900|Y|Y|Y|Y
BRUT|C|NASDAQ Execution Services, LLC|RIDGEFIELD, NJ|210-840-5651|Y|Y|Y|Y
BRUT|C|NASDAQ Execution Services, LLC|TRADE SUPPORT|201-599-5910|Y|Y|Y|Y
BRVL|P|BLAYLOCK VAN, LLC|||N|Y|N|N
BRWM|P|B. RILEY WEALTH MANAGEMENT, INC.|||N|Y|N|N
BRWN|N|K.W. Brown Investments|NASDAQ TRADING|561-347-8434|N|N|N|N
BSAM|P|Bear, Stearns Securities Corp./ American Stock Exchange OTC|||N|N|N|N
BSAZ|N|Berry-Shino Securities, Inc.|||N|N|N|N
BSCM|P|BROAD STREET CAPITAL MARKETS, LLC|||N|Y|N|N
BSCO|P|Brookshire Securities Corporation|||N|N|N|N
BSCT|P|Brookshire Securities Corporation|||N|N|N|N
BSIC|M|Basic Investors Inc.|MELVILLE, NY|631-630-0286|N|N|N|N
BSIC|M|Basic Investors Inc.|BULLETIN BOARDS|631-630-0286|N|N|N|N
BSIS|N|Bancorpsouth Investment Services, Inc.|||N|N|N|N
BSSC|P|J.P. MORGAN SECURITIES LLC|||Y|Y|Y|Y
BSTV|P|Bestvest Investments, Ltd.|||N|Y|N|N
BSWC|M|A.G. Blakey & Company|||N|N|N|N
BTAB|N|DB Alex. Brown LLC|||N|N|N|N
BTBC|P|BT Brokerage Corporation|||N|N|N|N
BTBK|P|BLOOMBERG TRADEBOOK LLC|||N|Y|N|N
BTBS|P|BELVEDERE TRADING LLC|||N|N|N|N
BTDG|P|BIDS TRADING L.P.|||N|Y|N|N
BTGA|O|Bottega Securities, LLC|TRADING|310-208-4410|N|N|N|N
BTGP|P|BTG PACTUAL US CAPITAL, LLC|||N|Y|N|N
BTIF|P|BTIG, LLC|||Y|Y|N|N
BTIG|M|BTIG, LLC||415-248-2200|Y|Y|N|N
BTIM|P|BTIG, LLC|||Y|Y|N|N
BTIS|P|BTIG, LLC|||Y|Y|N|N
BTIX|P|BTIG, LLC|||Y|Y|N|N
BTRA|O|B-Trade Services LLC|NEW YORK|212-448-5682|N|N|N|N
BTRA|O|B-Trade Services LLC|TRADING|888-873-8873|N|N|N|N
BTRD|C|B-Trade Services LLC|NEW YORK, NY|212-448-5682|N|N|N|N
BTRD|C|B-Trade Services LLC|NEW YORK, NY|212-448-5680|N|N|N|N
BTSI|P|LIGHT HORSE SECURITIES, INC|||N|Y|N|N
BTSS|P|MOMENTUM INDEPENDENT NETWORK INC.|||N|Y|N|N
BUCL|M|Harris Investorline|||N|N|N|N
BUEL|O|BUELL SECURITIES CORP.|WETHERSFIELD  CT|860-258-2300 X122|N|Y|N|N
BUNT|N|UBS Bunting Warburg|||N|N|N|N
BURR|P|BURRILL MERCHANT ADVISORS GROUP, LLC|||N|N|N|N
BUWI|O|Butler, Wick & Co., Inc.|YOUNGSTOWN OH|330-744-4351|N|N|N|N
BUWI|O|Butler, Wick & Co., Inc.|NASDAQ TRADING|800-969-6393|N|N|N|N
BUWI|O|Butler, Wick & Co., Inc.||800-229-1643|N|N|N|N
BUZZ|N|Heidtke & Company, Inc.|||N|N|N|N
BVCM|M|UNICREDIT CAPITAL MARKETS||212-672-6241|N|Y|N|N
BVIS|P|BESTVEST INVESTMENTS, LTD.|||N|Y|N|N
BVUS|P|BONDS.COM, INC.|||N|Y|N|N
BWAG|P|Bear Wagner Specialists LLC|||N|N|N|N
BWAL|P|Broadwall Capital LLC|NEW YORK, NY|646-432-6300|N|N|N|N
BWEL|P|Barclays Capital Inc./LE|||Y|Y|Y|Y
BWNA|N|BROWN ASSOCIATES, INC.|||N|Y|N|N
BWNT|M|First American Capital and Trading Corporation|||N|N|N|N
BYXM|P|CBOE TRADING, INC.|||Y|Y|Y|N
BYXX|E|Bats Trading, Inc.|||Y|Y|Y|N
BZTN|N|Alliant Securities, Inc. Turner, Nord, Kienbaum|NASDAQ TRADING|509-747-9144|N|Y|N|N
BZWV|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y
BZXL|P|VOLANT LIQUIDITY, LLC|||N|N|N|N
BZYD|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y
BZYF|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y
BZYJ|P|GOLDMAN SACHS & CO. LLC|||N|N|N|N
CAAA|O|AKAR CAPITAL MANAGEMENT, INC.|||N|Y|N|N
CABR|P|Cabrera Capital Markets, Inc.|||N|Y|N|N
CADG|P|RISE FINANCIAL SERVICES, LLC|||N|Y|N|N
CAGI|P|CRESCENT SECURITIES GROUP, INC.|||N|Y|N|N
CAIB|P|CALTON & ASSOCIATES, INC.|||N|Y|N|N
CAIN|N|Carnegie Investor Services Inc.|||N|N|N|N
CALD|N|Caldwell Securities, Incorporated|DANVILLE, CA|925-838-5525|N|Y|N|N
CALL|P|BOURNEHILL INVESTMENT SERVICES, INC.|||N|Y|N|N
CALT|P|CALTON & ASSOCIATES, INC.|||N|Y|N|N
CAMB|N|Cambridge Group Investments, Ltd.|||N|N|N|N
CAMC|P|Cambria Capital, LLC|||N|Y|N|N
CAMM|N|Chela Technology Partners, Llc|||N|N|N|N
CANA|P|CANACCORD GENUITY INC.|||Y|Y|N|N
CANN|P|Cannondale Securities, LLC|NY - AGENCY DESK|212-610-2780|N|N|N|N
CANT|M|Cantor Fitzgerald & Co.|TRADING|800-214-7307|Y|Y|N|N
CANT|M|Cantor Fitzgerald & Co.|NASDAQ INTERNATIONAL|212-829-5475|Y|Y|N|N
CAPB|N|Capital Investment Brokerage, Inc.|||N|Y|N|N
CAPC|P|CAPITAL CITY SECURITIES, LLC|||N|Y|N|N
CAPF|N|CAPITAL FINANCIAL SERVICES, INC.|||N|Y|N|N
CAPG|P|Capital Investment Group, Inc.|||N|Y|N|N
CAPM|M|NATWEST MARKETS SECURITIES INC.|||N|Y|N|N
CAPP|P|CapFinancial Partners, LLC|||N|Y|N|N
CAPS|P|White Cap Trading, LLC|MAIN NUMBER|212-812-9300|N|N|N|N
CAPS|P|White Cap Trading, LLC|TRADING DESK|1-888-928-3375|N|N|N|N
CARN|P|CARNEGIE, INC.|||N|Y|N|N
CARR|M|Carr Securities Corporation|PT WASHINGTON NY|516-944-8300|N|N|N|N
CARR|M|Carr Securities Corporation|DELISTING/BANKRUPTCY|800-221-2243|N|N|N|N
CART|N|Carty & Company, Inc.|MEMPHIS, TN|(901)767-8940|N|Y|N|N
CARY|P|CARY STREET PARTNERS LLC|||N|Y|N|N
CASH|O|Planner Securities LLC|NASDAQ TRADING|732-536-0550|N|Y|N|N
CASL|P|Coast Asset Securities LLC|||N|N|N|N
CATC|P|Chicago Analytic Trading Company, LLC|||N|Y|N|N
CATE|P|Carter, Terry & Company, Inc.|NASDAQ TRADING|404-964-8079|N|Y|N|N
CATF|N|Catalyst Financial|DANBURY, CT|203-791-3944|N|N|N|N
CATH|P|CATHAY SECURITIES, INC.|||N|Y|N|N
CATS|P|Citadel Securities LLC|||Y|Y|Y|Y
CATY|P|Cathay Financial Inc.|NEW YORK, NY|212-610-1199|N|N|N|N
CAVU|P|CAVU SECURITIES LLC|||N|Y|N|N
CAZE|O|Cazenove Incorporated|||N|N|N|N
CBAS|P|CBA Securities LLC|||N|N|N|N
CBBB|N|NASDAQ PRODUCT DEVELOPMENT/NY|SUBSCRIBER SERVICES|1-800-777-5606|N|N|N|N
CBCB|M|Collier Browne & Company|CINN.  OHIO|513-271-3777|N|N|N|N
CBCI|P|KeyBanc Capital Markets Inc.|||Y|Y|N|N
CBFG|P|Cheevers, Hand & Angeline, Inc.|||N|N|N|N
CBID|M|CLEARINGBID MARKETS, INC.|||N|Y|N|N
CBIN|P|BBVA SECURITIES INC.|||N|Y|N|N
CBIS|P|CBNY Investment Services Corp.|||N|N|N|N
CBNL|P|Cambridge BN Ltd.|||N|N|N|N
CBOE|E|Chicago Board Options Exchange|||N|N|N|N
CBOH|N|Chicago Board Of Options Exchange/Bear Stearns|||N|N|N|N
CBOL|M|Mutual Securities Inc|ENCINO  CA|818-990-0992|N|Y|N|N
CBOL|M|Mutual Securities Inc|LAGUNA NIGUEL, CA.|714-495-0764|N|Y|N|N
CBOL|M|Mutual Securities Inc|ENCINO, CA|800-750-7862|N|Y|N|N
CBRA|P|Cobra Trading, Inc.|||N|Y|N|N
CBRC|P|COBRA TRADING, INC.|||N|Y|N|N
CBRV|P|COBRA TRADING, INC.|||N|Y|N|N
CBSE|P|CAMBRIDGE INTERNATIONAL SECURITIES, LLC|||N|Y|N|N
CBSI|P|Cullum & Burks Securities, Inc.|||N|N|N|N
CBTD|N|SYNOVUS SECURITIES, INC.|COLUMBUS, GA|404-649-5528|N|Y|N|N
CBUZ|P|Jump Trading, LLC|||Y|N|Y|Y
CCAE|M|Nasdaq System Symbol/CCAE/800082|||N|N|N|N
CCAI|P|CANACCORD GENUITY INC.|||Y|Y|N|N
CCBO|P|CCB INTERNATIONAL OVERSEAS (USA) INC.|||N|Y|N|N
CCCM|P|Cowen and Company, LLC|||Y|Y|Y|Y
CCCO|P|Carnes Capital Corporation|NAPLES  FL|941-261-6187|N|Y|N|N
CCCO|P|Carnes Capital Corporation||800-964-4392|N|Y|N|N
CCCO|P|Carnes Capital Corporation|SWITCHBOARD|941-261-2112|N|Y|N|N
CCGR|P|COHEN CAPITAL GROUP, LLC|||N|N|N|N
CCIC|P|CAC Capital Corp|||N|N|N|N
CCIG|P|CinCap Investment Group,INC.|||N|Y|N|N
CCIS|N|CORRELL CO. INVESTMENT SERVICES CORP.|||N|Y|N|N
CCMB|P|Marex Capital Markets Inc|||Y|Y|N|N
CCMC|P|Commerzbank Capital Markets Corp.|||N|N|N|N
CCME|N|CCM Equities LLC|||N|Y|N|N
CCMI|P|Citizens JMP Securities LLC|||Y|Y|N|N
CCMK|P|Cowen and Company, LLC|||Y|Y|Y|Y
CCML|P|CONCEPT CAPITAL MARKETS, LLC|||Y|Y|N|N
CCMM|P|Craft Capital Management LLC|||N|Y|N|N
CCMT|P|Cohen and Company Capital Markets, LLC|||N|N|N|N
CCOC|P|CCO CAPITAL, LLC|||N|Y|N|N
CCPP|P|CHALICE CAPITAL PARTNERS|||N|Y|N|N
CCRD|P|CONCORDE INVESTMENT SERVICES, LLC|||N|Y|N|N
CCTE|P|DRIVEWEALTH INSTITUTIONAL LLC|||Y|Y|N|N
CCUS|P|CIC MARKET SOLUTIONS, INC.|||N|Y|N|N
CDEA|P|CIBC World Markets Corp.|||Y|Y|Y|Y
CDEL|P|Citadel Securities LLC|||Y|Y|Y|Y
CDGO|P|CITADEL SECURITIES LLC|||Y|Y|Y|Y
CDLC|P|CITADEL CLEARING LLC|||N|Y|N|N
CDON|P|CELADON FINANCIAL GROUP LLC|||Y|Y|N|N
CDRG|M|Citadel Securities LLC|CHICAGO, IL|312-395-2010|Y|Y|Y|Y
CEDL|P|Citadel Securities LLC|||Y|Y|Y|Y
CEMM|O|Citadel Derivatives Group LLC||312-395-3388|Y|Y|Y|Y
CENT|P|CENTENNIAL SECURITIES COMPANY, LLC|||N|Y|N|N
CEON|O|Rice, Voelker,  LLC|NEW ORLEANS, LA|800-240-0412|Y|Y|N|N
CEPA|P|Century Pacific Securities, Inc.|||N|N|N|N
CERS|O|Ceros Financial Services, Inc.|||Y|Y|N|N
CESI|P|STONEX OUTSOURCED SERVICES LLC|||N|Y|N|N
CESX|M|WORLD-XECUTION STRATEGIES|||N|N|N|N
CETR|N|Centurion Institutional Services, Inc.|||N|N|N|N
CEUT|O|Collins Stewart LLC|NEW YORK  NY|212-888-8256|N|N|N|N
CEUT|O|Collins Stewart LLC|NASDAQ TRADING|800-538-7004|N|N|N|N
CFCD|P|CANTOR FITZGERALD & CO|||Y|Y|N|N
CFCO|P|Cantor Fitzgerald & Co.|||Y|Y|N|N
CFCS|P|CANTOR FITZGERALD & CO.|||Y|Y|N|N
CFDI|O|CFD Investments, Inc.|KOKOMO, IN|317-453-9600|N|Y|N|N
CFGM|P|Trustmont Financial Group, Inc.|||N|Y|N|N
CFGN|M|CELADON FINANCIAL GROUP LLC|Trading Desk|732-226-7193|Y|Y|N|N
CFGO|P|CF Global Trading, LLC|||N|Y|N|N
CFGT|P|CF Global Trading, LLC|||N|Y|N|N
CFII|N|Consolidated Financial Investments, Inc.|NASDAQ TRADING|314-727-1177|N|Y|N|N
CFII|N|Consolidated Financial Investments, Inc.||800-292-6637|N|Y|N|N
CFPT|P|CANTOR FITZGERALD & CO.|||Y|Y|N|N
CFRC|P|Cantor Fitzerald & Co.|||Y|Y|N|N
CFSC|P|INSIGNEO INTERNATIONAL FINANCIAL SERVICES, LLC|||N|Y|N|N
CFSI|P|Ceros Financial Services, Inc.|||Y|Y|N|N
CGAM|P|CGIS SECURITIES LLC|||N|Y|N|N
CGAT|O|CADARET, GRANT & CO., INC.|NASDAQ TRADING|315-471-2191|N|Y|N|N
CGCO|P|CG Compass (USA) LLC|||N|Y|N|N
CGFL|P|Capital Growth Financial, LLC|TRADING|561-367-7123|N|N|N|N
CGFN|P|Capital Growth Financial|||N|N|N|N
CGMI|P|CITIGROUP GLOBAL MARKETS INC.|||Y|Y|Y|Y
CGWM|P|Citigroup Global Markets Inc.|||Y|Y|Y|Y
CGXS|P|ONECHRONOS MARKETS LLC|||N|Y|N|N
CHAS|M|Charles Schwab & Co., Inc.|SAN FRANCISCO, CA|415-667-5515|Y|Y|N|N
CHBC|P|PENSERRA SECURITIES, LLC|||Y|Y|N|N
CHCH|P|CHURCHILL FINANCIAL, LLC|||N|Y|N|N
CHCK|P|Chickasaw Securities, LLC|||N|Y|N|N
CHDA|N|Chapin, Davis|||N|Y|N|N
CHDN|P|CHARDAN CAPITAL MARKETS LLC|Trading Desk|646-465-9090|Y|Y|N|N
CHIG|M|Chicago Investment Group, LLC|TRADING|312-377-5113|N|N|N|N
CHIG|M|Chicago Investment Group, LLC|TRADING|312-377-4759|N|N|N|N
CHIG|M|Chicago Investment Group, LLC|L-TRADING|310-939-1943|N|N|N|N
CHIG|M|Chicago Investment Group, LLC|L- TRADING|310-939-1933|N|N|N|N
CHIL|N|Chilian Partners, L.P.|NASDAQ TRADING|407-362-4691|N|N|N|N
CHKG|P|Shin Han Global Securities|||N|N|N|N
CHLC|P|CHURCHILL CAPITAL USA, INC.|||Y|Y|N|N
CHLM|M|Craig-Hallum Capital Group LLC|MINNEAPOLIS, MN|612-334-2889|Y|Y|N|N
CHLM|M|Craig-Hallum Capital Group LLC||800-752-1471|Y|Y|N|N
CHMS|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y
CHNR|P|CHAUNER SECURITIES, INC.|||N|Y|N|N
CHPP|P|TP ICAP Global Markets Americas LLC|||Y|Y|N|N
CHPR|P|CHOPPER SECURITIES, LLC|||N|N|N|N
CHSI|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y
CHTS|P|Chatsworth Securities, LLC|||N|Y|N|N
CHXE|E|Chicago Stock Exchange|DFLR DEMPSEY|312-663-2255|N|N|N|N
CHXE|E|Chicago Stock Exchange|CSGG-ATD SPECIALISTS|312-663-2255|N|N|N|N
CHXE|E|Chicago Stock Exchange|JAMI-SJS SECURITIES|312-663-2255|N|N|N|N
CHXE|E|Chicago Stock Exchange|SSAL-SLVATORE & CO|312-663-2255|N|N|N|N
CHXX|P|CHXBD, LLC|||N|N|N|N
CIBC|P|CIBC World Markets Corp.|Trade Floor|212-856-3697|Y|Y|Y|Y
CIBC|P|CIBC World Markets Corp.|Trade Floor|212-856-3697|Y|Y|Y|Y
CIBC|P|CIBC World Markets Corp.|Trade Floor|212-856-3697|Y|Y|Y|Y
CIBC|P|CIBC World Markets Corp.|Trade Floor|212-856-3697|Y|Y|Y|Y
CIBP|P|CIBC World Markets Corp.|||Y|Y|Y|Y
CICC|P|CICC US SECURITIES, INC.|||N|Y|N|N
CICF|P|Canaccord Genuity Corp.|VANCOUVER, CANADA|604-643-7300|N|N|N|N
CICL|N|Carolinas Investment Consulting LLC|||N|Y|N|N
CIGC|P|CIG Corp.|||N|Y|N|N
CIIV|P|CORPORATE INVESTMENTS GROUP, INC.|||N|Y|N|N
CIMB|P|Membership: CGS INTERNATIONAL SECURITIES USA, INC|||N|Y|N|N
CIMS|P|CIM SECURITIES, LLC|||N|Y|N|N
CINN|E|National Stock Exchange|TRADING|800-843-3924|N|N|N|N
CINV|M|Corporate Investments Group, Inc.|CHICAGO, IL|773-728-9037|N|Y|N|N
CIRI|N|CAMBRIDGE INVESTMENT RESEARCH, INC.|||N|Y|N|N
CISE|P|Capital Investment Services, Inc.|||Y|Y|Y|Y
CISI|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y
CIST|O|Capital Institutional Services, Inc.|DALLAS, TX|214-720-0504|Y|Y|N|N
CISV|P|CCO Investment Services Corp.|||N|Y|N|N
CITA|P|Citation Financial Group, L.P.|NEW YORK, NY|212-618-0339|N|N|N|N
CITA|P|Citation Financial Group, L.P.||800-691-0903|N|N|N|N
CITG|P|Citadel Trading Group L.L.C.|COMPLIANCE|312-395-2717|N|N|N|N
CITG|P|Citadel Trading Group L.L.C.|CHICAGO, IL|312-443-8401|N|N|N|N
CITI|P|CITIGROUP GLOBAL MARKETS INC.|||Y|Y|Y|Y
CITY|P|STIFEL, NICOLAUS & COMPANY, INCORPORATED|||Y|Y|N|N
CJIX|P|CJI Capital Markets, Inc.|||N|N|N|N
CJSC|P|CJS Securities, Inc.|||N|Y|N|N
CJSI|N|CJS Securities, Inc.|||N|Y|N|N
CKCC|P|C. K. Cooper & Company, Inc.|Trading|866-477-2667|N|N|N|N
CLAM|P|Calamos Financial Services LLC|||N|Y|N|N
CLDN|P|CELADON FINANCIAL GROUP LLC|||Y|Y|N|N
CLDS|P|Coldwater Securities Incorporated|NASDAQ TRADING|310-247-2700|N|Y|N|N
CLER|P|CLEARLIST LLC|||N|Y|N|N
CLGL|N|C. L. Glazer & Company, Inc.|GREENWICH, CT|203-629-4333|N|N|N|N
CLHT|P|CLEAR STREET, LLC|||Y|Y|Y|Y
CLIC|P|CLICK CAPITAL MARKETS|||N|Y|N|N
CLLC|P|CIMAS, LLC|||N|Y|N|N
CLMK|M|C. L. McKinney & Co., Inc.|||N|N|N|N
CLRK|P|Clark Dodge & Co., Inc.|||N|N|N|N
CLRS|P|CLEARLIST SECURITIES LLC|||N|Y|N|N
CLSA|P|CLSA AMERICAS, LLC|||Y|Y|N|N
CLSC|P|CABOT LODGE SECURITIES LLC|||N|Y|N|N
CLST|P|CLEAR STREET, LLC|||Y|Y|Y|Y
CLSX|P|CLEAR STREET CANADA INC.|||N|N|N|N
CLVU|P|Clearview Trading Advisors, Inc.|||N|Y|N|N
CLYB|O|Carlin Equities, LLC|||N|N|N|N
CLYM|P|Claymore Securities, Inc.|||N|Y|N|N
CLYP|M|Carlin Equities, LLC|||N|N|N|N
CMBA|P|DRW EXECUTION SERVICES, LLC|||Y|Y|Y|Y
CMBB|P|DRW EXECUTION SERVICES, LLC|||Y|Y|Y|Y
CMBC|P|DRW EXECUTION SERVICES, LLC|||Y|Y|Y|Y
CMBD|P|DRW EXECUTION SERVICES, LLC|||Y|Y|Y|Y
CMCA|N|COMERICA SECURITIES|NASDAQ TRADING|313-222-9458|N|Y|N|N
CMCE|P|COMMERCE BROKERAGE SERVICES, INC.|||N|Y|N|N
CMDN|N|Camden Financial Services|||N|Y|N|N
CMKT|P|Cowen and Company, LLC|main #|516-746-5757|Y|Y|Y|Y
CMMW|P|Commonwealth Financial Network|NEWTON, MA|617-736-0700|N|Y|N|N
CMPT|P|Compass Point Research & Trading, LLC|||Y|Y|N|N
CMRA|P|Chimera Securities, LLC|||N|N|N|Y
CMSE|N|CM Securities, Inc.|||N|N|N|N
CMSI|P|Capital Management Securities, Inc.|||N|Y|N|N
CMSP|P|RQD* CLEARING, LLC|||Y|Y|Y|N
CMSS|P|Charles Morgan Securities, Inc.|||N|N|N|N
CMTT|P|CMT TRADING LLC|||Y|N|N|N
CMTX|P|ATOM GLOBAL TRADING|||N|N|N|N
CNCD|P|CONCORDE INVESTMENT SERVICES, LLC|||N|Y|N|N
CNCR|P|INTERNATIONAL CAPITAL MARKETS, INC.|||N|N|N|N
CNFI|P|Centaurus Financial, Inc.|||N|Y|N|N
CNFR|P|Marex Capital Markets Inc|SAN FRANCISCO, CA|415-677-5800|Y|Y|N|N
CNFR|P|Marex Capital Markets Inc|NASDAQ TRADING|415-677-5800|Y|Y|N|N
COAA|P|ABN AMRO CLEARING CHICAGO LLC|||Y|Y|Y|Y
COAK|P|CASTLEOAK SECURITIES, LP|||N|Y|N|N
COAS|P|REALTA EQUITIES, INC.|FALMOUTH, MA|508-548-1707|N|Y|N|N
COCE|O|Choice Investments, Inc.|AUSTIN,TX|512-451-7417|N|N|N|N
COCH|P|Cochran Caronia Waller Securities LLC|CHICAGO, IL|800-375-4005|N|N|N|N
COCS|P|COST CONTAINMENT SERVICES, INC.|||N|N|N|N
CODA|P|CODA MARKETS, INC.|||Y|Y|Y|N
CODZ|P|CODA MARKETS, INC.|||Y|Y|Y|N
COEI|P|REALTA EQUITIES, INC.|||N|Y|N|N
COEX|P|TP ICAP Global Markets Americas LLC|||Y|Y|N|N
COGC|P|Cognitive Capital, LLC|||N|N|N|N
COHI|P|HIGH POINT CAPITAL GROUP, INC|||N|N|N|N
COHN|P|Cohen Bros. & Company|||N|N|N|N
COHR|P|COMHAR CAPITAL MARKETS, LLC|||Y|Y|N|N
COKE|O|Coker & Palmer|JACKSON, MS|800-816-4563|N|Y|N|N
COLA|P|Carolina Municipal Securities, Inc.|||N|N|N|N
COLS|N|COLONIAL SECURITIES, INC.|NASDAQ TRADING|212-964-6504|N|Y|N|N
COMA|N|Cohmad Securities Corporation|NEW YORK  NY|212-230-2480|N|N|N|N
COMP|P|COMPASS POINT RESEARCH & TRADING, LLC|||Y|Y|N|N
CONI|P|CONTINENTAL INVESTORS SERVICES, INC.|||N|Y|N|N
CONR|P|Conners & Co., Inc.|||N|Y|N|N
CONS|P|Consultiva Securities, Inc.|||N|N|N|N
COOR|P|Coordinated Capital Securities, Inc.|||N|Y|N|N
CORR|P|AXOS CLEARING LLC|||Y|Y|N|N
COSC|P|COURTLANDT SECURITIES CORPORATION|||N|Y|N|N
COWN|M|Cowen and Company, LLC|NASDAQ TRADING|646-562-1600|Y|Y|Y|Y
COWN|M|Cowen and Company, LLC||800-221-3431|Y|Y|Y|Y
COWN|M|Cowen and Company, LLC|AGENCY|646-562-1604|Y|Y|Y|Y
COWN|M|Cowen and Company, LLC||877-683-3363|Y|Y|Y|Y
COWN|M|Cowen and Company, LLC|CONVERTIBLES|646-562-1505|Y|Y|Y|Y
COWN|M|Cowen and Company, LLC||800-316-0230|Y|Y|Y|Y
COWN|M|Cowen and Company, LLC|PROGRAM TRADING|646-562-1525|Y|Y|Y|Y
COWN|M|Cowen and Company, LLC||866-286-0991|Y|Y|Y|Y
COWN|M|Cowen and Company, LLC|TRADING D/R SITE|610-205-2626|Y|Y|Y|Y
COWP|P|Cowen and Company, LLC|||Y|Y|Y|Y
COWR|P|Cowen and Company, LLC|||Y|Y|Y|Y
COWS|N|Persimmon Securities, Inc.|||N|N|N|N
COWX|P|COWEN AND COMPANY, LLC|||Y|Y|Y|Y
COWZ|P|Cowen and Company, LLC|||Y|Y|Y|Y
COYL|N|Coyle Securities, L.L.C.|||N|N|N|N
CPAM|N|Capital Securities of America, Inc.|NASDAQ TRADING|800-837-5614|N|N|N|N
CPAM|N|Capital Securities of America, Inc.|COLUMBUS, OH|614-442-5804|N|N|N|N
CPCT|P|CAPCONNECT PLUS EMARKETS LLC|||N|Y|N|N
CPEM|P|CLEARPOOL EXECUTION SERVICES, LLC|||Y|Y|Y|Y
CPES|P|Cowen and Company, LLC|||Y|Y|Y|Y
CPET|P|CLEARPOOL EXECUTION SERVICES, LLC|||Y|Y|Y|Y
CPEX|P|CLEARPOOL EXECUTION SERVICES, LLC|Trading Desk|212-531-8526|Y|Y|Y|Y
CPFN|P|JPC Capital Partners, Inc.|||N|N|N|N
CPMI|N|CAPITAL PORTFOLIO MANAGEMENT, INC.|NASDAQ TRADING|410-667-4575|N|Y|N|N
CPRC|P|CORINTHIAN PARTNERS, L.L.C.|||N|Y|N|N
CPRM|P|CELADON FINANCIAL GROUP LLC|||Y|Y|N|N
CPSE|P|CAPSTONE INVESTMENTS|||N|N|N|N
CPSI|P|NEW ALBION PARTNERS LLC|||N|N|N|N
CPST|P|CLEAR STREET, LLC|||Y|Y|Y|Y
CPWS|P|Capwest Securities, Inc.|||N|N|N|N
CRAG|P|KEPLER CAPITAL MARKETS, INC.|||N|Y|N|N
CRBC|P|Charles River Brokerage LLC|||N|Y|N|N
CRCK|P|Crocker Securities LLC|||N|N|N|N
CRDL|N|CARDINAL INVESTMENTS, INC.|BELLEVILLE, IL|618-277-1005|N|Y|N|N
CRED|P|CREDICORP SECURITIES, INC.|||N|Y|N|N
CREF|P|TIAA-CREF Individual & Institutional Services, LLC|||N|Y|N|N
CRFN|P|ROBINHOOD FINANCIAL, LLC|||N|Y|N|N
CRIT|P|CRITO CAPITAL LLC|||N|Y|N|N
CRON|P|DOUGHERTY & COMPANY LLC|||Y|Y|N|N
CROS|P|CREDIT SUISSE SECURITIES (USA) LLC|||Y|Y|Y|Y
CRTH|M|Corinthian Partners,  L.L.C.|TRADING|212-287-1545|N|Y|N|N
CRUS|P|CHINA RENAISSANCE SECURITIES (US) INC|Main Line|212-554-2960|N|Y|N|N
CRYN|P|BRENDAN E. CRYAN AND COMPANY, L.L.C.|||N|Y|N|N
CSAI|P|STIFEL INDEPENDENT ADVISORS, LLC|||N|Y|N|N
CSAP|N|CRESAP, INC.|||N|Y|N|N
CSAS|P|Capstone Sales Advisors, LLC|||N|N|N|N
CSCA|P|CREDITEX SECURITIES CORPORATI|||N|Y|N|N
CSCB|N|Computershare Securities Corporation|||N|N|N|N
CSCI|N|Correspondent Services Corporation|||N|N|N|N
CSCL|P|COMMERCE STREET CAPITAL, LLC|||N|Y|N|N
CSCP|P|CRAIG SCOTT CAPITAL, LLC|||N|N|N|N
CSCV|P|Capitol Securities Management, Inc.|||N|Y|N|N
CSEC|P|Citadel Securities LLC|||Y|Y|Y|Y
CSGG|P|Chicago Securities Group LLC|||N|N|N|N
CSGI|P|CHARLES SCHWAB & CO., INC.|||Y|Y|N|N
CSGO|P|CUMBERLAND SECURITIES LLC|||N|Y|N|N
CSIN|P|Citadel Securities Institutional LLC|||N|Y|N|N
CSIP|P|Chadbourn Securities, Inc.|||N|N|N|N
CSIS|P|CITIC SECURITIES INTERNATIONAL USA, LLC|Main Line|212-376-1200|N|Y|N|N
CSIU|P|CITIC SECURITIES INTERNATIONAL USA, LLC|||N|Y|N|N
CSLL|P|Cicerone Securities, LLC|||N|Y|N|N
CSMI|P|Capitol Securities Management, Inc.|NASDAQ TRADING|703-821-2010|N|Y|N|N
CSMM|P|SUMMIT SECURITIES GROUP LLC|||Y|N|N|Y
CSMS|P|Piper Sandler & Co.|||Y|Y|N|N
CSNT|N|Crescent Securities Group, Inc.|||N|Y|N|N
CSOL|P|CUMBERLAND SECURITIES LLC|||N|Y|N|N
CSOT|P|CLEAR STREET, LLC|||Y|Y|Y|Y
CSPD|P|Cantor Fitzgerald & Co.|||Y|Y|N|N
CSPI|P|CAPITAL SYNERGY PARTNERS|||N|Y|N|N
CSSA|P|Jump Trading|||Y|N|Y|Y
CSSX|P|ABN AMRO CLEARING CHICAGO LLC|||Y|Y|Y|Y
CSTI|P|CANACCORD GENUITY LLC.|Institutional Cash Equities|212 389-8840|Y|Y|N|N
CSTI|P|CANACCORD GENUITY LLC.|Equity Options|212 389-8860|Y|Y|N|N
CSTI|P|CANACCORD GENUITY LLC.|Convertibles|212 389-8269|Y|Y|N|N
CSTI|P|CANACCORD GENUITY LLC.|Domestic Equities|212 389-8550|Y|Y|N|N
CSTI|P|CANACCORD GENUITY LLC.|International Equities|212 389-8555|Y|Y|N|N
CTBY|O|Canterbury Consulting Incorporated|NEWPORT BEACH  CA|714-721-9580|N|N|N|N
CTCO|P|CITCO SECURITIES, INC|||N|Y|N|N
CTDE|P|CHOICETRADE|||N|Y|N|N
CTDL|P|Citadel Derivatives Group Llc|||Y|Y|Y|Y
CTDN|P|Citadel Securities LLC|||Y|Y|Y|Y
CTLR|P|CUTLER GROUP, LP|||N|N|N|N
CTNL|P|Centennial Securities Company, LLC|GRAND RAPIDS, MI|616-942-7680|N|Y|N|N
CTRD|P|CHOICETRADE|||N|Y|N|N
CTRE|P|Centreinvest, Inc.|||N|N|N|N
CUAL|P|CURVATURE SECURITIES LLC|||N|Y|N|N
CUEF|P|Cue Financial Group, Inc.|||N|N|N|N
CUFT|P|FROST BROKERAGE SERVICES, INC.|||N|Y|N|N
CUGS|P|DRIVEWEALTH INSTITUTIONAL LLC|||Y|Y|N|N
CULV|N|Culverwell & Co., Inc.|||N|N|N|N
CUMB|N|Cumberland Brokerage Corporation|VINELAND, NJ|800-257-7013|N|N|N|N
CUPS|P|DRIVEWEALTH INSTITUTIONAL LLC|||Y|Y|N|N
CURO|P|CURVATURE SECURITIES LLC|||N|Y|N|N
CURR|N|Curren & Company|||N|N|N|N
CURV|P|CURVATURE SECURITIES LLC|||N|Y|N|N
CUSG|P|DRIVEWEALTH INSTITUTIONAL LLC|||Y|Y|N|N
CUSO|P|CUSO FINANCIAL SERVICES, L.P.|||N|Y|N|N
CUSR|O|Cutler Securities, Inc.|DELRAY BEACH, FL|561-279-7471|N|N|N|N
CUST|N|Custodial Trust Company|||N|N|N|N
CUTT|N|Cutter and Company Brokerage, Inc. D/B/A/ Cutter & Company, Inc.|NASDAQ TRADING|314-537-8770|N|Y|N|N
CUTW|P|Cutter & Company, Inc.|||N|Y|N|N
CUWB|P|DRIVEWEALTH INSTITUTIONAL LLC|||Y|Y|N|N
CVBR|P|CV BROKERAGE, INC|Main Line|610-862-0880|N|N|N|N
CVCN|P|CV BROKERAGE INC.|||N|N|N|N
CVRB|P|Citadel Securities LLC|||Y|Y|Y|Y
CWEI|P|Beech Hill Securities, Inc.|||N|Y|N|N
CWLP|M|Colby & White, LP|||N|N|N|N
CWMA|P|CIBC World Markets Corp.|Trade Floor|212-856-3697|Y|Y|Y|Y
CWMC|P|CIBC World Markets Corp.|Trade Floor|212-856-3697|Y|Y|Y|Y
CWMK|O|CIBC World Markets Corp.|Trade Floor|212-856-3697|Y|Y|Y|Y
CXPS|P|Marex Capital Markets Inc.|||Y|Y|N|N
CYBR|O|Cybertrader, Inc.|AUSTIN, TX|512-320-5444|N|N|N|N
CYND|P|TIGRESS FINANCIAL PARTNERS, LLC|||N|Y|N|N
DABS|P|DABBAH SECURITIES CORP.|||N|Y|N|N
DADA|M|D.A. Davidson & Co.|GREAT FALLS, MT|406-791-7318|Y|Y|N|N
DADA|M|D.A. Davidson & Co.|GREAT FALLS, MT|406-791-7260|Y|Y|N|N
DADA|M|D.A. Davidson & Co.|PORTLAND, OR|503-603-3030|Y|Y|N|N
DADA|M|D.A. Davidson & Co.|PORTLAND, OR|800-755-7589|Y|Y|N|N
DAFC|N|Direct Access Financial Corporation|||N|N|N|N
DAIN|M|RBC Capital Markets Corporation|MINNEAPOLIS, MN|612-371-2900|Y|Y|Y|Y
DAIN|M|RBC Capital Markets Corporation|MINNEAPOLIS, MN|800-285-4964|Y|Y|Y|Y
DAIN|M|RBC Capital Markets Corporation|MINNEAPOLIS, MN|612-373-6101|Y|Y|Y|Y
DAIN|M|RBC Capital Markets Corporation|MINNEAPOLIS, MN|800-959-5951|Y|Y|Y|Y
DAIS|P|DAI SECURITIES, LLC|||N|Y|N|N
DAKH|P|DAKOY CAPITAL MARKETS LLC|||N|N|N|N
DALE|P|ANCORA SECURITIES, INC|||N|N|N|N
DALM|P|Dalmore Group LLC|||N|Y|N|N
DANN|P|Kevin Dann & Partners, LLC|||N|N|N|N
DAPA|P|DART, PAPESH & COMPANY, INCORPORATED|||N|Y|N|N
DAPJ|P|Direct Access Partners Llc|||N|N|N|N
DAPL|P|Direct Access Partners LLC|||N|N|N|N
DARA|N|Darwood Associates Incorporated|||N|Y|N|N
DART|M|RONIN PROFESSIONAL LLC|||Y|Y|N|N
DASH|P|DASH FINANCIAL TECHNOLOGIES LLC|||Y|Y|Y|Y
DAVA|M|Davenport & Company LLC|RICHMOND, VA|804-780-2073|Y|Y|N|N
DAVA|M|Davenport & Company LLC||800-277-0120|Y|Y|N|N
DAVE|N|Diamant Investment Corporation|NASDAQ TRADING|203-661-6410|N|N|N|N
DAVS|P|Davis Securities LLC|||N|Y|N|N
DAVW|P|SEIDEL & SHAW LLC|||N|N|N|N
DAWA|M|Daiwa Capital Markets America Inc.|NEW YORK, NY|212-612-6640|Y|Y|Y|N
DAWA|M|Daiwa Capital Markets America Inc.|NEW YORK, NY|212-612-6641|Y|Y|Y|N
DBAB|M|Deutsche Bank Securities Inc.|NASDAQ TRADING|800-221-5330|Y|Y|N|N
DBAB|M|Deutsche Bank Securities Inc.|NEW YORK, NY|212-250-5500|Y|Y|N|N
DBAB|M|Deutsche Bank Securities Inc.|AGENCY TRADING|212-250-3000|Y|Y|N|N
DBAB|M|Deutsche Bank Securities Inc.|AGENCY|212-469-7440|Y|Y|N|N
DBAB|M|Deutsche Bank Securities Inc.|INTERNATIONAL|212-474-7472|Y|Y|N|N
DBAB|M|Deutsche Bank Securities Inc.|INTERNATIONAL|800-221-0406|Y|Y|N|N
DBAB|M|Deutsche Bank Securities Inc.|AGENCY|212-541-8670|Y|Y|N|N
DBAB|M|Deutsche Bank Securities Inc.|P&S DEPT|212-474-8340|Y|Y|N|N
DBAX|P|Deutsche Bank Securities Inc.|||Y|Y|N|N
DBFL|P|DEUTSCHE BANK SECURITIES INC|||Y|Y|N|N
DBKS|P|Deutsche Bank Securities Inc.|||Y|Y|N|N
DBPC|O|Deutsche Bank Securities Inc.|||Y|Y|N|N
DBUL|P|Deutsche Bank Securities Inc.|||Y|Y|N|N
DCAF|P|VIII CAPITAL CORP.|TORONTO, ONTARIO|416-350-3410|N|Y|N|N
DCHF|P|Dart Executions, LLC|||Y|Y|N|N
DCIL|P|DYNAMIC CAPITAL INVESTMENTS, LLC|||N|Y|N|N
DCSD|O|RBC Capital Markets Corporation|ST. LOUIS|866-800-5213|Y|Y|Y|Y
DDBI|N|Downstate Discount Brokerage, Inc.|BELLEAIR BLUFFS  FL|813-586-3541|N|N|N|N
DEAN|P|MORGAN STANLEY|||Y|Y|N|N
DECK|P|DECKER & CO, LLC|||N|Y|N|N
DEDT|P|DRW EXECUTION SERVICES, LLC|||Y|Y|Y|Y
DEGS|P|RONIN PROFESSIONAL LLC|||Y|Y|N|N
DEIF|P|DRW EXECUTION SERVICES, LLC|||Y|Y|Y|Y
DELA|P|Delafield Hambrecht, Inc.|TRADING DESK|206-254-4150|N|N|N|N
DELT|P|DELTEC ASSET MANAGEMENT LLC|||N|N|N|N
DEMA|O|DEMATTEO RESEARCH LLC|NEW YORK, NY|212-610-2606|N|Y|N|N
DEMP|M|E*Trade Capital Markets, LLC|(MWSE)|312-663-2634|Y|Y|Y|N
DEMP|M|E*Trade Capital Markets, LLC|(MWSE)|800-999-0027|Y|Y|Y|N
DEMP|M|E*Trade Capital Markets, LLC|CHICAGO  IL|312-663-2709|Y|Y|Y|N
DEMP|M|E*Trade Capital Markets, LLC|CHICAGO  IL|800-999-0240|Y|Y|Y|N
DENI|P|H. C. Denison Co.|SHEBOYGAN, WI|920-457-9451|N|Y|N|N
DESJ|N|Desjardins Securities Inc. / CDS||514-281-7294|N|N|N|N
DESS|P|Descap Securities, Inc.|||N|N|N|N
DEXB|P|DRW Execution Services, LLC|||Y|Y|Y|Y
DEXP|P|DRW Execution Services, LLC|||Y|Y|Y|Y
DFFI|P|Premieretrade Securities, Inc.|||N|N|N|N
DFIN|P|DASH FINANCIAL TECHNOLOGIES LLC|||Y|Y|Y|Y
DFLR|S|E*Trade Capital Markets - Execution Services LLC/OTC  UTP|||N|N|N|N
DFPG|P|DFPG Investments, Inc.|||N|Y|N|N
DFTA|O|DASH FINANCIAL TECHNOLOGIES LLC||312-663-3655|Y|Y|Y|Y
DFTR|P|DASH FINANCIAL TECHNOLOGIES LLC|||Y|Y|Y|Y
DGLE|P|DRW EXECUTION SERVICES, LLC|||Y|Y|Y|Y
DHCO|N|DAVID HARRIS & CO., INC.|||N|Y|N|N
DHLN|P|TRIVE NEW YORK LLC|||N|Y|N|N
DIBS|P|DIGITAL BROKERAGE SERVICES LLC|||N|Y|N|N
DIDI|P|DWS DISTRIBUTORS, INC.|||N|Y|N|N
DIGG|P|BOUSTEAD SECURITIES, LLC|||N|Y|N|N
DILL|P|Dillon Scott Securities, Inc.|||N|N|N|N
DIMS|P|DIMENSION SECURITIES, LLC|||N|N|N|N
DINO|P|DINOSAUR FINANCIAL GROUP, L.L.C|||Y|Y|N|N
DIVP|M|DIVERSIFIED SECURITIES, INCORPORATED|LONG BEACH, CA|562-595-7711|N|Y|N|N
DIVY|P|TRADEZERO AMERICA, INC.|||Y|Y|Y|N
DJGW|P|St. Germain Securities, Inc.|||N|Y|N|N
DJRC|P|Partners Investment Network, Inc.|||N|N|N|N
DJSA|P|Dawson James Securities, Inc|||Y|Y|N|N
DJSE|P|Dawson James Securities, Inc.|||Y|Y|N|N
DJST|P|St. Germain Securities, Inc.|||N|Y|N|N
DKEI|N|Dale K. Ehrhart, Inc.|||N|N|N|N
DKNY|N|Dalton Kent Securities Group, Inc.|||N|N|N|N
DLAI|P|DAVID LERNER ASSOCIATES, INC.|||N|Y|N|N
DLBC|P|BARINGS SECURITIES LLC|||N|Y|N|N
DLJD|P|Harrisdirect LLC|||N|N|N|N
DLPS|P|AQUAS FINANCIAL, LLC|||N|Y|N|N
DLTA|P|DEALERWEB INC.|||N|Y|N|N
DLWB|P|Hilliard Farber & Co., Inc.|||N|N|N|N
DLZT|P|DALZELL TRADING, LLC|||N|Y|N|N
DMCD|P|McDermott Investment Services, LLC|||N|Y|N|N
DMER|P|DRW EXECUTION SERVICES, LLC|||Y|Y|Y|Y
DMKC|N|D.M. KELLY & COMPANY|NASDAQ TRADING|515-221-1133|N|Y|N|N
DMKT|P|OTC LINK LLC|||N|Y|N|N
DNOR|P|DNB MARKETS, INC.|||N|Y|N|N
DNSR|P|DINOSAUR FINANCIAL GROUP, L.L.C|||Y|Y|N|N
DNYA|P|DUNIYA TRADING, INC.|||N|N|N|N
DOFT|N|Doft & Co., Inc.|NEW YORK, NY|212-421-5550|N|Y|N|N
DOLE|P|Doley Securities, LLC.|||N|N|N|N
DOOR|P|P.A.N. SECURITIES, LP|||N|Y|N|N
DORN|N|DORN & CO., INC.|||N|Y|N|N
DOTC|P|COLLIERS SECURITIES LLC|NASDAQ TRADING|612-338-1448|Y|Y|N|N
DOTC|P|COLLIERS SECURITIES LLC|NASDAQ TRADING|888-817-8664|Y|Y|N|N
DOTT|P|DRW SECURITIES, L.L.C.|||Y|Y|Y|Y
DOWD|O|Walter J. Dowd, Inc|||N|N|N|N
DOWL|P|Dowling & Partners Securities LLC|HARTFORD  CT|860-676-8605|Y|Y|N|N
DOYL|N|Doyle, Miles & Co., LLC||212-709-7981|N|N|N|N
DPAA|P|JBH FINANCIAL INC.|NEW YORK, NY|212-410-7324|N|Y|N|N
DPFH|M|Donnelly Penman & Partners Inc.|TRADING|800-217-7411|N|Y|N|N
DPFH|M|Donnelly Penman & Partners Inc.|COLUMBUS, OH|614-486-7540|N|Y|N|N
DRAS|P|Waterstone Financial Group, Inc.||630-250-7000|N|N|N|N
DRAT|N|The Dratel Group, Inc.|NEW YORK  NY|212-964-2300|N|N|N|N
DRCO|P|COWEN SECURITIES LLC|NEW YORK|212 920 2949|N|N|N|N
DRCP|P|Dahlman Rose & Company, LLC|||N|N|N|N
DREX|P|Drexel Hamilton, LLC|||N|Y|N|N
DRIV|P|DRIVEWEALTH, LLC|||N|Y|N|N
DRKW|P|Commerz Markets LLC|NEW YORK, NY|(212) 895-1995|N|Y|N|N
DRMI|P|Davis, Mendel & Regenstein, Inc.|||N|N|N|N
DRSC|P|BNY MELLON SECURITIES CORPORATION|||N|Y|N|N
DRTG|P|Dart Executions, LLC|||Y|Y|N|N
DRTL|P|RONIN PROFESSIONAL LLC|||Y|Y|N|N
DRVW|P|DRIVEWEALTH, LLC|Main Line|800-461-2680|N|Y|N|N
DRWC|P|DRW SECURITIES, L.L.C.|||Y|Y|Y|Y
DRWI|P|DRW Execution Services, LLC|||Y|Y|Y|Y
DRWJ|P|DRW SECURITIES, L.L.C.|||Y|Y|Y|Y
DRWK|P|DRW SECURITIES, L.L.C.|||Y|Y|Y|Y
DRWM|P|DRW SECURITIES, L.L.C.|||Y|Y|Y|Y
DRWP|P|DRW Execution Services, LLC|||Y|Y|Y|Y
DRWS|M|DRW Securities, L.L.C.|||Y|Y|Y|Y
DRWW|P|DRIVEWEALTH, LLC|||N|Y|N|N
DRWX|P|DRW EXECUTION SERVICES, LLC|||N|N|N|N
DSIP|P|Domestic Securities, Inc.|||N|N|N|N
DSNG|P|DRW EXECUTION SERVICES, LLC|||Y|Y|Y|Y
DSSI|P|M. E. ALLISON & CO., INC.|||N|Y|N|N
DSTC|P|DST MARKET SERVICES, LLC|||N|Y|N|N
DSTO|P|DINOSAUR FINANCIAL GROUP, L.L.C|||Y|Y|N|N
DSTR|P|DESTRA CAPITAL INVESTMENTS LLC|||N|Y|N|N
DTEX|P|INSTITUTIONAL SECURITIES CORPORATION|||N|Y|N|N
DTTX|P|VIRTU Americas LLC||972-865-0400|Y|Y|Y|Y
DULL|N|George E. Dullnig & Co.|SAN ANTONIO  TX|210-225-6806|N|N|N|N
DUNN|P|Dunmore Trading LLC|||N|N|N|N
DUST|P|JUMP TRADING, LLC|||Y|N|Y|Y
DVEQ|P|DV EQUITIES|||Y|Y|N|N
DVNE|N|Marco Polo Securities Inc.|||N|Y|N|N
DVSE|P|DV Securities, LLC|||N|Y|N|N
DWEL|P|DRIVEWEALTH, LLC|||N|Y|N|N
DWEQ|P|DRW EXECUTION SERVICES, LLC|||Y|Y|Y|Y
DWHS|P|DEALERWEB INC.|||N|Y|N|N
DWIZ|P|DRIVEWEALTH INSTITUTIONAL LLC|||Y|Y|N|N
DWLY|P|DRIVELOYALTY|||N|Y|N|N
DWTH|P|DRIVEWEALTH, LLC|||N|Y|N|N
EADA|M|Electronic Access Direct, Inc.|||N|N|N|N
EAHS|P|EXECUTION ACCESS, LLC|||N|Y|N|N
EAMC|P|EMPIRE ASSET MANAGEMENT COMPANY|||N|Y|N|N
EAMG|P|EMPIRE ASSET MANAGEMENT COMPANY|||N|Y|N|N
EAMS|P|CHATHAM FINANCIAL SECURITIES LLC|||N|Y|N|N
EANJ|N|E&J SECURITIES CORP.|||N|Y|N|N
EARN|P|CODA MARKETS, INC.|||Y|Y|Y|N
EASY|P|European American Securities, Inc.|||N|N|N|N
EBKD|P|BGC FINANCIAL INC.|||N|N|N|N
EBKR|P|BGC Financial Inc.|||Y|Y|N|N
EBRD|P|EARLYBIRDCAPITAL, INC.|NEW YORK, NY|212-792-8100|Y|Y|N|N
EBXL|P|LUMINEX TRADING & ANALYTICS LLC|||N|Y|N|N
ECBD|P|EPIC CAPITAL SECURITIES|||N|Y|N|N
ECCC|P|EAGLES COAST CAPITAL, LLC|||N|Y|N|N
ECUT|P|COWEN AND COMPANY, LLC|NEW YORK, NY|212-468-7530|Y|Y|Y|Y
EDDI|P|EDDID SECURITIES USA INC.|||N|Y|N|N
EDDY|P|BOUSTEAD SECURITIES, LLC|||N|Y|N|N
EDFC|P|MAREX CAPITAL MARKETS INC.|||Y|Y|N|N
EDFI|P|MAREX CAPITAL MARKETS INC.|||Y|Y|N|N
EDFO|P|MAREX CAPITAL MARKETS INC.|||Y|Y|N|N
EDFP|P|MAREX CAPITAL MARKETS INC.|||Y|Y|N|N
EDGA|E|Direct Edge ECN LLC||201-942-8220|N|N|N|N
EDGE|P|Direct Edge Ecn Llc|||N|N|N|N
EDGX|E|Direct Edge ECN LLC|JERSEY CITY, NJ|201-942-8220|N|N|N|N
EDJC|P|Edward Jones / CDS|||N|N|N|N
EDJO|M|Edward D. Jones & Co., L.P.|ST. LOUIS MO|314-515-3131|Y|Y|N|N
EDJO|M|Edward D. Jones & Co., L.P.|ST.LOUIS MO|800-288-4221|Y|Y|N|N
EDLR|P|E.J. DE LA ROSA & CO., INC.|||N|N|N|N
EFGC|P|EFG Capital International|||N|Y|N|N
EFGI|M|Empire Financial Group, Inc.|LONGWOOD FL|407-774-1334|N|N|N|N
EFGI|M|Empire Financial Group, Inc.|LONGWOOD FL|800-579-8100|N|N|N|N
EFGI|M|Empire Financial Group, Inc.|NEW YORK, NY|212-355-4849|N|N|N|N
EFGI|M|Empire Financial Group, Inc.|NEW JERSEY|201-445-1007|N|N|N|N
EFGI|M|Empire Financial Group, Inc.|BOCA RATON, FL|561-544-0250|N|N|N|N
EFLS|P|EF LEGACY SECURITIES, LLC|||N|Y|N|N
EGAM|P|CBOE TRADING, INC.|||Y|Y|Y|N
EGAW|P|CBOE TRADING, INC.|||Y|Y|Y|N
EGSB|O|Electronic Global Securities, Inc.|NEW YORK, NY|212-286-1787|N|N|N|N
EGXM|P|CBOE TRADING, INC.|||Y|Y|Y|N
EGXW|P|CBOE TRADING, INC.|||Y|Y|Y|N
EHSC|P|E. H. Smith Jacobs & Co., Inc.|||N|N|N|N
EISN|N|Eisner Securities, Inc.|||N|N|N|N
EKNS|M|EKN Financial Services Inc.|NASDAQ TRADING|516-396-1254|N|N|N|N
ELEV|P|ELEVATION, LLC|||N|Y|N|N
ELIT|P|Community Bankers Securities, LLC|||N|N|N|N
ELPB|P|ELADIAN PARTNERS|||N|N|N|N
ELSH|N|Elish & Elish Brokerage And Research Co.|||N|Y|N|N
EMEI|P|Emerald Investments, Inc.|||N|N|N|N
EMER|P|EMERSON EQUITY LLC|||N|Y|N|N
EMII|P|Emerald Investments, Inc.|||N|N|N|N
EMOC|P|E. MAGNUS OPPENHEIM & CO. INC.|||N|N|N|N
EMPI|P|EMPIRE INVESTMENT INC.|||N|Y|N|N
EMPR|N|Empire Securities Incorporated of Washington|NASDAQ/OTCBB TRADING|800-541-5558|N|Y|N|N
EMPR|N|Empire Securities Incorporated of Washington|SPOKANE WA|509-623-1300|N|Y|N|N
EMPR|N|Empire Securities Incorporated of Washington|SPOKANE  WA|800-541-5960|N|Y|N|N
ENCL|P|ENCLAVE CAPITAL LLC|||N|Y|N|N
ENOC|N|Edgar M. Norris & Co., Inc.|||N|N|N|N
ENSK|P|SEB SECURITIES, INC.|||N|Y|N|N
EPIC|P|EPIC CAPITAL SECURITIES|||N|Y|N|N
EPLN|N|E-Planning.Com Securities Inc.|||N|N|N|N
EPRL|E|MIAX PEARL EQUITY EXCHANGE|||N|N|N|N
EQCP|P|Equity Concepts, Inc.|||N|N|N|N
EQHA|P|EQUITABLE ADVISORS, LLC|||N|Y|N|N
EQTO|O|Equity Trading Online, LLC|||N|N|N|N
EQTS|P|Equity Securities Investments, Inc.|||N|Y|N|N
EQTY|O|Equity Trading Online, LLC|NEW YORK, NY|212-279-7800|N|N|N|N
EQUA|P|Equitas America, LLC|||N|N|N|N
EQXI|P|CRESCENDO MARKETS LLC|||N|Y|N|N
EROM|P|DASH PRIME LLC|||N|Y|N|N
EROP|P|DASH PRIME LLC|||N|Y|N|N
EROS|P|DASH PRIME LLC|||N|Y|N|N
ERPO|N|Europa Securities, Llc|NASDAQ TRADING|770-499-7770|N|N|N|N
ESPD|M|Cantor Fitzgerald & Co.|TRADING|800-214-7307|Y|Y|N|N
ETAB|P|Electronic Transaction Clearing, Inc.|||N|Y|N|N
ETAE|P|Electronic Transaction Clearing, Inc.|||N|Y|N|N
ETAF|P|Electronic Transaction Clearing, Inc.|||N|Y|N|N
ETAI|P|QUANTLAB SECURITIES LP|||Y|Y|N|N
ETAJ|P|Electronic Transaction Clearing, Inc.|||N|Y|N|N
ETAM|P|Electronic Transaction Clearing, Inc.|||N|Y|N|N
ETBE|P|Electronic Transaction Clearing, Inc.|||N|Y|N|N
ETBZ|P|Electronic Transaction Clearing, Inc.|||N|Y|N|N
ETCB|P|ETC BROKERAGE SERVICES, LLC|||N|Y|N|N
ETCG|P|Electronic Transaction Clearing, Inc.|||N|Y|N|N
ETCI|P|Electronic Transaction Clearing, Inc.|||N|Y|N|N
ETCL|P|Morgan Stanley Smith Barney LLC|||Y|Y|N|N
ETCR|P|Electronic Transaction Clearing, Inc.|||N|Y|N|N
ETDR|P|CLEAR STREET, LLC|||Y|Y|Y|Y
ETDX|P|CLEAR STREET, LLC|||Y|Y|Y|Y
ETEC|P|Etech Securities, Inc.|||N|N|N|N
ETEJ|P|CLEAR STREET, LLC|||Y|Y|Y|Y
ETEK|P|Etech Securities, Inc.|||N|N|N|N
ETFU|P|CLEAR STREET, LLC|||Y|Y|Y|Y
ETLD|P|Elliott-Ledgerwood & Company|||N|N|N|N
ETMM|M|G1 Execution Services, LLC|Trade Support|800-638-8602|Y|Y|Y|N
ETMM|M|G1 Execution Services, LLC|Trade Support|312-986-8882|Y|Y|Y|N
ETMM|M|G1 Execution Services, LLC|Bulletin Board|312-294-7824|Y|Y|Y|N
ETNF|P|Electronic Transaction Clearing, Inc.|||N|Y|N|N
ETOR|P|ETORO USA SECURITIES INC.|||N|Y|N|N
ETOS|P|Ethos Securities Corp.|||N|N|N|N
ETRF|M|G1 Execution Services, LLC.|CHICAGO, IL|312-294-7760|Y|Y|Y|N
ETRS|P|Morgan Stanley Smith Barney LLC|INSTITUTIONAL TRDING|212-826-6868|Y|Y|N|N
ETSB|P|Joseph Grace|||N|Y|N|N
ETTC|P|NORIBATRADE|||N|N|N|N
ETVN|P|EATON VANCE DISTRIBUTORS, INC.|||N|Y|N|N
EVAL|P|Cambridge Discount Brokerage, Inc.|||N|N|N|N
EVER|P|everTrade Direct Brokerage, Inc.|||N|N|N|N
EVRC|P|Evercore Group L.L.C.|||Y|Y|Y|N
EVRS|P|E1 ASSET MANAGEMENT, INC.|||N|Y|N|N
EWGC|P|Ewing Capital, Inc.|||N|N|N|N
EWMX|P|EAST WEST MARKETS, LLC|||N|Y|N|N
EWSC|N|East/West Securities Co.|NASDAQ TRADING|415-397-3400|N|N|N|N
EXEC|P|ATLANTIC EQUITIES, LLC|GREENWICH, CT|203-622-8713|N|N|N|N
EXEX|P|ex24, Inc.|||N|N|N|N
EXOO|P|EXOS SECURITIES LLC|||N|Y|N|N
EXOS|P|EXOS SECURITIES LLC|||N|Y|N|N
EXOT|P|GLOBAL FRONTERA MARKETS INC.|||N|Y|N|N
EXSS|P|EXOS SECURITIES LLC|||N|N|N|N
EXTF|P|WYNSTON HILL CAPITAL, LLC|||N|N|N|N
EXTR|P|Exeter, Ltd.|||N|N|N|N
FABL|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FADA|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FAGI|M|Fagenson & Co., Inc.|NEW YORK|212-422-1993|N|N|N|N
FALC|P|MK Securities USA, LLC|||N|Y|N|N
FALK|N|Steven L. Falk & Associates Inc.|||N|N|N|N
FANA|M|First Analysis Securities Corporation|CHICAGO, IL|312-258-0261|N|Y|N|N
FANA|M|First Analysis Securities Corporation|NASDAQ TRADING|888-900-3262|N|Y|N|N
FANC|M|Finance 500, Inc.|NASDAQ TRADING|949-724-4880|N|Y|N|N
FANC|M|Finance 500, Inc.|BULLETIN BOARD|949-724-4880|N|Y|N|N
FANC|M|Finance 500, Inc.|FLORIDA|561-353-0660|N|Y|N|N
FANC|M|Finance 500, Inc.|FLORIDA|866-330-0338|N|Y|N|N
FARA|P|FARINA & ASSOCIATES, INC.|||N|Y|N|N
FASI|M|Financial America Securities, Inc.|CLEVELAND, OH|216-781-1915|N|N|N|N
FAST|M|First Allied Securities, Inc.|SAN DIEGO  CA|800-499-5497|N|Y|N|N
FASW|M|FAS Wealth Managment Services, Inc.|||N|N|N|N
FATO|P|FATOR SECURITIES LLC|||N|N|N|N
FATS|P|First Brokers Securities LLC|||Y|Y|N|N
FATX|P|FAT Securities, LLC|||N|N|N|N
FBAY|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FBCO|M|Credit Suisse Securities (USA) LLC|NEW YORK, NY|800-752-5114|Y|Y|Y|Y
FBCO|M|Credit Suisse Securities (USA) LLC|NEW YORK, NY|212-325-3447|Y|Y|Y|Y
FBCO|M|Credit Suisse Securities (USA) LLC|NASDAQ INT'L|011-4471-322-4580|Y|Y|Y|Y
FBCO|M|Credit Suisse Securities (USA) LLC|ARBITRAGE|212-325-3583|Y|Y|Y|Y
FBCO|M|Credit Suisse Securities (USA) LLC|FOREIGN TRADING|212-325-3441|Y|Y|Y|Y
FBCO|M|Credit Suisse Securities (USA) LLC|WARRANT TRADING|212-325-3399|Y|Y|Y|Y
FBCO|M|Credit Suisse Securities (USA) LLC|PREFERRED TRADING|212-322-3288|Y|Y|Y|Y
FBCO|M|Credit Suisse Securities (USA) LLC|CONVERTIBLES|212-325-3399|Y|Y|Y|Y
FBLM|P|FBL MARKETING SERVICES, LLC|||N|Y|N|N
FBLT|P|First Ballantyne, LLC|||N|Y|N|N
FBMO|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FBNS|P|FBN SECURITIES, INC.|||Y|Y|N|N
FBNW|N|FBN Securities, Inc.|||Y|Y|N|N
FBPC|P|Credit Suisse Securities (USA) LLC|||Y|Y|Y|Y
FBRS|P|FBR Investment Services, Inc.|||N|N|N|N
FBSB|P|U.S. Bancorp Investments, Inc.|MINNEAPOLIS, MN|612-973-1122|N|Y|N|N
FBWA|M|Ferris, Baker Watts Incorporated|BALTIMORE MD|410-659-4616|N|N|N|N
FBWA|M|Ferris, Baker Watts Incorporated|NASDAQ/OTCBB TRADING|800-638-7411|N|N|N|N
FBWA|M|Ferris, Baker Watts Incorporated|PREFERRED|410-230-2230|N|N|N|N
FCCU|P|Fidelity Clearing Canada ULC./ CDS|||N|N|N|N
FCFP|P|First Citizens Financial Plus, Inc.|||N|N|N|N
FCFS|P|FIRST COMMAND BROKERAGE SERVICES, INC|||N|Y|N|N
FCGB|P|BGC FINANCIAL INC.|||N|N|N|N
FCIS|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FCML|P|FNBB Capital Markets, LLC|||N|Y|N|N
FCON|N|Financial Consultant Group, LLC|NASDAQ TRADING|201-635-0229|N|N|N|N
FCRA|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FCRT|P|OES Brokerage Services, L.L.C|||N|N|N|N
FCSC|P|FIRST CITIZENS INVESTOR SERVICES, INC.|||N|Y|N|N
FCST|P|StoneX Financial Inc.|||Y|Y|N|N
FCUG|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FDCI|N|Financial Design, Inc.|||N|N|N|N
FDDL|O|Fd De Leeuw & Associes, Trade Desk America|||N|N|N|N
FDMI|P|Freedom Investments, Inc.|NASDAQ TRADING|402-431-8500|N|Y|N|N
FDSC|P|1st Discount Brokerage, Inc.|NASDAQ TRADING|561-883-9710|Y|Y|N|N
FDSI|N|First Dallas Securities Incorporated|DALLAS, TX|214-954-1177|N|Y|N|N
FEDE|M|Detwiler, Mitchell, Fenton & Graves, Inc.|BOSTON, MA|617-747-0192|N|N|N|N
FEDE|M|Detwiler, Mitchell, Fenton & Graves, Inc.|BOSTON, MA|800-225-6792|N|N|N|N
FEDR|N|FEDERATED SECURITIES, INC.|||N|Y|N|N
FENX|P|FENIX SECURITIES, LLC|||N|Y|N|N
FESI|P|First Empire Securities, Inc.|||N|Y|N|N
FFGI|P|FELDSTEIN FINANCIAL GROUP, LLC|||N|Y|N|N
FFLY|N|Firefly Capital, Inc.|MAIN PHONE|617-314-0705|N|N|N|N
FFLY|N|Firefly Capital, Inc.|TRADING DESK|617-933-0812|N|N|N|N
FFPS|N|FFP Securities, Inc.|CHESTERFIELD, MO|612-341-8761|N|N|N|N
FFSC|P|Avila Capital Markets, Inc.|||N|Y|N|N
FFSI|O|Firstrade Securities Inc.|FLUSHING, NY|718-961-6600|N|Y|N|N
FFUI|P|D.H. HILL SECURITIES, LLP|||N|Y|N|N
FGCC|N|1ST GLOBAL CAPITAL CORP.|||N|Y|N|N
FGCS|P|FGC SECURITIES, LLC|||N|Y|N|N
FGIC|N|FINANCORP GROUP INTERNATIONAL CORPORATION||212-407-0300|N|Y|N|N
FGOE|N|FIRST GEORGETOWN SECURITIES, INC.|ALEXANDRIA,VA|703-519-7700|N|Y|N|N
FGOE|N|FIRST GEORGETOWN SECURITIES, INC.|NATIONAL|800-424-2993|N|Y|N|N
FGSS|N|First Global Securities, Inc.|||N|N|N|N
FHON|P|FIRST HONOLULU SECURITIES, INC.|||N|Y|N|N
FIBS|P|Fidelity Brokerage Services LLC|||N|Y|N|N
FICA|P|GLOBAL MAXFIN CAPITAL INC. / CDS|||N|N|N|N
FIDT|P|Fidelity Clearing Canada ULC./ CDS|||N|N|N|N
FINA|N|Valores Finamex International, Inc.|NASDAQ TRADING|212-572-3600|N|N|N|N
FINF|P|FINANCE 500, INC.|||N|Y|N|N
FINS|P|Finacorp Securities||949-852-6561|N|N|N|N
FIRE|P|BLUE FIRE CAPITAL, LLC|||N|N|N|N
FISA|P|ADVISORS ASSET MANAGEMENT, INC|||Y|Y|N|N
FISB|P|Fixed Income Securities, LP|||Y|Y|N|N
FISC|P|ADVISORS ASSET MANAGEMENT, INC.|||Y|Y|N|N
FISH|N|L. B. FISHER & COMPANY|NASDAQ TRADING|214-733-4800|N|Y|N|N
FISN|P|Landdolt Securities, Inc|||N|Y|N|N
FJEF|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FJMC|P|Boenning & Scattergood, Inc.|||N|N|N|N
FJON|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FJRF|P|PARITER SECURITIES, LLC|||N|Y|N|N
FKSC|N|FIRST KENTUCKY SECURITIES CORPORATION|FRANKFURT, KY|502-875-4661|N|Y|N|N
FLAT|P|Florida Atlantic Securities Corp.|||N|Y|N|N
FLAX|P|First Liberties Financial|||N|Y|N|N
FLCN|P|Falcon Research, Inc.|||N|N|N|N
FLEX|P|FLEXINVEST SECURITIES, INC.|||N|Y|N|N
FLIB|P|First Liberties Financial|||N|Y|N|N
FLIO|P|SANTOS CAPITAL GROUP, LLC|||N|Y|N|N
FLQN|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FLSC|P|First London Securities Corporation|DALLAS  TX|214-220-0699|N|N|N|N
FLSD|P|First London Securities Corporation|||N|N|N|N
FLTG|P|FLOW TRADERS U.S. LLC|||Y|Y|Y|Y
FLTL|M|Feltl & Company|TRADING DESK|612-492-8888|Y|Y|N|N
FLTL|M|Feltl & Company||866-777-9862|Y|Y|N|N
FLTU|P|FLOW TRADERS US LLC|||Y|Y|Y|Y
FLWT|P|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|||N|Y|N|N
FLXS|N|FlexTrade Systems, LLC|||N|N|N|N
FMAF|P|NBCN Inc./ CDS|||N|N|N|N
FMAX|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FMCO|M|First Manhattan Co|AGENCY|212-756-3411|Y|Y|N|N
FMER|P|OES Brokerage Services, LLC|||N|N|N|N
FMES|P|GOLDMAN SACHS CUSTODY SOLUTIONS|||Y|Y|N|N
FMEX|P|FINAMEX INTERNATIONAL, LLC|||N|Y|N|N
FMIC|P|First MidAmerica Investment Corporation|||N|N|N|N
FMSC|M|First Montauk Securities Corp.|RED BANK|732-842-2616|N|N|N|N
FMSC|M|First Montauk Securities Corp.|NASDAQ/OTCBB TRADING|1-800-322-3672|N|N|N|N
FMSC|M|First Montauk Securities Corp.|INSTITUTIONAL SALES|1-800-322-3672|N|N|N|N
FMSC|M|First Montauk Securities Corp.|MINEOLA NY|516-248-2245|N|N|N|N
FNBR|P|GOLDMAN SACHS CUSTODY SOLUTIONS|||Y|Y|N|N
FNCS|P|BGC Financial Inc.|||Y|Y|N|N
FNET|P|Wachovia Securities Financial Network, LLC|BOCA RATON, FL|561-338-2760|N|Y|N|N
FNET|P|Wachovia Securities Financial Network, LLC|NASDAQ TRADING|800-226-2690|N|Y|N|N
FNET|P|Wachovia Securities Financial Network, LLC|AGENCY|561-338-2878|N|Y|N|N
FNET|P|Wachovia Securities Financial Network, LLC|LISTED|800-741-4989|N|Y|N|N
FNET|P|Wachovia Securities Financial Network, LLC|P-PREFERRED|561-338-2807|N|Y|N|N
FNFD|N|Folger Nolan Fleming Douglas Incorporated|WASHINGTON, DC|202-626-5361|N|Y|N|N
FNFD|N|Folger Nolan Fleming Douglas Incorporated|NASDAQ/OTCBB TRADING|800-326-3633|N|Y|N|N
FNIX|P|GFI SECURITIES LLC|||Y|Y|N|N
FNSJ|N|Financial Northeastern Securities, Inc.|NEW JERSEY|973-882-9337|N|Y|N|N
FNTN|P|FINTRON INVEST|||N|Y|N|N
FNXB|P|BGC Financial, L.P.|||Y|Y|N|N
FNXE|P|Fenix Securities, LLC|||N|Y|N|N
FNXI|P|FENIX SECURITIES, LLC|Main Line|212-618-1956|N|Y|N|N
FNXR|P|FENIX SECURITIES, LLC|||N|Y|N|N
FNXS|P|FENIX SECURITIES, LLC|||N|Y|N|N
FOGS|P|FOG EQUITIES LLC|||Y|Y|N|N
FOMA|O|TD AMERITRADE CLEARING, INC.|TRADING|800-762-9897|Y|Y|N|N
FOMC|N|First of Michigan Corporation|||Y|Y|N|Y
FORD|M|ThinkEquity, LLC|NEW YORK, NY|212-732-8500|Y|Y|N|N
FORD|M|ThinkEquity, LLC||877-436-3673|Y|Y|N|N
FORD|M|ThinkEquity, LLC|TRADING|212-233-2839|Y|Y|N|N
FORD|M|ThinkEquity, LLC|COMPLIANCE OFFICE|212-732-8500|Y|Y|N|N
FORI|P|Fortrend Securities, Inc.|||N|Y|N|N
FORT|M|FORTE SECURITIES LLC|||N|Y|N|N
FOST|N|Foster Securities|SAN DIEGO, CA|619-281-1229|N|N|N|N
FOXA|P|FIS BROKERAGE & SECURITIES SERVICES LLC|Trading Desk|630-482-5105|N|Y|N|N
FOXB|P|FIS BROKERAGE & SECURITIES SERVICES LLC|Trading Desk|630-482-5105|N|Y|N|N
FOXN|O|Fox Run Alpha Fund, L.P.|||N|N|N|N
FOXX|M|Fox & Company Investments Inc.|PHOENIX, AZ|602-971-9000|N|N|N|N
FOXX|M|Fox & Company Investments Inc.|NASDAQ TRADING|602-224-2400|N|N|N|N
FPIC|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FPKI|M|Fox-Pitt, Kelton Incorporated|NEW YORK, NY|212-687-1328|N|N|N|N
FPKI|M|Fox-Pitt, Kelton Incorporated|NEW YORK, NY|212-687-1105|N|N|N|N
FPKI|M|Fox-Pitt, Kelton Incorporated|NEW YORK, NY|800-367-5528|N|N|N|N
FRAC|P|ATOMIC VAULTS SECURITIES, LLC|||N|Y|N|N
FRAN|M|Wm. V. Frankel & Co., Incorporated|JERSEY CITY, NJ|201-434-5005|N|N|N|N
FRAN|M|Wm. V. Frankel & Co., Incorporated|NEW YORK, NY|212-943-6633|N|N|N|N
FRAN|M|Wm. V. Frankel & Co., Incorporated|NEW YORK, NY|800-631-3091|N|N|N|N
FRCE|P|FIN2,LLC|||N|Y|N|N
FREC|P|FREC SECURITIES LLC|||N|Y|N|N
FRET|P|FIS BROKERAGE & SECURITIES SERVICES LLC|Trading Desk|630-482-5105|N|Y|N|N
FREX|P|FIS BROKERAGE & SECURITIES SERVICES LLC|Trading Desk|630-482-5105|N|Y|N|N
FRGP|M|Forge Financial Group, Inc.|BOCA RATON, FL|TRADING - 561-416-1348|N|N|N|N
FRGP|M|Forge Financial Group, Inc.|ARBITRAGE|561-416-9244|N|N|N|N
FRGP|M|Forge Financial Group, Inc.|FOREIGN|561-416-9405|N|N|N|N
FRGP|M|Forge Financial Group, Inc.|DISASTER REC SITE|561-271-1162|N|N|N|N
FRGP|M|Forge Financial Group, Inc.|DISASTER REC SITE 2|561-706-1400|N|N|N|N
FRGS|P|Forge Financial Group, Inc.|||N|N|N|N
FRSO|P|FIRST OMEGA, LLC|||N|Y|N|N
FRTE|P|FORTE SECURITIES LLC|||N|Y|N|N
FRTN|M|FORTUNE SECURITIES, INC.|||N|Y|N|N
FRTS|P|FORTRESS PRIVATE LEDGER, LLC|||N|Y|N|N
FSCN|P|FSC SECURITIES CORPORATION|||N|N|N|N
FSCS|N|FSC Securities Corporation|ATLANTA,GA|770-916-6514|N|N|N|N
FSCS|N|FSC Securities Corporation||800-772-3375|N|N|N|N
FSDL|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FSEC|P|FRS Securities, LLC|||N|N|N|N
FSFC|P|FIRST STANDARD FINANCIAL COMPANY LLC|||N|N|N|N
FSFS|O|ING Investment Management Services LLC|NEW YORK, NY|212-309-8597|N|N|N|N
FSII|P|OAKBRIDGE FINANCIAL SERVICES|||N|N|N|N
FSLL|M|Flagstone Securities, LLC||314-863-5343|N|N|N|N
FSMG|P|First Merger Capital, Inc.|||N|N|N|N
FSNW|N|FIRST SECURITIES NORTHWEST, INC.|PORTLAND, OR|503-241-7750|N|Y|N|N
FSRP|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y
FSRV|N|FISERV CORRESPONDENT SERVICES, INC.|||N|N|N|N
FSSG|N|First Southeastern Securities Group, Incorporated|TAMPA  FL|813-282-3497|N|N|N|N
FSSG|N|First Southeastern Securities Group, Incorporated|NASDAQ TRADING|800-299-3497|N|N|N|N
FSSL|P|Fortis Securities LLC|||N|N|N|N
FSTF|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FTBR|O|GOLDMAN SACHS CUSTODY SOLUTIONS|HERNDON, VA|703-245-4883|Y|Y|N|N
FTEN|N|First Tennessee Brokerage, Inc.|MEMPHIS, TN|901-537-2600|N|Y|N|N
FTII|P|FINANCIAL TELESIS INC|||N|Y|N|N
FTIS|P|Fortis Securities LLC|||N|N|N|N
FTIT|P|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|||N|Y|N|N
FTLP|N|FIRST TRUST PORTFOLIOS L.P.|||N|Y|N|N
FTNE|M|FTN Equity Capital Markets Corp.|NEW YORK|800-880-7264|N|N|N|N
FTNE|M|FTN Equity Capital Markets Corp.|NASH OTCBB|866-344-4880|N|N|N|N
FTNE|M|FTN Equity Capital Markets Corp.||615-734-6050|N|N|N|N
FTSC|M|FTN Financial Securities Corp|NASDAQ TRADING|888-801-3477|N|Y|N|N
FTSC|M|FTN Financial Securities Corp|NASDAQ TRADING|615-734-6050|N|Y|N|N
FTWP|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FTXM|P|FTX CAPITAL MARKETS|||N|Y|N|N
FUBO|P|GRIFFINEST ASIA SECURITIES, LLC|||N|Y|N|N
FULC|P|FULCRUM CAPITAL MARKETS LLC|||N|Y|N|N
FUTA|P|Futu Clearing Inc|||N|Y|N|N
FUTC|P|FUTU CLEARING INC|||N|Y|N|N
FUTG|P|FUTU CLEARING INC|||N|Y|N|N
FUTI|P|MOOMOO FINANCIAL INC|||N|Y|N|N
FUTJ|P|FUTU CLEARING INC|||N|Y|N|N
FUTM|P|Futu Clearing Inc|||N|Y|N|N
FUTU|P|MOOMOO FINANCIAL INC.|||N|Y|N|N
FUTX|P|FUTU CLEARING INC|||N|Y|N|N
FWAI|P|First Western Advisors/ Limited Partnership|||N|Y|N|N
FWBL|P|OES Brokerage Services, L.L.C.|||N|N|N|N
FWSI|N|FIRST WESTERN SECURITIES, INC.|NASDAQ TRADING|817-921-0175|N|Y|N|N
FWSI|N|FIRST WESTERN SECURITIES, INC.||817-921-9816|N|Y|N|N
FWSI|N|FIRST WESTERN SECURITIES, INC.|FORT WORTH, TEXAS|800-327-1279|N|Y|N|N
FWST|P|First Wall Street Corp.|||N|N|N|N
GABE|M|G.RESEARCH, INC.|RYE  NY|914-921-5153|N|Y|N|N
GABP|P|G.research, Inc|||N|Y|N|N
GAFI|P|OAKWOOD CAPITAL SECURITIES, INC.|||N|Y|N|N
GAGN|N|Gagnon Securities, LLC|||N|Y|N|N
GALF|P|Southwest Texas Capital, L.L.C|||N|N|N|N
GARB|P|ICAP Corporates LLC|JERSEY CITY, NJ|212-341-9944|Y|Y|N|N
GARB|P|ICAP Corporates LLC||212-815-9548|Y|Y|N|N
GARC|M|ICAP Corporates LLC|JERSEY CITY, NJ|212-341-9136|Y|Y|N|N
GARC|M|ICAP Corporates LLC||800-937-0087|Y|Y|N|N
GARE|P|ICAP CORPORATES LLC|||Y|Y|N|N
GARR|P|Garrett Nagle & Co., Inc.|||N|Y|N|N
GARW|P|Gar Wood Securities, LLC|Main Number|312-566-0740|N|Y|N|N
GARZ|P|ICAP CORPORATES LLC|||Y|Y|N|N
GASS|P|GLOBAL ALLIANCE SECURITIES, LLC|Trading Desk|212-878-6532|N|Y|N|N
GATE|P|Citigroup Global Markets Inc.|NEW YORK, NY|212-723-7169|Y|Y|Y|Y
GATE|P|Citigroup Global Markets Inc.|NASDAQ TRADING|800-223-7743|Y|Y|Y|Y
GATS|P|Gates Capital Corporation|||N|N|N|N
GAUS|P|The Gaussian Group, LLC|||N|N|N|N
GBIS|P|Guaranty Brokerage Services, Inc.|||N|N|N|N
GBMS|P|GBM International, Inc.|HOUSTON  TX|281-295-4500|Y|Y|N|N
GBMS|P|GBM International, Inc.|NASDAQ/OTCBB TRADING|281-295-4500|Y|Y|N|N
GBMT|P|GBM International, Inc.|||Y|Y|N|N
GBSC|O|Golden Beneficial Securities Corporation|||N|N|N|N
GCCG|P|Global Crown Capital, LLC|||N|N|N|N
GCCL|P|Global Crown Capital, LLC|||N|N|N|N
GCMI|P|Goldman Capital Management, Inc.|||N|N|N|N
GCMT|O|Gold Capital Management Inc.|||N|N|N|N
GCPL|P|PAR5 CAPITAL & CO LLC|||N|Y|N|N
GDMR|P|Pershinng LLC/Good Morning-Shinhan Securities|||N|Y|N|N
GDOC|P|DRW EXECUTION SERVICES, LLC|||Y|Y|Y|Y
GEAR|P|Geary Securities, Inc.|||N|N|N|N
GEBB|P|GLOBAL EXECUTION BROKERS, LP|||Y|N|Y|Y
GELB|P|Gelber Securities, LLC|CHICAGO, IL|312-427-7100|N|Y|N|N
GELP|P|RBC CAPITAL MARKETS, LLC|||Y|Y|Y|Y
GENS|N|GENERAL SECURITIES CORP|N. KANSAS CITY  MO|816-472-7170|N|Y|N|N
GERO|P|Gerbro Securities, Inc.|||N|N|N|N
GFGP|P|GRACE FINANCIAL GROUP LLC|||N|N|N|N
GFIG|P|GFI Securities LLC|NEW YORK, NY|N/A|Y|Y|N|N
GFIG|P|GFI Securities LLC|LATIN/ASIA|212-968-4171|Y|Y|N|N
GFIG|P|GFI Securities LLC|EURO/DOMESTIC|212-968-2726|Y|Y|N|N
GFIG|P|GFI Securities LLC|TOLL FREE|800-456-4341|Y|Y|N|N
GFIS|P|GFI Securities LLC|NEW YORK, NY|800-456-4341|Y|Y|N|N
GFIS|P|GFI Securities LLC||212-968-2726|Y|Y|N|N
GFLD|P|Southridge Investment Group LLC|||N|N|N|N
GFLO|P|VIRTU Americas LLC|||Y|Y|Y|Y
GFML|P|GRACE FINANCIAL GROUP LLC|||N|N|N|N
GFMS|P|GRACE FINANCIAL GROUP LLC|||N|N|N|N
GFRY|P|JUMP TRADING, LLC|||Y|N|Y|Y
GFSI|N|Global Financial Services, L.L.C.|NASDAQ TRADING|713-968-0400|Y|Y|N|N
GFYC|P|JUMP TRADING, LLC|||Y|N|Y|Y
GHCC|M|Gordon, Haskett Capital Corporation|NEW YORK NY|212-883-6893|N|Y|N|N
GHST|P|GHS Trading LLC|||N|N|N|N
GHYL|N|Greenwich High Yield LLC|||N|N|N|N
GIBR|N|Gibraltar Securities Co.|||N|N|N|N
GILG|M|Gilder Gagnon Howe & Co. LLC|NEW YORK, NY|212-765-2508|Y|Y|N|N
GISI|P|Greentree Investment Services, INC.|||N|N|N|N
GISJ|P|INSIGNEO SECURITIES, LLC|||N|Y|N|N
GJSS|N|GREGORY J. SCHWARTZ & CO., INC.|||N|Y|N|N
GLAD|P|GLADSTONE SECURITIES, LLC|||N|Y|N|N
GLBA|M|Electronic Access Direct, Inc.|TRADING DESK|561-981-8380|N|N|N|N
GLBT|M|GLB Trading, Inc.|TRADING DESK|949-955-9470|N|N|N|N
GLBY|P|Gelber Securities, LLC|||N|Y|N|N
GLBZ|N|Online Brokerage Services, Inc.|||N|N|N|N
GLED|P|GLENDALE SECURITIES, INC.|||Y|Y|N|N
GLEN|M|Glendale Securities, Inc.||818-804-4650|Y|Y|N|N
GLGB|N|Gerson Lehrman Group Brokerage Services LLC|||N|N|N|N
GLII|P|TD SECURITIES INC./ CDS|||N|N|N|N
GLIP|P|TD Securities Inc.|||N|N|N|N
GLIR|P|TD Securities Inc.|||N|N|N|N
GLIS|M|TD Securities Inc|ONTARIO, CANADA|416-307-7638|N|N|N|N
GLLL|P|GILL CAPITAL PARTNERS, LLC|||N|Y|N|N
GLPX|P|ACS EXECUTION SERVICES, LLC|Red Bank, NJ|(872) 205-0187|Y|Y|Y|N
GLSC|N|Globalnetsecurities Corp.|||N|N|N|N
GLWD|P|Glenwood Securities, Inc.|||N|N|N|N
GLYN|P|J.A. Glynn & Co.|ST. LOUIS, MO|314-997-1277|N|Y|N|N
GMAN|P|Guzman & Company|MIAMI, FL|800-429-9804|N|Y|N|N
GMAX|P|Global Maxfin Capital Inc. / CDS|||N|N|N|N
GMSE|P|GAMMA SECURITIES, LLC|||N|Y|N|N
GMSG|P|GMS GROUP|LIVINGSTON, NJ|973-535-5000|Y|Y|N|N
GNAV|P|GREEN STREET TRADING, LLC|Trading Desk|214-880-0028|N|N|N|N
GNCF|P|Golden Capital Securities, Ltd./CDS|||N|N|N|N
GNDS|O|Genesis Securities, LLC|||N|N|N|N
GNDT|O|Genesis Securities, LLC|||N|N|N|N
GNIT|P|Bancnorth Investment Group, Inc.|||N|N|N|N
GNLN|M|Gunnallen Financial, Inc.|TAMPA,  FL|813-600-1420|N|N|N|N
GNLN|M|Gunnallen Financial, Inc.|DENVER, CO|720-344-5025|N|N|N|N
GNLR|P|Gunnallen Financial, Inc|||N|N|N|N
GNSL|P|Golden Capital Securities Ltd./CDS|||N|N|N|N
GOBE|P|Golden Beneficial Securities Corporation|||N|N|N|N
GOHS|N|Goldsmith & Harris Incorporated|||N|N|N|N
GOLF|P|Essex & York, Inc.|TRADING DESK|513-924-0990|N|N|N|N
GONE|P|GROUP ONE TRADING, LP|||N|N|N|N
GOOD|P|GOODFILL USA, LLC|||N|Y|N|N
GORD|N|Gordon & Co.|NEWTON,  MA|617-924-7997|N|N|N|N
GOTO|P|Citigroup Global Markets Inc.|Trading Desk|877-750-3569|Y|Y|Y|Y
GPCA|P|GREAT POINT CAPITAL LLC|||N|Y|N|N
GPCE|P|Great Point Capital LLC|||N|Y|N|N
GPCG|P|WILSON PARKER CONNALLY STEPHENSON INC|FORT WORTH, TX|(817)922-8000|N|Y|N|N
GPCQ|P|GREAT POINT CAPITAL LLC|||N|Y|N|N
GPCW|P|GREAT POINT CAPITAL LLC|||N|Y|N|N
GPNI|P|GP NURMENKARI INC.|||N|Y|N|N
GPSI|P|GLOBAL PACIFIC SECURITIES US, INC.|||N|Y|N|N
GPSS|P|Great Pacific Securities|IRVINE, CA|714-863-9500|N|Y|N|N
GPTG|P|SMITH CAPITAL MARKETS, LLC|TRADING|203-485-4800|N|Y|N|N
GRAD|P|Gradient Securities, LLC|||N|Y|N|N
GRBD|P|GREENBIRD CAPITAL, LLC|||N|Y|N|N
GRCP|P|Fifth Street Capital, LLC|||N|N|N|N
GREA|O|Great Eastern Securities, Inc.||516 484 5111|N|N|N|N
GREB|P|Great Eastern Securities, Inc.|||N|N|N|N
GREY|M|Salomon Grey Financial Corporation|TRADING DESK|972-934-7043|N|N|N|N
GRFC|N|GRF Capital Investors, Inc.|||N|Y|N|N
GRFN|M|GRIFFIN FINANCIAL GROUP, LLC|Sell-Side Trader|757-955-8444|Y|Y|N|N
GRFN|M|GRIFFIN FINANCIAL GROUP, LLC|Griffin Financial Group LLC|Fax:  610-371-7740|Y|Y|N|N
GRIG|P|Grigsby & Associates, Inc.|||N|N|N|N
GRIL|M|Global Resource Investments, Ltd.|CARLSBAD, CA|888-848-7828|N|Y|N|N
GRIL|M|Global Resource Investments, Ltd.||619-943-3939|N|Y|N|N
GRIL|M|Global Resource Investments, Ltd.|FAX NUMBER|619-943-3938|N|Y|N|N
GRIN|P|Sandgrain Securities, Inc.|||N|N|N|N
GRLN|N|David J. Greene and Company,  LLC|NEW YORK, NY|212-371-4200|N|N|N|N
GRNB|M|Agile Securities, Inc|||N|N|N|N
GRND|P|Grand Capital Corp.|||N|N|N|N
GRNL|N|Grenel & Co., LLC|NEW YORK, NY|(212)644-1084|N|N|N|N
GROW|M|Pacific Growth Equities, LLC|SAN FRANCISCO  CA|415-274-6811|N|N|N|N
GROW|M|Pacific Growth Equities, LLC|NASDAQ/OTCBB TRADING|800-828-4779|N|N|N|N
GRPS|P|MML INVESTORS SERVICES, LLC|||N|Y|N|N
GRSI|N|Glen Rauch Securities, Inc.|NEW YORK, NY|212-363-9760|N|N|N|N
GRST|M|Garden State Securities, Inc.|LISTED|732-280-6886|N|Y|N|N
GRST|M|Garden State Securities, Inc.|NASDAQ|732-280-6886|N|Y|N|N
GRST|M|Garden State Securities, Inc.|WALL, NEW JERSEY|732-280-6886|N|Y|N|N
GRST|M|Garden State Securities, Inc.||877-477-7862|N|Y|N|N
GRST|M|Garden State Securities, Inc.||877-477-8762|N|Y|N|N
GRWD|P|GAR WOOD SECURITIES, LLC|||N|Y|N|N
GSAA|P|Goldman Sachs Execution & Clearing, L.P.|||N|N|N|N
GSBI|P|Global Brokerage Services, Inc.|||N|Y|N|N
GSCO|M|GOLDMAN SACHS & CO. LLC|NEW YORK, NY|212-902-8585|Y|Y|Y|Y
GSCO|M|GOLDMAN SACHS & CO. LLC|JAPANESE SHARES|212-902-0899|Y|Y|Y|Y
GSCO|M|GOLDMAN SACHS & CO. LLC|ASIAN SHARES|212-902-8677|Y|Y|Y|Y
GSCO|M|GOLDMAN SACHS & CO. LLC|CANADIAN SHARES|212-902-3801|Y|Y|Y|Y
GSCO|M|GOLDMAN SACHS & CO. LLC|EUROPEAN SHARES|212-902-1115|Y|Y|Y|Y
GSCO|M|GOLDMAN SACHS & CO. LLC|LATIN AMER SHARES|212-902-8505|Y|Y|Y|Y
GSCO|M|GOLDMAN SACHS & CO. LLC|UK SHARES|212-902-1232|Y|Y|Y|Y
GSCO|M|GOLDMAN SACHS & CO. LLC|ARBITRAGE|212-902-8525|Y|Y|Y|Y
GSCO|M|GOLDMAN SACHS & CO. LLC|CONVERTIBLES|212-902-8535|Y|Y|Y|Y
GSCO|M|GOLDMAN SACHS & CO. LLC|PREFERRED TRADING|212-902-8390|Y|Y|Y|Y
GSCO|M|GOLDMAN SACHS & CO. LLC|OTCBB|212-357-4402|Y|Y|Y|Y
GSCO|M|GOLDMAN SACHS & CO. LLC|WEST DESK|212-422-2400|Y|Y|Y|Y
GSCO|M|GOLDMAN SACHS & CO. LLC|WEST DESK|800-526-3164|Y|Y|Y|Y
GSCO|M|GOLDMAN SACHS & CO. LLC|NEW YORK, NY|212-902-1000|Y|Y|Y|Y
GSCS|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y
GSDA|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y
GSEC|P|Griffin Securities, Inc.|||N|Y|N|N
GSFF|P|Goldman Sachs Execution & Clearing, L.P.|||N|N|N|N
GSFS|P|GLOBAL SHARES FINANCIAL SERVICES INC.|||N|Y|N|N
GSGS|P|Goldman Sachs Execution & Clearing, L.P.|||N|N|N|N
GSIC|P|GLOBAL STRATEGIC INVESTMENTS|||N|Y|N|N
GSLT|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y
GSLZ|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y
GSMM|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y
GSQQ|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y
GSRR|P|Goldman Sachs Execution & Clearing, L.P.|||N|N|N|N
GSSC|P|Georgeson Securities Corporation|||N|Y|N|N
GSSI|P|GARDEN STATE SECURITIES, INC.|||N|Y|N|N
GSTS|N|B.C. Ziegler and Company|||N|Y|N|N
GSUU|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y
GSVV|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y
GSWW|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y
GSXX|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y
GSYY|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y
GTEX|M|GTS EXECUTION SERVICES LLC|||N|Y|N|N
GTNA|P|GTN AMERICAS FINANCIAL SERVICES,INC.|||N|Y|N|N
GTRN|N|Gorian Investment Group, Inc.|NASDAQ TRADING|909-888-7551|N|Y|N|N
GTSB|P|GTS SECURITIES LLC|||Y|Y|Y|Y
GTSD|P|GTS SECURITIES LLC|||Y|Y|Y|Y
GTSL|N|Golden Triangle Securities LLC|||N|N|N|N
GTSM|P|GTS SECURITIES LLC|||Y|Y|Y|Y
GTSW|P|GTS SECURITIES LLC|||Y|Y|Y|Y
GTSX|P|GTS SECURITIES LLC|||Y|Y|Y|Y
GTSY|P|GTS SECURITIES LLC|||Y|Y|Y|Y
GTSZ|P|GTS SECURITIES LLC|||Y|Y|Y|Y
GTTX|P|ABN AMRO CLEARING CHICAGO LLC|||Y|Y|Y|Y
GTUS|P|GATE US LLC|||N|N|N|N
GTWO|P|FPCG, LLC|||N|Y|N|N
GUGG|P|GUGGENHEIM INVESTOR SERVICES, LLC|||N|Y|N|N
GUGI|P|Claymore Securities, Inc.|||N|Y|N|N
GUGS|P|Guggenheim Securities, LLC|||Y|Y|N|N
GUZM|P|Guzman & Company|MIAMI  FL|305-374-5673|N|Y|N|N
GUZM|P|Guzman & Company|NASDAQ/OTCBB TRADING|800-642-7638|N|Y|N|N
GVLD|P|THE GRISWOLD COMPANY, INCORPORATED|||N|N|N|N
GVRN|N|G.V.R. Company/Special Account|||N|N|N|N
GWDS|P|Gar Wood Securities, LLC|||N|Y|N|N
GWJP|P|EMPOWER FINANCIAL SERVICES,INC.|||N|Y|N|N
GWLP|P|Grant Williams L.P.|||N|Y|N|N
GXSM|P|GX2 SPREAD MARKETS, LLC|||N|Y|N|N
GZML|P|Guzman & Company|||N|Y|N|N
HABB|P|Haberman Bros.|||N|N|N|N
HACA|P|Harvest Capital LLC|||N|N|N|N
HALA|P|HALIFAX AMERICA LLC|||N|Y|N|N
HALP|P|Halpern Capital, Inc.|||N|N|N|N
HAME|P|HAMILTON EXECUTIONS L.L.C.|||N|N|N|N
HANK|P|HANCOCK WHITNEY INVESTMENT SERVICES INC.|||N|Y|N|N
HANS|P|Hanmi Asset Securities, Inc.|||N|N|N|N
HAPX|P|HAP Trading, LLC|||Y|N|N|N
HARC|P|HARLEY CAPITAL LLC|||N|Y|N|N
HARS|P|Harvestons Securities, Inc.|||N|Y|N|N
HASF|P|Haywood Securities Inc./CDS|VANCOUVER, B.C.|604-643-1100|N|N|N|N
HASK|N|Hamershlag, Dodeles, & Co., LLC|NEW YORK  NY|212-782-0220|N|N|N|N
HAUR|P|J. B. Hanauer & Co.|PARSIPPANY, NJ|201-533-9000|N|N|N|N
HAVK|P|HAVKIT CORPORATION|||N|Y|N|N
HAYV|P|Haywood Securities (USA) Inc.|||N|Y|N|N
HAZL|N|HAZLETT, BURT & WATSON, INC.|||N|Y|N|N
HBAN|P|HUNTINGTON CAPITAL CORP.|||N|N|N|N
HBCA|P|HOLD BROTHERS CAPITAL LLC|||N|Y|N|N
HBCK|N|H. Beck, Inc.|||N|Y|N|N
HBCL|P|HOLD BROTHERS CAPITAL LLC|||N|Y|N|N
HBCO|P|Global Investor Services, L.C.|||N|Y|N|N
HBIF|P|DRW Securities, LLC|||Y|Y|Y|Y
HBIS|P|HONEY BADGER INVESTMENT SECURITIES, LLC|||N|Y|N|N
HBIW|P|DRW Securities, LLC|||Y|Y|Y|Y
HBKI|N|HBK Finance L.P.|||N|N|N|N
HBRT|O|Electronic Access Direct, Inc.|||N|N|N|N
HBUS|P|HOLISTIC BROKERAGE,LLC|||N|Y|N|N
HCAP|M|Hermitage Capital Corporation|NASHVILLE  TN|615-385-2385|N|N|N|N
HCAP|M|Hermitage Capital Corporation|NASHVILLE  TN|800-624-6534|N|N|N|N
HCAP|M|Hermitage Capital Corporation|NEW YORK,N.Y.|212-832-3466|N|N|N|N
HCAP|M|Hermitage Capital Corporation||800-755-2106|N|N|N|N
HCAT|P|Hunter Capital Markets, LLC|||N|N|N|N
HCBD|P|HALCYON CABOT PARTNERS, LTD.|||N|N|N|N
HCBR|P|HCFP Brenner Securities, LLC|NEW YORK, NY|212-707-0405|N|N|N|N
HCBR|P|HCFP Brenner Securities, LLC||800-326-2736|N|N|N|N
HCFN|M|HFC Capital Corp.|||N|N|N|N
HCGC|P|FALCON SQUARE CAPITAL, LLC|||N|Y|N|N
HCMX|P|HOOPOE CAPITAL MARKETS, LLC|||N|Y|N|N
HCTA|P|PEAK6 CAPITAL MANAGEMENT LLC|||Y|N|N|N
HCTB|P|PEAK6 CAPITAL MANAGEMENT LLC|||Y|N|N|N
HCWW|P|H.C. WAINWRIGHT & CO., INC.|||Y|Y|N|N
HDLY|M|J.J.B. Hilliard, W.L. Lyons, Inc.|LOUISVILLE, KY|502-588-8420|N|N|N|N
HDLY|M|J.J.B. Hilliard, W.L. Lyons, Inc.|LOUISVILLE, KY|800-627-3557|N|N|N|N
HDSI|P|RODMAN & RENSHAW, LLC||201-216-0100|N|N|N|N
HDSI|P|RODMAN & RENSHAW, LLC|TRADING DESK|201-216-9100|N|N|N|N
HDSM|P|RODMAN & RENSHAW, LLC|||N|N|N|N
HDSN|M|RODMAN & RENSHAW, LLC|JERSEY CITY, NJ|201-216-9100|N|N|N|N
HDSN|M|RODMAN & RENSHAW, LLC|JERSEY CITY, NJ|800-624-0050|N|N|N|N
HDSN|M|RODMAN & RENSHAW, LLC|JERSEY CITY, NJ|212-227-7733|N|N|N|N
HDSN|M|RODMAN & RENSHAW, LLC|INSTITUTIONAL SALES|800-419-9187|N|N|N|N
HDSN|M|RODMAN & RENSHAW, LLC||201-216-0375|N|N|N|N
HDSN|M|RODMAN & RENSHAW, LLC|COLORADO|888-576-1828|N|N|N|N
HDSN|M|RODMAN & RENSHAW, LLC|BOCA RATON, FL|800-898-2777|N|N|N|N
HDSN|M|RODMAN & RENSHAW, LLC|INTERNATIONAL|888-306-1998|N|N|N|N
HDSN|M|RODMAN & RENSHAW, LLC||561-361-0951|N|N|N|N
HDSN|M|RODMAN & RENSHAW, LLC|CANADIAN ARB|201-216-1475|N|N|N|N
HDSW|P|RODMAN & RENSHAW, LLC|||N|N|N|N
HDSX|P|RODMAN & RENSHAW, LLC|||N|N|N|N
HEAD|P|TD SECURITIES AUTOMATED TRADING LLC|||N|Y|N|N
HECO|P|HEDGECO SECURITIES, LLC|||N|Y|N|N
HEFL|P|Heflin & Co., L.L.C.|LOS ANGELES, CA|310-229-9705|N|N|N|N
HEFR|O|Hefren-Tillotson, Inc.|PITTSBURGH  PA|412-471-5430|N|N|N|N
HEIK|P|PEP ADVISORY LLC|||N|Y|N|N
HENG|P|Stonehenge Securities, Inc.|||N|N|N|N
HENN|N|Carl M. Hennig, Inc.|||N|Y|N|N
HERF|N|Thomas J. Herzfeld & Co., Incorporated|MIAMI, FL|305-271-1900|N|N|N|N
HFCO|P|Hilliard Farber & Co., Inc.|||N|Y|N|N
HFIS|N|Hfi Securities, Inc.|||N|N|N|N
HFSC|P|Hilliard Farber Securities Corp.|||N|N|N|N
HGCO|P|HEDGECO SECURITIES, LLC|||N|Y|N|N
HIAI|N|Heartland Investment Associates, Inc.|||N|N|N|N
HIGG|P|HIGGINS CAPITAL MANAGEMENT, INC.|||N|Y|N|N
HILF|M|Hill Thompson Magid & Co., Inc.||201-369-2902|N|N|N|N
HILF|M|Hill Thompson Magid & Co., Inc.||800-879-9842|N|N|N|N
HILL|M|Hill Thompson Magid and Co., Inc.|JERSEY CITY, NJ|201-434-8100|N|N|N|N
HILL|M|Hill Thompson Magid and Co., Inc.|JERSEY CITY, NJ|212-233-2200|N|N|N|N
HILL|M|Hill Thompson Magid and Co., Inc.|NASDAQ TRADING|800-631-3083|N|N|N|N
HILL|M|Hill Thompson Magid and Co., Inc.|ADR TRADING|800-879-9842|N|N|N|N
HILL|M|Hill Thompson Magid and Co., Inc.|CANADIAN EQUITIES|866-235-7016|N|N|N|N
HILL|M|Hill Thompson Magid and Co., Inc.|BANK STOCKS|866-291-6316|N|N|N|N
HILL|M|Hill Thompson Magid and Co., Inc.|PREFERRED/CONVERTS|201-433-9544|N|N|N|N
HITE|P|Whitestone Securities Inc.|||N|N|N|N
HITS|P|Height Securities, LLC|Trade Desk|202-629-0015|Y|Y|N|N
HIVE|P|Hivetrader, LLC|||N|N|N|N
HLBI|N|Belmont Securities, Inc.|DALLAS, TX|214-559-3800|N|N|N|N
HLHC|P|J.J.B. Hilliard, W.L. Lyons, Inc.|||N|N|N|N
HLIQ|N|Hull Transaction Services, L.L.C.|||N|N|N|N
HLLC|N|Hollencrest Capital Management|||N|N|N|N
HLMS|P|HLM Securities, Inc.|||N|N|N|N
HMPB|O|H. M. Payson & Co.|NASDAQ TRADING|207-772-3761|N|N|N|N
HMPT|N|Hampton Securities (USA), Inc.|||N|N|N|N
HMRK|P|Hallmark Investments, Inc.|||N|N|N|N
HNTR|N|Hunter Associates, Inc.|||N|Y|N|N
HOCO|N|Holt & Collins|||N|N|N|N
HOLD|O|Hold Brothers On-Line Investment Services L.L.C.||201-499-8929|N|N|N|N
HOME|P|Vestpoint Securities, Inc.|||N|N|N|N
HONR|P|ROBERTS & RYAN INVESTMENTS INC.|||Y|Y|N|N
HOOD|P|ROBINHOOD FINANCIAL, LLC|||Y|Y|N|N
HOPK|P|SILVER OAK SECURITIES, INCORPORATED|||N|Y|N|N
HORW|P|INSIGHT SECURITIES, INC.|||N|Y|N|N
HOVD|P|HOVDE GROUP, LLC|||Y|Y|N|N
HOWL|N|A. M. Howells & Company, Inc.|NASDAQ TRADING|510-339-0151|N|N|N|N
HPOL|N|HERNDON PLANT OAKLEY, LTD.|NASDAQ TRADING|512-888-7611|N|Y|N|N
HPSR|P|Hewlett Point Securities, LLC|||N|Y|N|N
HPWD|P|Piper Sandler & Co.|||Y|Y|N|N
HRBF|O|American Enterprise Investment Services Inc.|DETROIT MI|313-964-0616|N|Y|N|N
HRBF|O|American Enterprise Investment Services Inc.|NASDAQ TRADING|800-426-9966|N|Y|N|N
HRBF|O|American Enterprise Investment Services Inc.|PREFERRED|800-684-1900|N|Y|N|N
HRBF|O|American Enterprise Investment Services Inc.|INSTITUIONAL|800-535-6533|N|Y|N|N
HRBF|O|American Enterprise Investment Services Inc.|V-CONVERTIBLES|313-964-2091|N|Y|N|N
HRBF|O|American Enterprise Investment Services Inc.|FIXED INCOME|313-964-2091|N|Y|N|N
HRBF|O|American Enterprise Investment Services Inc.|LISTED TRADING|800-684-1900|N|Y|N|N
HRGR|N|HARGER AND COMPANY, INC.|||N|Y|N|N
HRTF|M|HRT FINANCIAL LP|||Y|Y|Y|Y
HRTS|P|Argosy Capital Securities, Inc.|||N|N|N|N
HRTW|P|HRT Financial LP|||Y|Y|Y|Y
HRTX|P|HRT EXECUTION SERVICES LLC|||N|Y|N|N
HSAC|P|KBFG SECURITIES AMERICA INC.|Main Line|212-265-2333|N|Y|N|N
HSAI|P|Independent Financial Group, LLC|||N|Y|N|N
HSBC|M|HSBC Securities, Inc.|TRADING|212-525-0140|Y|Y|Y|N
HSBK|P|HSBC Securities (USA) Incorporated|||Y|Y|Y|N
HSCO|N|Hawthorne Securities Corporation|BOSTON, MA|617-742-4585|N|N|N|N
HSCO|N|Hawthorne Securities Corporation|BOSTON, MA|800-225-6148|N|N|N|N
HSRP|N|Hattier, Sanford & Reynoir, A Limited Partnership, L.L.P.||504-582-1144|N|N|N|N
HTDT|P|HARTFIELD, TITUS & DONNELLY, LLC|||N|Y|N|N
HTDX|P|HARTFIELD, TITUS & DONNELLY, LLC|||N|Y|N|N
HTFS|P|HUNT FINANCIAL SECURITIES, LLC|||N|Y|N|N
HTIS|P|HAITONG INTERNATIONAL SECURITIES (USA) INC.|NEW YORK, NY|212-351-6008|Y|Y|N|N
HTJP|P|Hightower Securities, LLC|||N|Y|N|N
HTPS|P|HIGHTOWER SECURITIES, LLC|||N|Y|N|N
HTSC|P|HUATAI SECURITIES (USA), INC.|||N|Y|N|N
HUCO|N|THE HUNTINGTON INVESTMENT COMPANY|||N|Y|N|N
HUNT|M|Huntleigh Securities Corporation|ST. LOUIS  MO|314-721-2721|N|Y|N|N
HUNT|M|Huntleigh Securities Corporation||800-766-4725|N|Y|N|N
HUTT|P|BENCHMARK INVESTMENTS, LLC|||N|Y|N|N
HVST|P|LPL ENTERPRISE,LLC|||N|Y|N|N
HWIL|P|Howard Weil Incorporated|||N|N|N|N
HWJC|P|HWJ CAPITAL PARNERS II, LLC|||N|Y|N|N
HWLF|N|Howard, Weil, Labouisse, Friedrichs Inc.|||N|N|N|N
HWLS|P|M. S. Howells & Co.|PHOENIX, AZ|602-912-3800|Y|Y|N|N
HYBD|P|HybridTrading, LLC|||N|N|N|N
IAEA|P|SRT SECURITIES LLC|||N|Y|N|N
IAEC|P|SRT SECURITIES LLC||212-841-4100|N|Y|N|N
IAEW|P|SRT SECURITIES LLC|||N|Y|N|N
IAEX|P|SRT SECURITIES LLC|||N|Y|N|N
IATS|P|INTERACTIVE BROKERS LLC|||Y|Y|Y|Y
IBCO|P|Interactive Brokers Corp.|||N|Y|N|N
IBDF|P|I-BANKERS DIRECT, LLC|||N|Y|N|N
IBFS|P|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|Equity Operations|212-300-8531|Y|Y|Y|Y
IBKR|O|Interactive Brokers Llc|GREENWICH, CT|203-618-5700|Y|Y|Y|Y
IBKR|O|Interactive Brokers Llc|NASDAQ TRADING|312-542-6825|Y|Y|Y|Y
IBND|P|INSTITUTIONAL BOND NETWORK, LLC|||N|Y|N|N
IBSA|P|Interbolsa Securities, LLC|||N|N|N|N
IBSH|P|INTEGRITY BROKERAGE, LLC|||N|Y|N|N
IBSJ|P|INTEGRITY BROKERAGE, LLC|||N|Y|N|N
IBSL|P|IBS Securities, LLC|||N|N|N|N
IBSP|P|Timber Hill Specialists Corp.|||N|N|N|N
ICAG|P|TP ICAP Global Markets Americas LLC|||Y|Y|N|N
ICAP|P|TP ICAP Global Markets Americas LLC|||Y|Y|N|N
ICBC|P|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|Trading Desk|844-828-3426|Y|Y|Y|Y
ICBX|P|INSTINET, LLC|||Y|Y|Y|Y
ICDS|P|ICD Securities|||N|Y|N|N
ICEN|M|The Investment Center, Inc.|BRIDGEWATER  NJ|908-707-4607|Y|Y|N|N
ICEX|P|ICE EXECUTION SERVICES, LLC|||N|N|N|N
ICFS|P|Intercarolina Financial Services, Inc.|||N|Y|N|N
ICMB|P|INTERCOASTAL CAPITAL MARKETS, INC.|||N|Y|N|N
ICMH|N|Institutional Capital Management, Inc.|||N|N|N|N
ICMN|P|ICM SECURITIES, LLC|||N|N|N|N
ICON|P|ICON CAPITAL GROUP,LLC|||N|Y|N|N
ICPI|N|Intercapital Securities LLC|||N|N|N|N
ICPS|P|ICP Securities LLC|||N|N|N|N
ICRD|P|Citadel Securities LLC|||Y|Y|Y|Y
ICVT|P|Citadel Securities LLC|||Y|Y|Y|Y
IDAY|P|BROKERAGESELECT|||N|Y|N|N
IDBC|M|Alexandra & James Co.|||N|Y|N|N
IDID|P|Institutional Direct Inc.|MAIN NUMBER|212-272-6229|N|N|N|N
IELP|P|Citadel Securities LLC|||Y|Y|Y|Y
IEOS|P|INTERACTIVE BROKERS LLC|||Y|Y|Y|Y
IEQY|P|CITADEL SECURITIES LLC|||Y|Y|Y|Y
IESI|P|ITAU INTERNATIONAL SECURITIES INC.|||N|Y|N|N
IEXG|E|IEX SERVICES LLC|||Y|Y|Y|Y
IFCS|P|StoneX Financial Inc.|||Y|Y|N|N
IFSC|M|Intercoastal Financial Services Corp.|TRADING|561-427-1001|N|N|N|N
IFSC|M|Intercoastal Financial Services Corp.|JUPITER, FL|800-369-1573|N|N|N|N
IFSF|P|StoneX Financial Inc.|||Y|Y|N|N
IIDC|P|American Securities Group, Inc.|LIGHTHOUSE POINT, FL|954-788-5559|N|N|N|N
IISC|P|Investin Securities Corp.|||N|N|N|N
ILND|P|NASDAQ Execution Services, LLC|TRADING|212-231-5033|Y|Y|Y|Y
ILND|P|NASDAQ Execution Services, LLC||866-771-1269|Y|Y|Y|Y
ILNK|P|INVESTORLINK CAPITAL MARKETS, LLC|||N|Y|N|N
ILUS|P|Illustro Trading, LLC|||N|Y|N|N
IMCC|P|IMC FINANCIAL MARKETS|||Y|Y|Y|Y
IMCS|P|IMC Financial Markets|||Y|Y|Y|Y
IMCX|P|IMC EXECUTION SERVICES LLC|||N|Y|N|N
IMPC|M|Imperial Capital, LLC||310-246-3700|Y|Y|N|N
IMPL|P|Imperial Investments Ltd.|||Y|Y|Y|N
IMSL|P|INTERMERCHANT SECURITIES LLC|||N|N|N|N
INAB|P|Instinet, LLC|||Y|Y|Y|Y
INAM|P|instinet, llc|||Y|Y|Y|Y
INCA|P|INSTINET, LLC|NEW YORK, NY (OTC)|212-310-9510|Y|Y|Y|Y
INCA|P|INSTINET, LLC|LISTED DESK|212-310-9547|Y|Y|Y|Y
INCA|P|INSTINET, LLC|ORDER DESK|N/A|Y|Y|Y|Y
INCA|P|INSTINET, LLC|(NON SUBSCRIBER)|212-310-9564|Y|Y|Y|Y
INCD|P|INSTINET, LLC|||Y|Y|Y|Y
INCE|P|INSTINET, LLC|||Y|Y|Y|Y
INCN|P|FINANCE OF AMERICA SECURITIES LLC|||N|Y|N|N
INCP|P|INSPEREX LLC|||N|Y|N|N
INCR|P|INTELLIGENT CROSS LLC|||N|Y|N|N
INCV|P|INSTINET, LLC|||Y|Y|Y|Y
INCX|P|INSTINET, LLC|||Y|Y|Y|Y
INCY|P|INSTINET, LLC|||Y|Y|Y|Y
INDB|O|Instinet, LLC|||Y|Y|Y|Y
INDX|P|LINDEN THOMAS AND COMPANY SECURITIES, LLC|||N|Y|N|N
INDY|P|Jump Trading, LLC|||Y|N|Y|Y
INET|E|NASDAQ EXECUTION SERVICES, LLC|PHONE ORDERS|212-231-5100|Y|Y|Y|Y
INET|E|NASDAQ EXECUTION SERVICES, LLC|MAIN|212-231-5100|Y|Y|Y|Y
INET|E|NASDAQ EXECUTION SERVICES, LLC|BACKUP SITE|201-319-0660|Y|Y|Y|Y
INET|E|NASDAQ EXECUTION SERVICES, LLC|SUBSCRIBER INFO|212-231-5180|Y|Y|Y|Y
INET|E|NASDAQ EXECUTION SERVICES, LLC|TECHNICAL SUPPORT|212-231-5180|Y|Y|Y|Y
INET|E|NASDAQ EXECUTION SERVICES, LLC|NEW JERSEY|201-319-0660|Y|Y|Y|Y
INFI|P|Integral Financial LLC|||N|Y|N|N
INFX|P|Instinet, LLC|||Y|Y|Y|Y
INGF|M|ING Financial Markets LLC|||Y|Y|N|N
INGG|M|ING FINANCIAL MARKETS LLC|||Y|Y|N|N
INGS|M|INGALLS & SNYDER, LLC|NEW YORK, NY|212-269-7755|N|Y|N|N
INGS|M|INGALLS & SNYDER, LLC|NEW YORK, NY|800-805-0515|N|Y|N|N
INJS|P|Instinet, LLC|||Y|Y|Y|Y
INJX|P|INSTINET, LLC|||Y|Y|Y|Y
INNO|P|ETC BROKERAGE SERVICES, LLC|||N|Y|N|N
INNT|P|Intrade, LLC|||N|N|N|N
INPI|N|INVESTMENT PLANNERS, INC.|||N|Y|N|N
INSC|N|Intersecurities, Inc.|||N|Y|N|N
INSR|P|INTELLIGENT CROSS LLC|||N|Y|N|N
INTA|M|INTERNATIONAL ASSETS ADVISORY, LLC|WINTER PARK, FL|800-218-1268|N|Y|N|N
INTL|P|StoneX Financial Inc.|ORLANDO   FL|407-741-5399|Y|Y|N|N
INTL|P|StoneX Financial Inc.||800-541-1977|Y|Y|N|N
INTL|P|StoneX Financial Inc.|OTCBB DESK|800-327-5703|Y|Y|N|N
INTL|P|StoneX Financial Inc.|OTCBB DESK|407-741-5394|Y|Y|N|N
INTL|P|StoneX Financial Inc.|NEW YORK, NY|212-485-3545|Y|Y|N|N
INTX|P|INTERNATIONAL ASSETS ADVISORY, LLC|||N|Y|N|N
INVC|P|Investec Securities (Us) Llc|||N|Y|N|N
IOSC|P|Interocean Securities LLC|||N|N|N|N
IPGR|N|Investment Placement Group|LA JOLLA, CA|619-459-2344|Y|Y|N|N
IRGI|P|Investors Resources Group, Inc.|||N|N|N|N
IRIS|P|ALPHALEDGER MARKETS, INC|||N|Y|N|N
ISBN|O|Isbin Investments, Inc.|MINNEAPOLIS  MN|612-338-6113|N|N|N|N
ISBN|O|Isbin Investments, Inc.|NASDAQ TRADING|800-446-5666|N|N|N|N
ISCN|P|INSTITUTIONAL SECURITIES CORPORATION|||N|Y|N|N
ISEG|E|International Securities Exchange|||N|N|N|N
ISEK|P|TP ICAP Global Markets Americas LLC|||Y|Y|N|N
ISGC|N|Solid ISG Capital Markets, LLC|||N|N|N|N
ISIG|P|Evercore Group L.L.C.|||Y|Y|Y|N
ISLL|P|INLET SECURITIES, LLC|||N|Y|N|N
ISLN|N|IslandNet, LLC|||N|N|N|N
ISSC|P|Investors Securities Services, LLC|||N|N|N|N
ISSI|P|INSIGHT SECURITIES, INC.|||N|Y|N|N
ITAU|P|Itau USA Securities Inc.|||N|Y|N|N
ITCC|P|STONEX SECURITIES INC.|ATLANTA, GA|404-953-6118|N|Y|N|N
ITDC|P|ITradedirect.com Corp.|||N|N|N|N
ITFS|P|Blue Creek Securities, Inc.|||N|Y|N|N
ITGC|N|ITG Canada, A Subsidiary of ITG Inc / CDS|||N|N|N|N
ITGF|P|Virtu Americas LLC|||Y|Y|Y|Y
ITGG|P|Virtu Americas LLC|||Y|Y|Y|Y
ITGI|O|VIRTU Americas LLC|||Y|Y|Y|Y
ITGP|P|Virtu Americas LLC|||Y|Y|Y|Y
ITTT|P|T3 TRADING GROUP, LLC|||N|Y|N|N
IURS|P|IUR SECURITIES LLC|||N|Y|N|N
IVEX|P|INVEX, INC.|||N|Y|N|N
IVNT|P|INVESTMENT NETWORK, INC.|||N|Y|N|N
IVOL|P|Union Capital Company|||N|Y|N|N
IVTA|P|INVICTA CAPITAL LLC|||N|Y|N|N
IWSL|P|Integral Wealth Securities Limited|||N|N|N|N
IXIS|P|Ixis Securities North America Inc.|||N|N|N|N
JACK|P|Jackson Securities LLC|||N|N|N|N
JADN|N|J. ALDEN ASSOCIATES, INC.|JENKINTOWN, PA|215-572-8700|N|Y|N|N
JANC|M|Janco Partners, Inc.|ENGLEWOOD, CO|800-529-8157|N|N|N|N
JANC|M|Janco Partners, Inc.||303-770-9047|N|N|N|N
JANE|P|Jane Street Capital, LLC|TRADING DESK|212-651-6070|Y|Y|Y|Y
JANY|M|Janney Montgomery Scott Inc.|PHILADELPHIA PA|215-563-8671|Y|Y|N|N
JANY|M|Janney Montgomery Scott Inc.|NASDAQ TRADING|215-563-8672|Y|Y|N|N
JANY|M|Janney Montgomery Scott Inc.|NASDAQ TRADING (PA)|888-567-6821|Y|Y|N|N
JANY|M|Janney Montgomery Scott Inc.|PREFFERED DESK|215-665-6170|Y|Y|N|N
JANY|M|Janney Montgomery Scott Inc.|NEW YORK  NY|212-510-0668|Y|Y|N|N
JBAI|P|Jones, Byrd & Attkisson, Inc.|||N|N|N|N
JBDX|P|JB DRAX HONORE' INC.|||N|Y|N|N
JBSS|P|JBS Securities Corp.|||N|N|N|N
JCIU|P|Jennings Capital (USA) INC.|||N|N|N|N
JDCO|P|Cummins Financial Corporation|||N|N|N|N
JDRB|O|J.H. Darbie & Co., Inc.|||Y|Y|N|N
JECL|P|JOSEPH EDEN CAPITAL, LLC|||N|Y|N|N
JEFF|M|JEFFERIES LLC|Cash Trading|212-323-7570|Y|Y|Y|Y
JEFF|M|JEFFERIES LLC|Electronic Trading|212-336-7424|Y|Y|Y|Y
JEFF|M|JEFFERIES LLC|Options|212-284-2110|Y|Y|Y|Y
JEFM|P|THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.|||N|Y|N|N
JEVO|P|ATIS, INC.|||N|Y|N|N
JGRC|P|Joseph Grace|||N|N|N|N
JGUN|M|Joseph Gunnar & Co.  LLC|NEW YORK, NY|212-440-9679|Y|Y|N|N
JHDA|P|J.H. DARBIE & CO., INC.|||Y|Y|N|N
JHDR|P|J.H. Darbie & Co., Inc.|||Y|Y|N|N
JIKO|P|JIKO SECURITIES INC.|||N|Y|N|N
JIMK|P|Sunstate Equity Trading|TAMPA, FL|813-961-4649|N|N|N|N
JIMY|P|Latam Investments, LLC|||N|N|N|N
JINS|P|John Carris Investments LLC|||N|N|N|N
JJKE|P|TRADERWEB DIRECT LLC|||N|Y|N|N
JKSI|P|JK SECURITIES, INC.|||N|Y|N|N
JLEO|P|VCS VENTURE SECURITIES|NY, NY|212-300-0060|N|Y|N|N
JLEQ|P|JUMP EXECUTION, LLC|||Y|Y|N|N
JLPC|P|VCS VENTURE SECURITIES|||N|Y|N|N
JMFL|P|THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.|||N|Y|N|N
JMIP|N|J. Michael-Patrick, L.L.C.|||N|N|N|N
JMPT|P|JUMP TRADING, LLC|||Y|N|Y|Y
JNKK|P|UPHOLD SECURITIES INC.|TRADING|212-885-6350|N|Y|N|N
JNST|P|JANE STREET CAPITAL, LLC|||Y|Y|Y|Y
JOHN|P|Scottsdale Capital Advisors Corp.|||N|Y|N|N
JOLE|N|Johnston, Lemon & Co. Incorporated|WASHINGTON, DC|202-842-5566|N|N|N|N
JOLE|N|Johnston, Lemon & Co. Incorporated|NASDAQ TRADING|800-424-8871|N|N|N|N
JOLE|N|Johnston, Lemon & Co. Incorporated|CONV./PREFERRED|800-352-4895|N|N|N|N
JOLE|N|Johnston, Lemon & Co. Incorporated||202-842-5698|N|N|N|N
JONE|M|JonesTrading|WESTLAKE VILLAGE, CA|818-991-4488|Y|Y|N|N
JONE|M|JonesTrading|WESTLAKE VILLAGE, CA|800-423-5933|Y|Y|N|N
JPBX|P|J.P. MORGAN SECURITIES LLC|||Y|Y|Y|Y
JPII|P|Jaypee International, Inc.|||N|Y|N|N
JPMA|P|J.P. Morgan Institutional Investments Inc.|||N|Y|N|N
JPME|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y
JPMG|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y
JPMP|M|J.P. Morgan Securities LLC|||Y|Y|Y|Y
JPMS|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y
JPMT|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y
JPMX|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y
JPPB|P|JEFFERIES LLC|||Y|Y|Y|Y
JPRC|O|J.P.R. Capital Corp.|ROSLYN  NY|516-621-8787|N|N|N|N
JPRC|O|J.P.R. Capital Corp.|BOCA, RATON|561-470-5363|N|N|N|N
JPTR|P|Jackson Partners & Associates, Inc.|||N|N|N|N
JRCO|M|Johnson Rice & Company L.L.C.|NEW ORLEANS  LA|504-525-3767|Y|Y|N|N
JRCO|M|Johnson Rice & Company L.L.C.|TRADING|800-842-6229|Y|Y|N|N
JSAP|P|JANE STREET CAPITAL, LLC|||Y|Y|Y|Y
JSCA|M|JANE STREET CAPITAL, LLC|||Y|Y|Y|Y
JSCL|P|JOSEPH STONE CAPITAL L.L.C.|||N|Y|N|N
JSCO|P|J. Streicher & Co. L.L.C.|Trading Desk|212-461-2127|N|Y|N|N
JSCT|P|JANE STREET CAPITAL, LLC|||Y|Y|Y|Y
JSEB|P|JANE STREET EXECUTION SERVICES, LLC|||Y|Y|Y|Y
JSEG|P|JANE STREET EXECUTION SERVICES, LLC|||Y|Y|Y|Y
JSES|O|JANE STREET EXECUTION SERVICES, LLC|Desk|212-548-6700|Y|Y|Y|Y
JSJX|P|JANE STREET CAPITAL LLC|||Y|Y|Y|Y
JSLC|P|Jesup & Lamont Securities Corp|TRADING DPT.|212-307-2690|N|N|N|N
JSLI|P|Jesup & Lamont Securities Corp|||N|N|N|N
JSLP|M|Joseph Stevens & Company, Inc.|NEW YORK  NY|212-361-3030|N|N|N|N
JSLP|M|Joseph Stevens & Company, Inc.|NASDAQ TRADING|800-609-9110|N|N|N|N
JSLP|M|Joseph Stevens & Company, Inc.|LONG ISLAND, NY|800-917-4203|N|N|N|N
JSMD|P|ASTORIA CAPITAL MARKETS, INC.|||N|Y|N|N
JSML|P|JANE STREET CAPITAL, LLC|||Y|Y|Y|Y
JSOL|P|JANE STREET OPTIONS, LLC|||Y|N|Y|Y
JSPT|P|Jane Street Capital, LLC|||Y|Y|Y|Y
JSSC|P|JANE STREET EXECUTION SERVICES, LLC|||Y|Y|Y|Y
JSSF|M|CITIZENS JMP SECURITIES, LLC|SAN FRANCISCO, CA|415-263-1676|Y|Y|N|N
JSUP|P|Jesup & Lamont Securities Corp|||N|N|N|N
JTKS|P|JUMP TRADING, LLC|||Y|N|Y|Y
JTOT|P|JonesTrading|||Y|Y|N|N
JUMP|P|Citizens JMP Securities LLC|||Y|Y|N|N
JUPS|P|First Brokers Securities LLC|||Y|Y|N|N
JVBF|P|Jack V. Butterfield Investment Company|TRADING DEPT.|517-787-2430|N|Y|N|N
JVBG|P|J.V.B. FINANCIAL GROUP, LLC|||Y|Y|N|N
JVDA|P|JVDA,LLC|||N|Y|N|N
JWHJ|P|CUMBERLAND SECURITIES LLC|||N|Y|N|N
JWRI|P|Traders Advantage|ATLANTA, GA|770-913-3999|N|N|N|N
JWTT|P|JWTT Inc|||Y|Y|N|N
KADI|P|Kadick, Incorporated|||N|N|N|N
KALA|M|KA Associates, Inc.|LOS ANGELES  CA|310-201-7851|N|Y|N|N
KALE|P|Ankale Capital LLC|||N|N|N|N
KART|P|Revere Securities Corp.|BROOKLYN, NY|718-923-3091|N|Y|N|N
KART|P|Revere Securities Corp.|BOCA RATON, FL|561-994-6229|N|Y|N|N
KAUP|N|Kaupthing Securities, Inc.|||N|N|N|N
KBCO|N|Kahn Brothers & Co. Inc.|NEW YORK, NY|212-269-7450|N|Y|N|N
KBDS|N|KBD Securities, LLC|WHITE PLAINS, NY|914-285-9451|N|Y|N|N
KBFP|O|KBC Financial Products USA, Inc.|NEW YORK, NY|212-845-2840|N|Y|N|N
KBKF|M|Kabrik Trading LLC|||N|N|N|N
KBKP|P|Kabrik Trading LLC|||N|N|N|N
KBRK|P|Kabrik Trading LLC|New York|212-825-4100|N|N|N|N
KBRO|M|Kaufman Bros., L.P.|NASDAQ TRADING|800-807-8723|N|N|N|N
KBRO|M|Kaufman Bros., L.P.|NEW YORK, NY|212-292-8140|N|N|N|N
KBWI|M|Keefe, Bruyette & Woods, Inc.|NEW YORK, NY|212-887-8950|Y|Y|N|N
KBWI|M|Keefe, Bruyette & Woods, Inc.|NEW YORK, NY|800-342-5529|Y|Y|N|N
KCBC|P|WEALTHFRONT BROKERAGE LLC|||N|Y|N|N
KCCI|P|KCCI, Ltd.|||N|N|N|N
KCCP|P|KCCI, LTD.|||N|N|N|N
KCGB|P|VIRTU Americas LLC|||Y|Y|Y|Y
KCGC|P|VIRTU Americas LLC|||Y|Y|Y|Y
KCGM|P|VIRTU Americas LLC|||Y|Y|Y|Y
KCIM|P|Investment Management Corporation|||N|N|N|N
KCIX|P|Kiley Partners, Inc.|||N|Y|N|N
KCMA|P|Kellogg Capital Markets, LLC|||N|N|N|N
KCMO|N|Security Investment Company of Kansas City|||N|N|N|N
KCRD|P|PHX FINANCIAL, INC.|||N|Y|N|N
KEGG|P|Kellogg Capital Markets, LLC|||N|N|N|N
KEHE|P|Franklin Ross, Inc.|||N|N|N|N
KELM|P|Kelmoore Investment Company, Inc.|||N|N|N|N
KEND|P|KENDRICK PIERCE SECURITIES, INC.|||N|N|N|N
KENS|M|Kensington Capital Corp.|BROOKLYN  NY|718-436-1679|N|Y|N|N
KENS|M|Kensington Capital Corp.|INSTITUTIONAL DESK|800-457-4583|N|Y|N|N
KENS|M|Kensington Capital Corp.|BULLETIN BOARD|718-436-2111|N|Y|N|N
KENY|M|Kenny Securities Corp.|ST. LOUIS  MO|314-726-4777|N|N|N|N
KENY|M|Kenny Securities Corp.|NASDAQ/OTCBB TRADING|800-730-3639|N|N|N|N
KENY|M|Kenny Securities Corp.|OTC DIRECT|314-754-1971|N|N|N|N
KERC|N|Kercheville & Company, Inc.|SAN ANTONIO, TX|210-561-3300|N|N|N|N
KERC|N|Kercheville & Company, Inc.||800-544-6528|N|N|N|N
KEYB|M|KEYBANC CAPITAL MARKETS INC.|CLEVELAND, OH|216-443-2350|Y|Y|N|N
KEYB|M|KEYBANC CAPITAL MARKETS INC.|CLEVELAND, OH|800-321-2190|Y|Y|N|N
KEYB|M|KEYBANC CAPITAL MARKETS INC.|DAYTON, OHIO|800-262-2244|Y|Y|N|N
KEYB|M|KEYBANC CAPITAL MARKETS INC.||937-223-1626|Y|Y|N|N
KEYS|P|Arete Wealth Management, LLC|||N|Y|N|N
KIML|P|KIMELMAN & BAIRD, LLC|||N|Y|N|N
KING|M|C. L. King & Associates, Inc.|ALBANY  NY|212-572-3631|Y|Y|N|N
KING|M|C. L. King & Associates, Inc.|NASDAQ/OTC TRADING|866-894-1344|Y|Y|N|N
KING|M|C. L. King & Associates, Inc.||518-431-3527|Y|Y|N|N
KING|M|C. L. King & Associates, Inc.||518-431-3513|Y|Y|N|N
KISA|P|KOREA INVESTMENT & SECURITIES AMERICA, INC.|||N|Y|N|N
KISI|P|LATIN SECURITIES INC|||N|Y|N|N
KISL|P|Key Investment Services LLC|||N|Y|N|N
KIWS|M|KWS Associates, Inc.|||N|N|N|N
KJER|P|Kenneth, Jerome & Co.,Inc.|||N|Y|N|N
KKSS|P|Hedge Fund Capital Partners, LLC|||N|N|N|N
KLDC|N|Kun-Lun Development Corporation|||N|N|N|N
KMDS|O|Midas Securities, LLC|||N|N|N|N
KNBT|P|KNBT Securities, Inc.|||N|N|N|N
KOND|P|Kinsell, Newcomb & De Dios, Inc.|||N|N|N|N
KOSE|M|Koonce Securities, Inc.|BETHESDA  MD|301-897-9790|N|Y|N|N
KOSE|M|Koonce Securities, Inc.|NASDAQ TRADING|800-368-2802|N|Y|N|N
KOVP|P|KOVACK SECURITIES INC|||Y|Y|N|N
KOVS|N|Kovack Securities Inc.|||Y|Y|N|N
KPAR|M|Kellogg Partners Institutional Services LLC|||N|N|N|N
KRAM|N|Kramer Securities Corporation|||N|N|N|N
KRCO|P|KR SECURITIES, LLC|||N|Y|N|N
KRSH|P|Kershner Securities, LLC|||N|Y|N|N
KRTH|P|J.W. KORTH & COMPANY|||N|Y|N|N
KSGB|P|Kellogg Capital Markets, LLC|||N|N|N|N
KSGX|P|Kellogg Capital Markets, LLC|||N|N|N|N
KSSC|P|Kern, Suslow Securities, Inc.|||N|N|N|N
KSTC|P|KEYSTONE CAPITAL CORPORATION|||N|Y|N|N
KSTE|P|KEYSTONE CAPITAL CORPORATION|||N|Y|N|N
KSTS|P|KEYSTONE CAPITAL CORPORATION|||N|Y|N|N
KTNG|M|Keating Securities, LLC|TRADING|757-345-2853|N|Y|N|N
KUYK|N|KUYKENDALL & SCHNEIDER, INC.|||N|Y|N|N
KVXS|M|KV Execution Services LLC|NEW YORK, NY|212-266-0100|N|N|N|N
KWSC|P|KW Securities Corporation|||N|Y|N|N
KYST|P|Keystone Trading Partners|||N|N|N|N
KYTS|P|KYTE SECURITIES LLC|||N|Y|N|N
LABD|P|LaBranche Financial Services, Inc.|||N|N|N|N
LABF|N|LaBranche & Co. LLC|||N|N|N|N
LABR|P|Labrunerie Financial Services, Inc.|||N|Y|N|N
LADY|P|Trustfirst|||N|Y|N|N
LAFB|P|R. F. Lafferty & Co., Inc.|New York NY|212-293-9090|Y|Y|N|N
LAFC|P|R. F. Lafferty & Co., Inc.|New York|212-293-9064|Y|Y|N|N
LAFF|O|R. F. Lafferty & Co., Inc.|NEW YORK, NY|212-293-9090|Y|Y|N|N
LAFI|P|LAFISE SECURITIES CORPORATION|||N|Y|N|N
LAKE|P|HOLISTIC BROKERAGE, LLC|||N|Y|N|N
LAMA|N|Lara, Shull & May, Ltd|||N|N|N|N
LAMP|M|Lampost Capital, L.C.|BOCA RATON, FL|561-883-0454|Y|Y|N|N
LAMP|M|Lampost Capital, L.C.|BOCA RATON,FL|561-883-1410|Y|Y|N|N
LANE|P|MARC J. LANE & COMPANY|||N|Y|N|N
LANP|P|LUMENT SECURITIES|||N|Y|N|N
LARC|P|Larimer Capital Corporation|||N|Y|N|N
LARK|M|Emmett A Larkin Company, Inc.|SAN FRANCISCO, CA|415-986-2332|N|N|N|N
LARK|M|Emmett A Larkin Company, Inc.|SAN FRANCISCO, CA|800-227-4545|N|N|N|N
LARK|M|Emmett A Larkin Company, Inc.|ENGLEWOOD  CO|303-771-1121|N|N|N|N
LASA|P|LaSalle Capital, L.L.C|||N|N|N|N
LASI|O|LIEBLONG & ASSOCIATES, INC.|||N|Y|N|N
LASS|M|LaSalle St. Securities, Inc.|CHICAGO|800-722-0165|N|Y|N|N
LASS|M|LaSalle St. Securities, Inc.||312-705-7020|N|Y|N|N
LASS|M|LaSalle St. Securities, Inc.|MARKET MAKING|312-705-7018|N|Y|N|N
LASS|M|LaSalle St. Securities, Inc.|TOLL FREE|888-302-6691|N|Y|N|N
LATG|P|GFI SECURITIES LLC|New York, NY|212-968-2030|Y|Y|N|N
LATM|P|GFI SECURITIES LLC|||Y|Y|N|N
LATN|P|HEROLD & LANTERN INVESTMENTS, INC.|HUNTINGTON, NY|(516)425-0700|N|Y|N|N
LATN|P|HEROLD & LANTERN INVESTMENTS, INC.|NEW YORK, NY|(212) 233-2610|N|Y|N|N
LATS|P|Barclays Capital Inc./Le|||Y|Y|Y|Y
LAZF|P|LAZARD FRERES & CO. LLC|||N|Y|N|N
LBBW|P|GUGGENHEIM SECURITIES, LLC|||Y|Y|N|N
LBKI|P|Libucki & Co., LLC|||N|Y|N|N
LBRA|N|Libra Investments, Inc.|||N|N|N|N
LCMC|P|LOOP CAPITAL MARKETS LLC|||N|Y|N|N
LCMT|P|Ledgemont Capital Markets LLC|||N|N|N|N
LCUS|P|LAURENTIAN CAPITAL (USA) INC|||N|Y|N|N
LDGA|P|DOUGALL & ASSOCIATES INC.|||N|Y|N|N
LDGP|P|DOUGALL & ASSOCIATES INC.|||N|Y|N|N
LDLW|P|Laidlaw & Company (UK) Ltd.|||N|Y|N|N
LDOT|N|LANDOLT SECURITIES, INC.|NASDAQ TRADING|920-236-7000|N|Y|N|N
LEAD|P|The Leaders Group, Inc.|||N|Y|N|N
LEAF|P|Silver Leaf Partners, LLC|||N|Y|N|N
LEBB|P|Leeb Brokerage Services, Inc.|||N|N|N|N
LEBO|O|Leigh Baldwin & Co., LLC|CAZENOVIA, NY|315-655-2964|N|Y|N|N
LEDE|P|Leed Financial Markets Inc./CDS|||N|N|N|N
LEEB|M|Leeb Brokerage Services, Inc.|NASDAQ TRADING|212-634-0036|N|N|N|N
LEEB|M|Leeb Brokerage Services, Inc.|TEMP NASDAQ TRADING|212-653-1720|N|N|N|N
LEER|P|LEERINK PARTNERS, LLC|TRADING|212-277-6100|Y|Y|N|N
LEHB|P|Barclays Capital Inc./Le|||Y|Y|Y|Y
LEHM|M|Barclays Capital Inc./Le|||Y|Y|Y|Y
LEHP|P|Barclays Capital Inc./Le|||Y|Y|Y|Y
LEMP|P|Lempert Brothers International USA, Inc.|||N|N|N|N
LESW|O|Leerink Partners LLC|||Y|Y|N|N
LETS|P|LetsGo Trade, Inc.|TRADING DESK|908-222-8284|N|Y|N|N
LEVN|N|Levco Securities, Inc.|NEW YORK, NY|212-332-8400|N|N|N|N
LEVY|P|Levy, Harkins & Co., Inc.|||N|N|N|N
LEWI|N|DAI SECURITIES, LLC|||N|Y|N|N
LEYA|P|LEMLEY, YARLING & CO.|||N|Y|N|N
LFCI|P|Laguna Financial Corporation|||N|N|N|N
LFCM|M|Lighthouse Financial Group, Llc|Domestic and International Trading|212-277-7676|N|N|N|N
LFIN|O|Lighthouse Financial Group, LLC|Trading|212-277-8145|N|N|N|N
LFRO|P|LF Rothschild, LLC|||N|Y|N|N
LGLL|P|MM GLOBAL SECURITIES, INC.|||N|Y|N|N
LGND|P|Legend Merchant Group, Inc.||212-809-5568|N|N|N|N
LGNT|O|AXOS CLEARING LLC|OMAHA NEB|800-776-5778|Y|Y|N|N
LGSA|P|NH INVESTMENT & SECURITIES AMERICA, INC.|||N|Y|N|N
LGTD|M|Legacy Trading, Inc.|MAIN|405-216-0554|N|N|N|N
LGTD|M|Legacy Trading, Inc.|TRADING|405-216-9443|N|N|N|N
LHMA|P|Barclays Capital Inc./Le|||Y|Y|Y|Y
LHMS|P|Barclays Capital Inc./Le|||Y|Y|Y|Y
LHSB|P|Barclays Capital Inc./Le|||Y|Y|Y|Y
LIAC|P|LIBERTY ASSOCIATES, INC.|||N|Y|N|N
LIBR|P|Libra Securities, LLC|||N|N|N|N
LIME|P|LIME TRADING CORP.|||Y|Y|Y|Y
LINC|P|LIBERUM|||N|Y|N|N
LIQP|P|LIQUID PRIME SERVICES, INC.|||N|Y|N|N
LISA|N|First Choice Securities Corp.|||N|N|N|N
LIVC|P|LIME TRADING CORP.|||Y|Y|Y|Y
LIWM|P|LIME TRADING CORP.|||Y|Y|Y|Y
LIWO|P|LIME TRADING CORP.|||Y|Y|Y|Y
LJRY|N|Lynch, Jones & Ryan, LLC.|||N|N|N|N
LMGP|P|LIME TRADING CORP.|||Y|Y|Y|Y
LMKO|N|L.M. KOHN & COMPANY|||N|Y|N|N
LMNX|P|LUMINEX TRADING & ANALYTICS LLC|||N|Y|N|N
LMPC|P|LIME TRADING CORP.|||Y|Y|Y|Y
LMPQ|P|Lampost Capital, L.C.|||Y|Y|N|N
LMPT|P|LIME TRADING CORP.|||Y|Y|Y|Y
LMTC|P|LMT Capital Markets LLC|||N|N|N|N
LNGB|P|Long Bridge Securities LLC|||N|Y|N|N
LNKS|P|Guggenheim Securities, LLC|||Y|Y|N|N
LNRT|P|L & R TRADING L.L.C.|||N|N|N|N
LOMB|P|Lombard Securities Incorporated|||N|Y|N|N
LOMU|P|BLV SECURITIES|||N|Y|N|N
LOOP|P|Loop Capital Markets LLC|||N|Y|N|N
LOUE|P|ICAP CORPORATES LLC|||Y|Y|N|N
LOWI|M|Blunt Ellis & Loewi Incorporated|||N|N|N|N
LPCA|P|ALPACA SECURITIES LLC|||N|Y|N|N
LPCM|P|Lampert Capital Markets Inc.|||N|Y|N|N
LPFS|P|LIBERTY PARTNERS FINANCIAL SERVICES, LLC|||N|Y|N|N
LPSP|P|LPS Partners INC.|Institutional Sales and Trading|212-441 3871|N|Y|N|N
LPSQ|P|LPS CAPITAL LLC|||N|Y|N|N
LQED|P|MARKETAXESS CORPORATION|||N|Y|N|N
LQNA|P|LIQUIDNET, INC.|||Y|Y|N|N
LQNB|P|LIQUIDNET, INC.|||Y|Y|N|N
LQNF|P|LIQUIDNET, INC|||Y|Y|N|N
LQNT|O|Liquidnet, Inc.|NEW YORK, NY|646-674-2000|Y|Y|N|N
LQNT|O|Liquidnet, Inc.|TRADING|646-674-2200|Y|Y|N|N
LRBC|P|LIBERTY ASSOCIATES, INC.|||N|Y|N|N
LSCM|P|LAKE STREET CAPITAL MARKETS, LLC|||Y|Y|N|N
LSCO|P|Leerink Partners LLC|||Y|Y|N|N
LSCP|P|LIFESCI CAPITAL LLC|||N|Y|N|N
LSEC|P|Livingston Securities, LLC|||N|Y|N|N
LSPD|M|Labranche Structured Products Direct|||N|N|N|N
LSPS|P|Lightspeed Financial Services Group LLC|||Y|Y|Y|N
LSSI|P|ALLIED MILLENNIAL PARTNERS, LLC|||N|Y|N|N
LTAA|P|KEZAR TRADING, LLC|||N|Y|N|N
LTCO|M|Ladenburg, Thalmann & Co., Inc.|TRADING|212-409-2011|Y|Y|N|N
LTCO|M|Ladenburg, Thalmann & Co., Inc.||646-432-6330|Y|Y|N|N
LTCS|P|LINDEN THOMAS AND COMPANY SECURITIES, LLC|||N|Y|N|N
LTIN|P|BBVA Securities Inc.|||N|Y|N|N
LTLI|P|L.P. LITTLEWOOD AND ASSOCIATES, INC.|||N|N|N|N
LTSE|E|LONG-TERM STOCK EXCHANGE|||N|N|N|N
LVAR|P|LARRAIN VAIL SECURITIES US LLC|||N|Y|N|N
LVMR|P|LIVERMORE TRADING GROUP, INC.|||N|Y|N|N
LXBJ|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||N|N|N|N
LYON|M|Credit Agricole Securities (USA) Inc.|NEW YORK NY|212-408-5700|N|Y|N|N
LYON|M|Credit Agricole Securities (USA) Inc.|LISTED TRADING DPMT|212-408-5800|N|Y|N|N
LYON|M|Credit Agricole Securities (USA) Inc.|INT'L TRADING DPMT|212-408-5600|N|Y|N|N
LYON|M|Credit Agricole Securities (USA) Inc.|NASDAQ TRADING|212-408-5899|N|Y|N|N
MACC|P|NEWEDGE SECURITIES INC|||Y|Y|N|N
MACK|N|R.A. Mackie & Co., L.P.|IRVINGTON  NY|914-591-5800|N|N|N|N
MACK|N|R.A. Mackie & Co., L.P.|NASDAQ/OTCBB TRADING|800-328-1550|N|N|N|N
MACM|P|MCAP LLC|||Y|Y|N|N
MACN|M|McNamara Trading Company|||N|N|N|N
MACP|O|Griffon May, Inc.|LAKE OSWEGO, OR|503-635-8844|N|N|N|N
MACQ|M|Macquarie Capital (USA) Inc.|||Y|Y|N|N
MACS|N|Mclaughlin, Piven, Vogel Securities, Inc.|NEW YORK NY|212-248-3721|N|N|N|N
MACS|N|Mclaughlin, Piven, Vogel Securities, Inc.|NEW YORK NY|800-221-4947|N|N|N|N
MADF|M|Bernard L. Madoff Investment Securities LLC|CUST TRADE INQURIES|800-288-4883|N|N|N|N
MADF|M|Bernard L. Madoff Investment Securities LLC||212-230-2435|N|N|N|N
MADF|M|Bernard L. Madoff Investment Securities LLC|NASDAQ TRADING|212-230-2450|N|N|N|N
MADF|M|Bernard L. Madoff Investment Securities LLC|LISTED TRADING|212-230-2400|N|N|N|N
MADF|M|Bernard L. Madoff Investment Securities LLC||800-221-2242|N|N|N|N
MADV|P|Millennium Advisors, LLC|||N|Y|N|N
MAGI|N|Maguire Investments, Inc.|NASDAQ TRADING|805-922-6901|N|N|N|N
MAGM|P|TOR BROKERAGE LLC|||N|Y|N|N
MAJE|P|Majestic Securities LLC|||N|N|N|N
MAMA|N|SECUREVEST FINANCIAL GROUP|||N|Y|N|N
MAME|P|MIDAMERICA FINANCIAL SERVICES, INC.|||N|N|N|N
MATD|P|MM GLOBAL SECURITIES, INC.|||N|Y|N|N
MATP|P|Amvest Securities, Incorporated|||N|N|N|N
MAVB|P|Great Point Capital LLC|||N|Y|N|N
MAVS|P|Madison Avenue Securities|||N|Y|N|N
MAXI|P|Max International Broker/Dealer Corp.|||N|N|N|N
MAXM|M|Maxim Group LLC|NEW YORK, NY|212-895-3680|Y|Y|N|N
MAXM|M|Maxim Group LLC||800-261-0498|Y|Y|N|N
MAXM|M|Maxim Group LLC|OTCBB|212-895-3586|Y|Y|N|N
MAXM|M|Maxim Group LLC|FOREIGN TRADING|732-784-1910|Y|Y|N|N
MAXM|M|Maxim Group LLC|INSTITUTIONAL TRADING|800-628-4005|Y|Y|N|N
MAXM|M|Maxim Group LLC|BALTIMORE|443-552-0302|Y|Y|N|N
MAXM|M|Maxim Group LLC|TRADING|212-895-3560|Y|Y|N|N
MAXM|M|Maxim Group LLC|RED BANK|732-784-1904|Y|Y|N|N
MAXN|P|BGC Financial Inc.|||Y|Y|N|N
MAXX|P|MAXXTRADE, INC|||N|N|N|N
MAYF|O|May Financial Corporation|MICHIGAN|810-522-8000|N|N|N|N
MBAS|P|BOUSTEAD SECURITIES, LLC|Main Line|310-536-0500|N|Y|N|N
MBAY|P|BOUSTEAD SECURITIES, LLC|||N|Y|N|N
MBSE|P|MBS SOURCE ETRADING, INC.|||N|Y|N|N
MBSL|P|MBS CAPITAL MARKETS, LLC|||N|Y|N|N
MBTS|P|ALLY INVEST SECURITIES LLC|||N|Y|N|N
MBUS|P|MEDIOBANCA SECURITIES USA LLC|||N|Y|N|N
MCAP|P|MCAP LLC|Desk Orlando, FL|407-205-0200|Y|Y|N|N
MCBD|M|McConnell, Budd & Downes, Inc.|NASDAQ TRADING|973-538-0949|N|N|N|N
MCBT|M|Moors & Cabot, Inc.|NASDAQ TRADING|800-426-0501|Y|Y|N|N
MCBT|M|Moors & Cabot, Inc.|BOSTON  MA|617-426-0500|Y|Y|N|N
MCBT|M|Moors & Cabot, Inc.|NASDAQ-BANK STOCKS|617-451-2407|Y|Y|N|N
MCBT|M|Moors & Cabot, Inc.|SAN FRANSCICO, CA|N/A|Y|Y|N|N
MCBT|M|Moors & Cabot, Inc.|NASDAQ TRADING|800-723-9866|Y|Y|N|N
MCBT|M|Moors & Cabot, Inc.||415-288-2243|Y|Y|N|N
MCBT|M|Moors & Cabot, Inc.|INSTITUTIONAL|800-655-3583|Y|Y|N|N
MCCL|N|MCCLURG CAPITAL CORPORATION|||N|Y|N|N
MCFA|P|Moors & Cabot Financial Advisors, LLC|BOSTON, MA|800.426.0501|N|N|N|N
MCFM|P|Morton Clarke Fu & Metcalf Inc.|||N|N|N|N
MCIN|P|Moors & Cabot, Inc.|||Y|Y|N|N
MCKN|M|McKinnon & Company, Inc.|NORFOLK  VA|757-623-4636|N|N|N|N
MCKN|M|McKinnon & Company, Inc.|NASDAQ TRADING|800-853-4636|N|N|N|N
MCLF|P|MCL Financial Group, Inc.|||N|N|N|N
MCME|P|MCMILLION SECURITIES, INC.|||N|N|N|N
MCMF|P|Raymond James Ltd. Cds|Vancouver, Canada|604-654-1151|N|N|N|N
MCMM|P|MONMOUTH CAPITAL MANAGEMENT LLC|||N|N|N|N
MCSL|P|MCCAULEY SECURITIES, LTD.|||N|N|N|N
MDAS|M|Midas Securities, LLC|BUENA PARK, CA|714-521-0660|N|N|N|N
MDBC|M|PUBLIC VENTURES, LLC|TRADING|800-750-9302|N|Y|N|N
MDEB|O|WORLD FIRST FINANCIAL SERVICES, INC.|NEW YORK, NY|800-221-3305|N|Y|N|N
MDGP|P|MD GLOBAL PARTNERS, LLC|||N|Y|N|N
MDGS|P|MIDDLEGATE SECURITIES INC.||212-391-7308|N|Y|N|N
MDLX|P|McDonald's Investment Inc.|||Y|Y|N|N
MEAL|P|M. E. ALLISON & CO., INC.|||N|Y|N|N
MEAT|P|HB SECURITIES, LLC|||N|Y|N|N
MECA|P|MERRIMAN CAPITAL, INC.|||N|N|N|N
MEFA|O|Melhado, Flynn & Associates, Inc.|NEW YORK|212-764-3638|N|N|N|N
MELN|N|Mellin Securities, Inc.|CHICAGO, IL|312-456-7304|N|N|N|N
MEMX|E|MEMX Execution Services LLC|||N|Y|N|N
MERC|P|Mercadien Securities|||N|Y|N|N
MERI|M|Merriman Curhan Ford & Co.|SAN FRANCISCO|800-909-7897|N|N|N|N
MERI|M|Merriman Curhan Ford & Co.|NEW YORK|646-292-1401|N|N|N|N
MERI|M|Merriman Curhan Ford & Co.|OTCBB/PINK SHEETS|646-292-1409|N|N|N|N
MERP|P|MERIDIAN EQUITY PARTNERS INC.|Trading Desk|212-742-8028|Y|Y|N|N
MERR|P|Merrimac Corporate Securities, Inc.|||N|N|N|N
MERS|P|Merrion Securities, LLC|||N|Y|N|N
MERX|P|MERRIMAC CORPORATE SECURITIES, INC.|||N|N|N|N
MESF|P|MESIROW FINANCIAL, INC.|||Y|Y|N|N
MEXD|P|Dynamex Trading, LLC|TRADING|415-283-3528|Y|Y|N|N
MEXD|P|Dynamex Trading, LLC|TRADE RECONCILIATION|415-283-3479|Y|Y|N|N
MFCA|P|Monarch Financial Corporation of America|||N|N|N|N
MFFS|N|McFadden, Farrell & Smith, LP|||N|N|N|N
MFGX|P|MISCHLER FINANCIAL GROUP, INC|||N|Y|N|N
MFSI|P|Midamerica Financial Services, Inc.|||N|N|N|N
MGIS|P|Industrial Alliance Securities INC.|||N|N|N|N
MGPC|P|MADISON GLOBAL PARTNERS LLC|||N|Y|N|N
MGTX|P|JUMP TRADING|||Y|N|Y|Y
MIAM|P|FMS, Inc.|||N|Y|N|N
MICG|N|MICG Investment Management, LLC|||N|N|N|N
MICH|P|MISCHLER FINANCIAL GROUP, INC|||N|Y|N|N
MIDS|N|Midsouth Capital, Inc.|COLUMBIA, SC|803-790-4440|N|N|N|N
MILC|P|Millenco|||N|N|N|N
MILE|P|I-Bankers Securities, Inc.|||N|Y|N|N
MILN|P|MILLENNIUM ADVISORS, LLC|||N|Y|N|N
MILS|P|Milestone Financial Services, Inc.|||N|N|N|N
MINP|P|MINISTRY PARTNERS SECURITIES, LLC|||N|Y|N|N
MINT|P|BGC FINANCIAL INC.|||Y|Y|N|N
MINV|P|MACK INVESTMENT SECURITIES, INC.|||N|Y|N|N
MIPG|P|MIP GLOBAL, INC|||N|N|N|N
MIRA|P|MIRAE ASSET SECURITIES (USA) INC.|||Y|Y|N|N
MISL|N|MISCHLER FINANCIAL GROUP, INC.|||N|Y|N|N
MITR|P|StoneX Financial Inc.|TRADING|212-404-8344|Y|Y|N|N
MJCO|M|MORGAN JOSEPH TRIARTISAN LLC.|PITTSFORD, NEW YORK|585-899-6022|N|N|N|N
MJJG|N|Michael A. Steinberg & Company, Inc.|NASDAQ TRADING|212-730-9797|N|N|N|N
MJSK|M|Miller Johnson Steichen Kinnard Inc.|M-MINNEAPOLIS, MN|612-455-5795|N|N|N|N
MJSK|M|Miller Johnson Steichen Kinnard Inc.|NASDAQ/OTCBB TRADING|800-825-5466|N|N|N|N
MJSK|M|Miller Johnson Steichen Kinnard Inc.|M-INSTITUTIONAL|612-455-2900|N|N|N|N
MJSK|M|Miller Johnson Steichen Kinnard Inc.|M-INSTITUIONAL|800-777-5134|N|N|N|N
MJSK|M|Miller Johnson Steichen Kinnard Inc.|R-TRADING|800-525-7497|N|N|N|N
MJWH|O|ETICO Partners LLC|NEW YORK, NY-TRADING|212-888-0290|N|Y|N|N
MKMP|P|ROTH Capital Partners, LLC|||Y|Y|N|N
MKRT|P|MARKET SECURITIES, LLC|||N|Y|N|N
MKTD|P|White Pacific Securities, Inc.|NASDAQ TRADING|407-352-6780|N|N|N|N
MKTS|P|OTC LINK LLC|||N|Y|N|N
MKTX|O|MarketAxess Corporation|||N|Y|N|N
MKTY|P|MARKETAXESS CORPORATION|||N|Y|N|N
MLBC|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLCO|M|Bofa Securities, Inc.|NASDAQ TRADING|800-937-0501|Y|Y|Y|Y
MLCO|M|Bofa Securities, Inc.|NASDAQ SALES TRD|800-937-0516|Y|Y|Y|Y
MLCO|M|Bofa Securities, Inc.|DEALER DESK|212-449-6872|Y|Y|Y|Y
MLCO|M|Bofa Securities, Inc.|INTERNATIONAL SALES|800-933-6468|Y|Y|Y|Y
MLCO|M|Bofa Securities, Inc.|INTL BROKER/DEALER|212-449-7586|Y|Y|Y|Y
MLCO|M|Bofa Securities, Inc.|LISTED SALES|800-937-0539|Y|Y|Y|Y
MLCO|M|Bofa Securities, Inc.|INTL BROKERDEALR SVC|212-449-7851|Y|Y|Y|Y
MLCO|M|Bofa Securities, Inc.|INTL BROKERDEALR SVC|800-221-7420|Y|Y|Y|Y
MLCO|M|Bofa Securities, Inc.|UNITED KINGDOM|212-449-5956|Y|Y|Y|Y
MLCO|M|Bofa Securities, Inc.|EUROPE|212-449-5956|Y|Y|Y|Y
MLCO|M|Bofa Securities, Inc.|ASIA PACIFIC|212-449-4105|Y|Y|Y|Y
MLCO|M|Bofa Securities, Inc.|LATIN AMERICA|212-449-4101|Y|Y|Y|Y
MLCO|M|Bofa Securities, Inc.|CANADA|212-449-4101|Y|Y|Y|Y
MLCO|M|Bofa Securities, Inc.|EMERGING MARKETS|212-449-6491|Y|Y|Y|Y
MLCO|M|Bofa Securities, Inc.|INDUSTRIAL TRADING|212-449-4167|Y|Y|Y|Y
MLCO|M|Bofa Securities, Inc.|INDUSTRIAL ORDERS|212-449-4142|Y|Y|Y|Y
MLCO|M|Bofa Securities, Inc.|PORTLAND,OR|503-221-4744|Y|Y|Y|Y
MLCO|M|Bofa Securities, Inc.|CONVERTIBLES|212-449-4040|Y|Y|Y|Y
MLCO|M|Bofa Securities, Inc.|ARBITRAGE|212-449-3456|Y|Y|Y|Y
MLCP|P|BOFA Securities, Inc.|||Y|Y|Y|Y
MLCQ|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLCX|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLEN|N|Millenco - Special Account|||N|N|N|N
MLEX|P|Bofa Securities, Inc.|NEW YORK, NY|N/A|Y|Y|Y|Y
MLIN|P|Wells Fargo Prime Services, LLC|||N|Y|N|N
MLIX|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLLN|P|Millenco|||N|N|N|N
MLMA|O|Merrill Lynch Pierce Fenner & Smith Incorporated|||Y|Y|N|N
MLNM|P|Millenco|||N|N|N|N
MLRM|P|Bofa Securities, Inc.|||Y|Y|N|N
MLRO|P|BOFA Securities, INC.|||Y|Y|Y|Y
MLSE|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLSI|M|Schon-EX LLC|Jericho, NY|516-942-2400|N|N|N|N
MLST|N|M.L. Stern & Co. Inc.|BEVERLY HILLS, CA|323-658-4444|N|N|N|N
MLST|N|M.L. Stern & Co. Inc.||323-658-4400|N|N|N|N
MLTC|M|Bofa Securities, Inc.|||Y|Y|Y|Y
MLTD|P|Millenco|||N|N|N|N
MLTJ|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLTK|P|Merrill Lynch, Pierce, Fenner & Smith Incorporated|||Y|Y|N|N
MLTL|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLTS|O|Miletus Trading, LLC|||N|N|N|N
MLTV|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLTZ|P|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|||Y|Y|N|N
MLUA|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLUD|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLVN|N|Melvin Securities, L.L.C.|CHICAGO, IL|312-341-5170|N|N|N|N
MLVN|N|Melvin Securities, L.L.C.||800-578-6358|N|N|N|N
MLVN|N|Melvin Securities, L.L.C.|INSTITUTIONAL DESK|312-341-1911|N|N|N|N
MLVN|N|Melvin Securities, L.L.C.||800-341-8584|N|N|N|N
MLVX|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLWM|P|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|||Y|Y|N|N
MLZA|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLZB|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLZC|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLZD|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLZE|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLZF|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLZG|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLZH|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLZI|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLZJ|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLZK|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLZL|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLZM|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLZN|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLZO|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLZP|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLZQ|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLZR|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLZS|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLZT|P|Bofa Securities, Inc.|||N|N|N|N
MLZU|P|BOFA SECURITIES|||Y|Y|Y|Y
MLZV|P|Bofa Securities, Inc.|||Y|Y|Y|Y
MLZW|P|BOFA SECURITIES|||Y|Y|Y|Y
MMAN|M|McMahan Securities Co. L.P.|GREENWICH CT|203-618-3300|N|N|N|N
MMAN|M|McMahan Securities Co. L.P.|GREENWICH CT|800-626-2426|N|N|N|N
MNCO|N|MARTIN NELSON & CO., INC.|NASDAQ TRADING|206-682-6261|N|Y|N|N
MNDC|P|MONDEUM CAPITAL|||N|Y|N|N
MNDK|P|MONADNOCK CAPITAL MANAGEMENT, LP|||N|N|N|N
MNDT|P|TJM INVESTMENTS, LLC|||N|Y|N|N
MNDX|P|TJM Investments, LLC|||N|Y|N|N
MNRC|N|Monarch Capital Group, LLC|||N|Y|N|N
MNTY|O|Montgomery & Co., LLC|||N|N|N|N
MNXS|P|Muniaxis Lebenthal LLC|||N|N|N|N
MOCM|P|MORETON CAPITAL MARKETS, LLC|||N|Y|N|N
MOFI|P|M1 FINANCE LLC|||N|Y|N|N
MOFO|P|M1 FINANCE LLC|||N|Y|N|N
MOGA|P|Mogavero, Lee & Co., Inc.|||N|N|N|N
MOJO|P|Montag & Joselson|||N|N|N|N
MOLO|N|MOLONEY SECURITIES CO., INC.|||N|Y|N|N
MONR|P|MONROE FINANCIAL PARTNERS, INC.|NASDAQ/OTCBB TRADING|800-766-5560|N|Y|N|N
MONR|P|MONROE FINANCIAL PARTNERS, INC.|IF LINE TROUBLE|312-327-2536|N|Y|N|N
MONR|P|MONROE FINANCIAL PARTNERS, INC.|IF LINE TROUBLE|312-498-4015|N|Y|N|N
MONR|P|MONROE FINANCIAL PARTNERS, INC.|IF LINE TROUBLE|312-399-4049|N|Y|N|N
MONX|P|MONEX SECURITIES, INC.|||N|Y|N|N
MORA|P|BOREAL CAPITAL SECURITIES LLC|||N|Y|N|N
MPLW|P|MAPLEWOOD INVESTMENTS, INC.|||N|Y|N|N
MPSC|P|MARCO POLO SECURITIES INC.|||N|Y|N|N
MPSG|O|MAREX CAPITAL MARKETS INC.|||Y|Y|N|N
MPWR|P|EMPOWER FINANCIAL SERVICES,INC.|||N|Y|N|N
MQHS|P|MARQUIS HOLDINGS, INC.|||N|N|N|N
MQIN|P|McGinn, Smith & Co., Inc.|NASDAQ TRADING|518-449-5131|N|N|N|N
MRAD|P|Macro Risk Advisors Llc|||N|Y|N|N
MRBA|P|IBN FINANCIAL SERVICES, INC.|||N|Y|N|N
MRCP|M|Mercer Capital Ltd.||903-597-2887|N|N|N|N
MRCY|P|NASDAQ EXECUTION SERVICES, LLC|||Y|Y|Y|Y
MREC|P|MACKIE RESEARCH CAPITAL CORPORATION/CDS|||N|N|N|N
MRGN|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y
MRNA|P|STONEX OUTSOURCED SERVICES LLC|||N|Y|N|N
MRSC|P|TRADEUP SECURITIES, INC.|||N|Y|N|N
MSBB|P|Meeting Street Brokerage, LLC|||N|N|N|N
MSBR|P|Meeting Street Brokerage, LLC|||N|N|N|N
MSCA|M|Marcus Schloss & Co., Inc.|NEW YORK  NY|212-483-1575|N|N|N|N
MSCB|N|Maine Securities Corporation|||N|Y|N|N
MSCH|P|Magna Securities Corp.|NASDAQ TRADING|212-547-3700|N|N|N|N
MSCO|M|MORGAN STANLEY & CO. LLC|NEW YORK NY|212-761-4000|Y|Y|Y|Y
MSEB|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y
MSEC|P|MSEC, LLC|||N|Y|N|N
MSED|P|Morgan Stanley & Co., Incorporated|||Y|Y|Y|Y
MSEM|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y
MSET|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y
MSFP|P|Morgan Stanley & Co. LLC|||Y|Y|Y|Y
MSFT|P|MICROSOFT CORPORATION|||N|N|N|N
MSHC|P|M. S. HOWELLS & CO.|||Y|Y|N|N
MSHI|P|M. S. HOWELLS & CO.|Trading Desk|480-502-3800|Y|Y|N|N
MSII|P|MetLife Securities Inc.|||N|N|N|N
MSIM|P|Michigan Securities, Inc.|||N|Y|N|N
MSIT|P|Montrose Securities International|||N|Y|N|N
MSLC|P|MCDONNAUGH SECURITIES LLC|||N|Y|N|N
MSLP|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y
MSML|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y
MSMM|P|Melvin Securities, LLC|||N|N|N|N
MSMP|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y
MSNY|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y
MSPD|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y
MSPL|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y
MSPW|P|MORGAN STANLEY|||Y|Y|N|N
MSRO|M|Mesirow Financial, Inc.||1 800-248-7220|Y|Y|N|N
MSRO|M|Mesirow Financial, Inc.|CHICAGO,IL|1 800 757-9776|Y|Y|N|N
MSRO|M|Mesirow Financial, Inc.|PREFERRED DESK|1 800 757-9776|Y|Y|N|N
MSRO|M|Mesirow Financial, Inc.|LISTED|1 800 757-9776|Y|Y|N|N
MSRP|P|MORGAN STANLEY & CO. LLC|||N|Y|N|N
MSRV|N|Milestone Financial Services, Inc.|||N|N|N|N
MSTI|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y
MSTX|P|MORGAN STANLEY & CO. LLC|||Y|Y|Y|Y
MSUS|P|MACQUARIE CAPITAL (USA) INC.|||Y|Y|N|N
MTBK|P|Multi-Bank Securities, Inc.|||N|Y|N|N
MTDB|P|M&T Securities, Inc.|||N|Y|N|N
MTGO|P|MTG, LLC|||N|Y|N|N
MTLE|P|BROOKLIGHT PLACE SECURITIES, INC.|||N|Y|N|N
MTRN|P|Multitrade Securities LLC|||N|N|N|N
MTRS|P|CENTER STREET SECURITIES, INC.|||N|Y|N|N
MTRX|P|MATRIX EXECUTIONS, LLC|||Y|Y|Y|N
MUFG|P|MUFG SECURITIES AMERICAS INC.|OTCBB MM Desk|212-405-7113|Y|Y|N|N
MULA|P|MUNDIAL FINANCIAL GROUP, LLC|||N|Y|N|N
MULL|P|MARK J. MULLER EQUITIES, INC.|||N|Y|N|N
MULT|P|CETERA ADVISORS LLC|||N|Y|N|N
MURJ|P|COMMERCE ONE FINANCIAL INC.|||N|Y|N|N
MVFN|P|MVP Financial, LLC|||N|Y|N|N
MVMP|P|MICROVENTURE MARKETPLACE INC.|||N|Y|N|N
MWAF|P|MWA Financial Services, Inc.|||N|Y|N|N
MWCC|O|Monness Crespi Hardt & Co., Inc.|NEW YORK, NY|212-838-7575|Y|Y|N|N
MWCO|M|Madison Williams and Company|||N|N|N|N
MWIL|P|MORGAN WILSHIRE SECURITIES, INC.|||N|Y|N|N
MWMS|P|MIURA CAPITAL, LLC|||N|Y|N|N
MWSE|E|Chicago Stock Exchange|DEMPSEY & COMPANY|312-663-2255|N|N|N|N
MWSI|N|Morgan Wilshire Securities, Inc.|TRADING DESK|516-622-3111|N|Y|N|N
MXFG|N|Maximum Financial Group, Inc.|SOUTHFIELD, MI|810-358-0808|N|N|N|N
MXMS|P|MAXIM GROUP LLC|||Y|Y|N|N
MYBG|P|StormHarbour Securities, LLC|||N|N|N|N
MYDM|P|OTCEX, LLC|||N|Y|N|N
MZHO|P|Mizuho Securities USA LLC|||Y|Y|N|N
MZMA|P|Mazama Capital Management Inc.|||N|N|N|N
NACI|P|North American Clearing, Inc.||407-774-6281|N|N|N|N
NACL|P|National Alliance Capital, LLC|||N|Y|N|N
NADL|N|Warren D. Nadel & Company|GREENVALE  NY|516-625-3400|N|N|N|N
NAID|O|National Securities Corporation|||N|N|N|N
NALG|P|ALGO ENGINEERING EXECUTION SERVICES LLC|||N|N|N|N
NAMA|P|Nunami Services, LLC.|||N|N|N|N
NAMB|P|Nunami Services, Llc.|||N|N|N|N
NAMD|P|Nunami Services, LLC.|||N|N|N|N
NAMI|P|NUNAMI SERVICES, LLC.|||N|N|N|N
NAMW|P|Nunami Services, LLC.|||N|N|N|N
NAMZ|P|Nunami Services, LLC.|||N|N|N|N
NAPK|P|National Securities Corporation|||N|N|N|N
NARI|P|Ledgemont Capital Markets LLC|||N|N|N|N
NASC|P|NATIONAL ALLIANCE SECURITIES CORPORATION|||N|Y|N|N
NASD|M|District 8 - Chicago|MARKET OPERATIONS-CT|800-219-4861|N|N|N|N
NASD|M|District 8 - Chicago|(TRADING OPS)|N/A|N|N|N|N
NASD|M|District 8 - Chicago|MARKET INTEGRITY....|203-375-9609|N|N|N|N
NASD|M|District 8 - Chicago|UPC,STK LST,DIVIDEND|N/A|N|N|N|N
NASD|M|District 8 - Chicago|CAE/ITS|203-385-6399|N|N|N|N
NASD|M|District 8 - Chicago|ACT|203-378-0166|N|N|N|N
NASD|M|District 8 - Chicago|MARKET WATCH|N/A|N|N|N|N
NASD|M|District 8 - Chicago|TRADING HALTS|800-537-3929|N|N|N|N
NASD|M|District 8 - Chicago|TRD RPT RULES|800-211-4953|N|N|N|N
NASD|M|District 8 - Chicago|MARKET REGULATION|N/A|N|N|N|N
NASD|M|District 8 - Chicago|FIRM QUOTE AND|800-925-8156|N|N|N|N
NASD|M|District 8 - Chicago|PASSIVE MM/REG M|N/A|N|N|N|N
NASD|M|District 8 - Chicago|OTC BULLETIN BOARD|N/A|N|N|N|N
NASD|M|District 8 - Chicago|FINANCIALS|301-208-2802|N|N|N|N
NASD|M|District 8 - Chicago|FAX|301-208-2806|N|N|N|N
NASD|M|District 8 - Chicago|OPERATIONS|203-378-0284|N|N|N|N
NASD|M|District 8 - Chicago|SYMBOL ASSIGNMENT|203-375-9609|N|N|N|N
NASD|M|District 8 - Chicago|EQUIPMENT REPAIR|800-243-4284|N|N|N|N
NASD|M|District 8 - Chicago|#SUBSCRIBER SERVICES|.|N|N|N|N
NASD|M|District 8 - Chicago|ORDERING NASDAQ|800-777-5606|N|N|N|N
NASD|M|District 8 - Chicago|WORKSTATIONS,|N/A|N|N|N|N
NASD|M|District 8 - Chicago|SERVICES, USER IDS|N/A|N|N|N|N
NASD|M|District 8 - Chicago||N/A|N|N|N|N
NASD|M|District 8 - Chicago|HISTORICAL PRICES|202-728-8477|N|N|N|N
NASD|M|District 8 - Chicago||N/A|N|N|N|N
NASD|M|District 8 - Chicago|MARKET LISTINGS|202-498-2500|N|N|N|N
NASD|M|District 8 - Chicago||N/A|N|N|N|N
NASP|M|NASDAQ/PICCARD|||N|N|N|N
NATI|P|NATISA SECURITIES LLC|||N|Y|N|N
NATL|P|B. RILEY WEALTH MANAGEMENT, INC.|NEW YORK|212-417-3620|N|Y|N|N
NATL|P|B. RILEY WEALTH MANAGEMENT, INC.|NEW YORK|888-618-8181|N|Y|N|N
NATL|P|B. RILEY WEALTH MANAGEMENT, INC.|T-SEATTLE WA|800-426-1613|N|Y|N|N
NATL|P|B. RILEY WEALTH MANAGEMENT, INC.|T-SEATTLE WA|206-343-6221|N|Y|N|N
NBCS|P|NBC Securities, INC.|NASDAQ TRADING|205-583-3623|N|Y|N|N
NBFC|P|NBCN  Inc./ CDS|||N|N|N|N
NBFI|P|National Bank of Canada Financial Inc.|||Y|Y|N|N
NBII|P|Bofa Securities, Inc.|||Y|Y|Y|Y
NBKT|P|NATIONAL BANK OF CANADA FINANCIAL INC.|||Y|Y|N|N
NBLB|P|NEUBERGER BERMAN BD LLC|||Y|Y|N|N
NBLE|P|Nobletrading.com, Inc.|||N|N|N|N
NBSL|P|BMO Nesbitt Burns Securities LTD.|||N|Y|N|N
NBTX|N|Nationsbank Texas, NA|||N|N|N|N
NCAP|O|Nova Capital Markets, LLC|||N|N|N|N
NCFG|P|New Castle Financial Group, Inc.|||N|N|N|N
NCFS|P|New Castle Financial Group Inc.|||N|N|N|N
NCIS|P|US FINANCIAL SERVICES|||N|N|N|N
NCPI|P|StoneX Financial Inc.|||Y|Y|N|N
NCRS|P|NORTHCOAST RESEARCH PARTNERS, LLC|||N|Y|N|N
NDCM|P|NANES, DELORME CAPITAL MANAGEMENT LLC|||N|N|N|N
NDXT|O|NDX Trading, Inc.|MINNEAPOLIS, MN|612-331-8225|N|N|N|N
NDXT|O|NDX Trading, Inc.|FORT WORTH, TX|817-595-7330|N|N|N|N
NEED|M|Needham & Company, LLC|NEW YORK, NY|212-371-8411|Y|Y|N|N
NEED|M|Needham & Company, LLC|NEW YORK, NY|800-843-4446|Y|Y|N|N
NEFO|P|SG Americas Securities, LLC|||Y|Y|Y|Y
NEHL|N|Greenberg Financial Group|||N|Y|N|N
NELS|N|NELSON SECURITIES,INC.|SPOKANE, WA|509-625-1980|N|Y|N|N
NELS|N|NELSON SECURITIES,INC.|SPOKANE, WA|509-838-1313|N|Y|N|N
NELS|N|NELSON SECURITIES,INC.|SPOKANE, WA|800-343-7799|N|Y|N|N
NEON|P|NeoNet Securities, Inc.|||N|N|N|N
NEPP|P|N.E. PRIVATE CLIENT, LTD|||N|Y|N|N
NESS|P|MSI FINANCIAL SERVICES, INC|||N|N|N|N
NEST|P|NEST INVESTMENTS BD LLC|||N|Y|N|N
NEUB|M|NEUBERGER BERMAN BD LLC|NEW YORK, NY|212-528-9561|Y|Y|N|N
NEUB|M|NEUBERGER BERMAN BD LLC|NASDAQ/OTCBB TRADING|800-543-8481|Y|Y|N|N
NEUS|P|NINTH ETERNITY SECURITIES LLC|||N|Y|N|N
NEWO|M|Newoak Capital Markets LLC|STAMFORD, CT|203-975-1330|N|Y|N|N
NEWO|M|Newoak Capital Markets LLC|CONVERTIBLES|203-975-1330|N|Y|N|N
NEWO|M|Newoak Capital Markets LLC|NEW YORK|646-432-7300|N|Y|N|N
NFBS|P|NAVY FEDERAL INVESTMENT SERVICES, LLC|||N|Y|N|N
NFGI|P|Northeastern Financial Group Inc.|||N|N|N|N
NFGR|N|Nations Financial Group, Inc.|||N|Y|N|N
NFSC|M|National Financial Services LLC|PRINCIPAL|800-679-5748|Y|Y|Y|Y
NFSC|M|National Financial Services LLC||800-262-0680|Y|Y|Y|Y
NFSC|M|National Financial Services LLC|AGENCY|800-762-1190|Y|Y|Y|Y
NFSC|M|National Financial Services LLC|PRIN/AGEN BOSTON|800-731-1689|Y|Y|Y|Y
NFSC|M|National Financial Services LLC|BULLETIN BOARDS|800-262-0680|Y|Y|Y|Y
NFST|P|NFSTX, LLC|||N|Y|N|N
NFSX|P|NFSTX,LLC|||N|Y|N|N
NFTY|P|INFINITY FINANCIAL SERVICES|||N|Y|N|N
NGEN|M|Next Generation Equity Research LLC|||N|N|N|N
NHAM|N|North Hampton Partners, L.P.|||N|N|N|N
NHFS|P|ALIGHT FINANCIAL SOLUTIONS, LLC|||N|Y|N|N
NHWI|P|Hennion & Walsh, Inc.|||N|Y|N|N
NIAD|P|Ni Advisors|||N|Y|N|N
NIPH|P|Niphix Investments Inc.|||N|N|N|N
NIPX|M|Niphix Investments Inc|||N|N|N|N
NISC|O|National Investor Services Corp.|NEW YORK, NY|212-509-0055|N|N|N|N
NITC|P|VIRTU Americas LLC|||Y|Y|Y|Y
NITE|P|VIRTU Americas LLC|NASDAQ TRADING|800-544-7508|Y|Y|Y|Y
NITE|P|VIRTU Americas LLC|BULLETIN BOARD|800-232-3684|Y|Y|Y|Y
NITE|P|VIRTU Americas LLC|DELISTING/BANKRUPTCY|212-336-8725|Y|Y|Y|Y
NITE|P|VIRTU Americas LLC|INTERNATIONAL|800-762-0271|Y|Y|Y|Y
NITE|P|VIRTU Americas LLC|BROKER/DEALER DESK|800-274-9382|Y|Y|Y|Y
NITE|P|VIRTU Americas LLC|INSTITUTIONAL DESK|800-222-4895|Y|Y|Y|Y
NITE|P|VIRTU Americas LLC|FOREIGN BULLETIN BD|212-336-8841|Y|Y|Y|Y
NITE|P|VIRTU Americas LLC|HELP DESK|888-931-HELP|Y|Y|Y|Y
NLOV|P|NORTLOV SECURITIES LLC|||N|Y|N|N
NMRA|M|Nomura Securities International, Inc.|US TRADING|212-667-2229|Y|Y|N|N
NMRA|M|Nomura Securities International, Inc.|CONVERTIBLES|212-667-2000|Y|Y|N|N
NMRA|M|Nomura Securities International, Inc.|EQUITY DERIVATIVES|212-667-2210|Y|Y|N|N
NNET|P|NeoNet Securities, Inc.|||N|N|N|N
NOBI|P|One Financial Securities, LTD.|||N|N|N|N
NOBL|M|NOBLE CAPITAL MARKETS, INC.|BOCA RATON, FL|561-994-1191|N|Y|N|N
NOBL|M|NOBLE CAPITAL MARKETS, INC.|TRADING ROOM|561-994-1858|N|Y|N|N
NOCI|C|Attain-ECN|OPERATIONS|201-573-1700|N|N|N|N
NOIT|P|NATIVEONE INSTITUTIONAL TRADING, LLC|||N|N|N|N
NORC|N|NORTHERN CAPITAL SECURITIES CORPORATION|||N|Y|N|N
NORD|N|Nordberg Capital Inc.|NASDAQ TRADING|212-753-9111|N|N|N|N
NORM|P|JUMP TRADING, LLC|||Y|N|Y|Y
NORP|P|Nordic Partners Inc.|||N|Y|N|N
NORT|M|Northland Securities, Inc.|||Y|Y|N|N
NORW|P|Wells Fargo Securities, LLC.|||Y|Y|Y|Y
NOSO|P|NORTH SOUTH CAPITAL, LLC|||N|Y|N|N
NOYS|M|David A. Noyes & Company|INDIANAPOLIS IN|317-633-1723|N|Y|N|N
NOYS|M|David A. Noyes & Company|CHICAGO IL|312-606-8221|N|Y|N|N
NOYS|M|David A. Noyes & Company|CHICAGO IL|800-669-3732|N|Y|N|N
NOYS|M|David A. Noyes & Company|CHICAGO OTCBB/NASDAQ|866-332-4377|N|Y|N|N
NOYS|M|David A. Noyes & Company|CHICAGO OTCBB/NASDAQ|312-606-4692|N|Y|N|N
NPAI|P|Nationwide Planning Associates Inc.|||N|Y|N|N
NPNT|P|Marex Capital Markets Inc.|||Y|Y|N|N
NPTP|P|Marex Capital Markets Inc|||Y|Y|N|N
NQBX|E|NASDAQ Execution Services LLC|Trade Desk|212-231-5100|Y|Y|Y|Y
NQCO|N|Computer Operations and Technical Support - Rockville|||N|N|N|N
NQDO|M|District 4 - Kansas City|NASDAQ DISTRICT|303-446-3130|N|N|N|N
NQMR|P|NASDAQ EXECUTION SERVICES, LLC|||Y|Y|Y|Y
NQMS|M|Nasdaq, Marketwatch|ROCKVILLE, MD|800-925-8156|N|N|N|N
NQMS|M|Nasdaq, Marketwatch|STOCKWATCH|800-537-3929|N|N|N|N
NQOP|P|NASDAQ Execution Services, LLC|||Y|Y|Y|Y
NQPX|E|NASDAQ OMX PHLX LLC|||N|N|N|N
NQRB|P|NASDAQ Execution Services, LLC|||Y|Y|Y|Y
NQRE|M|NASDR Market Regulation|MARKET WATCH|800-211-4953|N|N|N|N
NRAM|P|CANACCORD WEALTH MANAGEMENT|||N|Y|N|N
NSCC|Q|National Securities Clearing Corporation|NEW YORK, NY|212-855-1000|N|N|N|N
NSDQ|E|Nasdaq Execution Services, LLC.|Trade Desk|212-231-5100|Y|Y|Y|Y
NSGS|P|NS GLOBAL SECURITIES LLC|||N|N|N|N
NSIF|P|Norstar Securities International Inc/ CDS.|TORONTO, ONTARIO|416-361-3031|N|N|N|N
NSRD|P|NESTLERODE & LOY, INC.|||N|Y|N|N
NTBF|P|BMO Nesbitt Burns Inc./CDS|TORONTO, ONTARIO|416-359-6636|N|N|N|N
NTFN|P|Network 1 Financial Securities Inc.|||Y|Y|N|N
NTHN|P|Northern Securities, Inc.|||N|N|N|N
NTMG|P|DOMINARI SECURITIES LLC|FAIRFIELD, CT|888-800-4417|N|Y|N|N
NTMG|P|DOMINARI SECURITIES LLC||203-255-3838|N|Y|N|N
NTNT|O|Nextrend Securities, Inc.|RICHARDSON, TX|972-470-9265|N|Y|N|N
NTRC|O|Northern Trust Securities, Inc.|||N|Y|N|N
NTSI|P|Nesbitt Thomson Securities|NASDAQ TRADING|212-702-1230|N|N|N|N
NUMS|P|NUMIS SECURITIES INC.|||N|Y|N|N
NVAS|N|New Vernon Securities, LLC|||N|N|N|N
NVST|O|Investin Securities Corp.|DALLAS, TX|214-939-0110|N|N|N|N
NWCM|P|NW Capital Markets Inc.|||N|Y|N|N
NWIA|P|NORTHWEST INVESTMENT ADVISORS, INC.|||N|Y|N|N
NWST|M|Nevwest Securities Corporation|TRADING DESK #1|877-424-8908|N|N|N|N
NWST|M|Nevwest Securities Corporation|TRADING DESK #2|702-257-4646|N|N|N|N
NXBK|P|Nexbank Securities Inc|||N|Y|N|N
NXRB|P|NASDAQ EXECUTION SERVICES, LLC|||Y|Y|Y|Y
NYFT|P|COWEN AND COMPANY, LLC|||Y|Y|Y|Y
NYFX|P|COWEN AND COMPANY, LLC|||Y|Y|Y|Y
NYGS|P|New York Global Securities, Inc.|TRADING|212-791-2920|N|N|N|N
NYPP|P|NYPPE, LLC|||N|N|N|N
NYSE|E|New York Stock Exchange|||N|N|N|N
OAKR|P|THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.|||N|Y|N|N
OAKW|P|KNBT Securities, Inc.|||N|N|N|N
OBDS|P|OBD SECURITIES LLC|||Y|N|N|N
OBEX|P|Obex Securities LLC|||N|Y|N|N
OBTG|N|Oakbrook Investment Brokers, Inc.|||N|N|N|N
OBWS|P|Oberweis Securities, Inc.|||N|Y|N|N
OCAP|P|THE ORION CAPITAL GROUP, INC.|||N|N|N|N
OCEA|M|OCEAN FINANCIAL SERVICES, LLC|||N|Y|N|N
OCRS|P|OCEANCROSS CAPITAL, LLC|||N|N|N|N
OCSH|P|OPENCASH|||N|Y|N|N
OCSI|P|OC Securities, Inc.|||N|N|N|N
ODCO|P|ODEON CAPITAL GROUP LLC|||Y|Y|N|N
ODEO|P|ODEON CAPITAL GROUP LLC|||Y|Y|N|N
ODNC|P|Odeon Capital Group LLC|||Y|Y|N|N
OECN|P|OTC LINK LLC|||N|Y|N|N
OESM|P|OES Brokerage Services, L.L.C|||N|N|N|N
OFCC|N|Oberlin Financial Corporation|||N|N|N|N
OFGF|N|OFG Financial Services, Inc.|||N|Y|N|N
OFGL|P|Obsidian Financial Group, LLC|||N|N|N|N
OFMC|P|CLEAR STREET, LLC|||Y|Y|Y|Y
OGRU|M|Oscar Gruss & Son, Incorporated|NEW YORK  NY|212-943-6400|Y|Y|N|N
OGRU|M|Oscar Gruss & Son, Incorporated|NASDAQ TRADING|212-943-6400|Y|Y|N|N
OGRU|M|Oscar Gruss & Son, Incorporated|ARBITRAGE|212-943-7616|Y|Y|N|N
OGRU|M|Oscar Gruss & Son, Incorporated|WARRANTS,CONVERTABLE|212-943-7610|Y|Y|N|N
OGRU|M|Oscar Gruss & Son, Incorporated|FIXED-INCOMES|N/A|Y|Y|N|N
OGRU|M|Oscar Gruss & Son, Incorporated|BULLETIN BOARDS|212-514-2403|Y|Y|N|N
OGRU|M|Oscar Gruss & Son, Incorporated||800-332-2282|Y|Y|N|N
OGTL|P|OUTSET GLOBAL TRADING LIMITED|||N|Y|N|N
OHIO|N|FIFTH THIRD SECURITIES, INC.|CINCINATI OH|N/A|N|Y|N|N
OHIO|N|FIFTH THIRD SECURITIES, INC.|NASDAQ/OTCBB TRADING|513-744-6430|N|Y|N|N
OHIO|N|FIFTH THIRD SECURITIES, INC.|NASDAQ/OTCBB TRADING|800-848-0927|N|Y|N|N
OHIO|N|FIFTH THIRD SECURITIES, INC.|CORPORATE BONDS|513-744-7186|N|Y|N|N
OHOS|P|TWO SIGMA SECURITIES, LLC|||Y|Y|Y|Y
OIEN|P|Oien Securities, Inc.|||N|N|N|N
OLDM|P|OLD MISSION CAPITAL, LLC|||Y|N|Y|Y
OLMN|P|OLD MISSION MARKETS LLC|||N|Y|N|N
OLNE|P|OLDEN LANE SECURITIES, LLC|||N|Y|N|N
OMGP|P|Omni Brokerage, Inc.|||N|N|N|N
OMMA|P|Old Mission Markets LLC|||N|Y|N|N
OMSL|P|OPTIONSHOUSE|||N|N|N|N
ONEC|P|Citigroup Global Markets Inc.|||Y|Y|Y|Y
ONEL|O|WILLIAM O'NEIL SECURITIES|LOS ANGELES, CA|310-574-5613|Y|Y|N|N
ONES|P|THE O.N. EQUITY SALES COMPANY|||N|Y|N|N
OPAL|P|OPAL SECURITIES, INC.|||N|Y|N|N
OPCO|M|Oppenheimer & Co. Inc.|NEW YORK, NY|212-422-7813|Y|Y|N|Y
OPCO|M|Oppenheimer & Co. Inc.|CONVERTIBLE BONDS|212-668-5764|Y|Y|N|Y
OPCO|M|Oppenheimer & Co. Inc.||800-682-5381|Y|Y|N|Y
OPCO|M|Oppenheimer & Co. Inc.|NASDAQ/OTCBB TRADING|212-422-7813|Y|Y|N|Y
OPCO|M|Oppenheimer & Co. Inc.|LISTED DESK|212-668-8033|Y|Y|N|Y
OPCO|M|Oppenheimer & Co. Inc.|INSTITUTIONAL DEPT|212-943-9055|Y|Y|N|Y
OPML|P|OASIS PRO MARKETS LLC|||N|Y|N|N
OPTG|P|OPTIVER US, LLC|||Y|N|Y|N
OPTU|P|Optiver US, LLC|||Y|N|Y|N
ORCA|P|OTC LINK LLC|||N|Y|N|N
OREO|P|Orion Trading, LLC|||N|N|N|N
OROS|P|Two Sigma Securities, LLC|||Y|Y|Y|Y
ORQA|P|OTC LINK LLC|||N|Y|N|N
ORTL|N|Oriental Financial Services Corp.|||N|Y|N|N
OSCO|N|O'Keefe Shaw & Co., Inc.|||N|N|N|N
OSFI|P|ONESOURCE FI LLC|||N|Y|N|N
OSHN|N|The Agean Group, Inc.|||N|N|N|N
OTAM|P|OTA LLC|||N|Y|N|N
OTAS|P|OTA LLC|||N|Y|N|N
OTCA|P|OTC LINK LLC|||N|Y|N|N
OTCB|P|OTC LINK LLC|||N|Y|N|N
OTCE|P|OTCEX|||N|Y|N|N
OTCL|P|OTC LINK LLC|||N|Y|N|N
OTCM|P|OTC LINK LLC|||N|Y|N|N
OTCP|P|OTC LINK LLC|||N|Y|N|N
OTCR|P|OTC LINK LLC|||N|Y|N|N
OTCT|P|OTCEX LLC|||N|Y|N|N
OTCX|P|OTC LINK LLC|||N|Y|N|N
OTGN|P|Octagon Capital Corporation/CDS|||N|N|N|N
OTSB|P|OAK TREE SECURITIES, INC.|||N|Y|N|N
OXPS|P|Optionsxpress, Inc.|||N|N|N|N
PAAD|P|Advantage Investment Strategies, Inc.|||N|N|N|N
PAAI|P|Portfolio Advisors Alliance, Inc.|||N|Y|N|N
PACA|P|ALPACA SECURITIES LLC|||N|Y|N|N
PACT|P|BTG Pactual US Capital Corp.|||N|Y|N|N
PACW|P|Pacific West Securities, Inc.|||N|N|N|N
PACX|E|Pacific Stock Exchange|||N|N|N|N
PAFA|N|Pan-American Financial Advisers|||N|N|N|N
PALC|M|Pali Capital, LLC|NEW YORK, NY|212-259-2080|N|N|N|N
PALG|P|Pali Capital, Inc.|||N|N|N|N
PALI|P|Pali Capital, Inc.|||N|N|N|N
PAMI|P|Professional Asset Managment, Inc.|||N|N|N|N
PAMS|M|Pacific American Securities, LLC|S-SAN DIEGO|858-320-2800|N|N|N|N
PAMT|O|Paramount Biocapital, Inc.|||N|N|N|N
PAPA|P|Papamarkou & Company, Inc.|||N|Y|N|N
PAPP|P|EUROPEAN FAMILY OFFICE INSTITUTE LLC.|||N|Y|N|N
PARI|M|BNP Paribas Securities Corp.|NEW YORK  NY|212-841-3600|Y|Y|Y|Y
PARI|M|BNP Paribas Securities Corp.|LATIN|212-841-3950|Y|Y|Y|Y
PARK|N|S.C. Parker & Co., Inc.|NASDAQ TRADING|716-852-6858|N|N|N|N
PASL|M|Pershing Advisor Solutions LLC||866.464.6367|Y|Y|N|N
PATG|P|Patagonia Securities|||N|N|N|N
PATH|P|BENJAMIN & JEROLD BROKERAGE I, LLC|||N|N|N|N
PATR|P|TP ICAP Global Markets Americas LLC|||Y|Y|N|N
PATT|P|Patrick Financial Corporation|||N|Y|N|N
PAUL|M|Paulson Investment Company, Inc.|PORTLAND OR|800-772-2048|Y|Y|N|N
PAUL|M|Paulson Investment Company, Inc.|PORTLAND OR|503-243-6038|Y|Y|N|N
PAUL|M|Paulson Investment Company, Inc.|PORTLAND OR|503-243-6011|Y|Y|N|N
PAVE|P|PAVE SECURITIES, LLC|||N|Y|N|N
PBFI|M|Palm Beach Securities, Inc.|||N|N|N|N
PBLC|M|Public Securities, Inc.|SPOKANE  WA|509-892-5590|N|N|N|N
PBLC|M|Public Securities, Inc.|OTC BULLETIN BOARD|800-888-2325|N|N|N|N
PBLC|M|Public Securities, Inc.|OTC BULLETIN BOARD|800-934-3642|N|N|N|N
PBON|P|TP ICAP Global Markets Americas LLC|||Y|Y|N|N
PBSI|O|PORTFOLIO BROKERAGE SERVICES, INC.|DENVER  CO|303-294-0070|N|Y|N|N
PBVT|P|PUBLIC VENTURES,LLC|||N|Y|N|N
PCAP|O|SG Americas Securities, LLC|MAIN NUMBER|415-733-3000|Y|Y|Y|Y
PCAP|O|SG Americas Securities, LLC|AGENCY DESK|415-764-2350|Y|Y|Y|Y
PCAT|O|Perelman-Carley & Associates Inc.|OMAHA, NB|402-342-6000|N|N|N|N
PCCN|O|Pactual Capital Corporation|TRADING DESK|212-702-4115|N|N|N|N
PCFF|P|Pacific International Securities Inc./CDS||604-664-2998|N|N|N|N
PCGI|P|PRIVATE CONSULTING GROUP, INC.|||N|N|N|N
PCII|O|Penn Center Investments, Inc.|DIRECT TRADING|610-832-5999|N|Y|N|N
PCII|O|Penn Center Investments, Inc.||610-832-8121|N|Y|N|N
PCKG|P|JUMP TRADING, LLC|||Y|N|Y|Y
PCMC|P|Pacific Commonwealth Corp|||N|N|N|N
PCMK|P|CAVU SECURITIES LLC|||N|Y|N|N
PCPT|P|PHILLIP CAPITAL INC.|||N|Y|N|N
PCRP|P|PARIS SECURITIES CORPORATION|||N|N|N|N
PCSA|P|Palisade Capital Securities, L.L.C.|||N|N|N|N
PCSD|P|J.P. Morgan Securities LLC|||Y|Y|Y|Y
PCSG|P|PACIFIC CENTURY SECURITIES, LLC|||N|Y|N|N
PEAT|P|PROMETHEUM ATS|||N|Y|N|N
PEER|P|American Trust Investment Services, Inc.|||N|Y|N|N
PEGI|M|Prudential Equity Group, LLC|NEW YORK, NY|212-778-6806|N|N|N|N
PENA|M|Pennaluna & Company|COEUR D'ALENO  ID|208-667-7472|N|N|N|N
PENA|M|Pennaluna & Company|NASDAQ TRADING|888-263-7366|N|N|N|N
PENA|M|Pennaluna & Company||800-654-9929|N|N|N|N
PENC|N|Penrod and Company|||N|Y|N|N
PENG|P|The Pennsylvania Group, Incorporated|NASDAQ TRADING|610-354-0950|N|N|N|N
PENS|P|Peninsular Securities Company|GRAND RAPIDS, MI|616-459-4336|N|N|N|N
PENS|P|Peninsular Securities Company|WITHIN MICHIGAN|800-234-4561|N|N|N|N
PERB|P|Pershing LLC|||Y|Y|Y|Y
PERC|P|Percival Financial Partners, Ltd.|||N|N|N|N
PERD|P|Perdiue Securities, LLC|||N|N|N|N
PERF|P|Kellogg Capital Markets, LLC|NYC TRADING DESK|212-610-2686|N|N|N|N
PERM|O|Mercantile Brokerage Services, Inc.|BALTIMORE, MD|(301)539-7171|N|N|N|N
PERM|O|Mercantile Brokerage Services, Inc.|MAIN|212-433-5459|N|N|N|N
PERM|O|Mercantile Brokerage Services, Inc.|SECONDARY|212-433-5457|N|N|N|N
PERO|P|CLEAR STREET, LLC|||Y|Y|Y|Y
PERS|M|Pershing LLC|NASDAQ|800-356-1319|Y|Y|Y|Y
PERS|M|Pershing LLC||201-413-4920|Y|Y|Y|Y
PERS|M|Pershing LLC|MUNICIPALS|800-225-8284|Y|Y|Y|Y
PERS|M|Pershing LLC||201-413-4870|Y|Y|Y|Y
PERS|M|Pershing LLC|GOVERNMENTS|800-225-8284|Y|Y|Y|Y
PERS|M|Pershing LLC||201-413-4870|Y|Y|Y|Y
PERS|M|Pershing LLC|CORPORATE BONDS|800-225-8284|Y|Y|Y|Y
PERS|M|Pershing LLC||201-413-4140|Y|Y|Y|Y
PERS|M|Pershing LLC|MORTGAGE BACKEDS|800-225-8284|Y|Y|Y|Y
PERS|M|Pershing LLC||201-413-4870|Y|Y|Y|Y
PERS|M|Pershing LLC|PREFERRED STOCKS|800-424-3150|Y|Y|Y|Y
PERS|M|Pershing LLC||201-413-4140|Y|Y|Y|Y
PERX|P|Pershing LLC|||Y|Y|Y|Y
PESI|P|Private Equity Securities, Inc.|||N|N|N|N
PFAG|P|Penson Financial Services, Inc.|||N|N|N|N
PFCL|P|Apex Clearing Corporation|||Y|Y|Y|Y
PFCM|P|Apex Clearing Corporation|||Y|Y|Y|Y
PFCO|M|Parker Financial Corp.|||N|N|N|N
PFIC|N|PFIC Securities Corporation|||N|N|N|N
PFIS|O|Professional Investment Services, Inc.|||N|N|N|N
PFML|P|United Equity Securities, LLC|||N|N|N|N
PFPI|P|TP ICAP Global Markets Americas LLC|||Y|Y|N|N
PFRA|P|Pershing LLC|||Y|Y|Y|Y
PFSI|O|Penson Financial Services, Inc.|D  DALLAS, TX|800-487-4531|N|N|N|N
PFSI|O|Penson Financial Services, Inc.||214-765-1115|N|N|N|N
PFSI|O|Penson Financial Services, Inc.|S-SAMCO|800-672-2178|N|N|N|N
PFSI|O|Penson Financial Services, Inc.|S-SAMCO|214-765-1463|N|N|N|N
PFSM|N|Princor Financial Services Corporation|||N|Y|N|N
PFTK|P|Penson Financial Services, Inc.|||N|N|N|N
PFTM|P|PENSON FINANCIAL SERVICES|||N|N|N|N
PGRS|P|PGR Securities, LLC|MOUNTAIN VIEW, CA|650-960-8118|N|N|N|N
PGSI|P|Prime Global Securities, Inc.|||N|N|N|N
PHAL|P|HUNTWICKE SECURITIES, LLC|||N|Y|N|N
PHBP|P|PENNHAVEN BROKERAGE PARTNERS, LLC|||N|Y|N|N
PHCO|N|Phillips & Company Securities Inc.|NASDAQ TRADING|(503)224-0858|N|Y|N|N
PHDC|M|PHD Capital|NEW YORK|800-743-9399|N|N|N|N
PHDC|M|PHD Capital|TRADING DESK|800-217-2264|N|N|N|N
PHLX|E|Philadelphia Stock Exchange|RICHARDT-ALYN & CO.|215-563-7177  (RICA)|N|N|N|N
PHLX|E|Philadelphia Stock Exchange|FLYNN OPTIONS|215-564-4866  (FLYN)|N|N|N|N
PHLY|P|NASDAQ Execution Services, LLC|||Y|Y|Y|Y
PHSG|M|Peacock, Hislop, Staley & Given, Inc.|PHOENIX|N/A|N|N|N|N
PHSG|M|Peacock, Hislop, Staley & Given, Inc.|NASDAQ & OTCBB TRDNG|602-952-6822|N|N|N|N
PHSG|M|Peacock, Hislop, Staley & Given, Inc.||800-487-7474|N|N|N|N
PHSG|M|Peacock, Hislop, Staley & Given, Inc.|GENERAL NUMBER|800-999-1818|N|N|N|N
PICB|P|PAULSON INVESTMENT COMPANY LLC|||Y|Y|N|N
PICC|P|Planned Investment Co., Inc.|||N|N|N|N
PICE|P|T. Rowe Price Investment Services, Inc.|||N|Y|N|N
PICF|N|Pictet Canada Company|||N|N|N|N
PICI|P|Polar Investment Counsel, Inc.|||N|Y|N|N
PICK|P|TUDOR, PICKERING & CO. SECURITIES, INC.|||Y|Y|N|N
PICL|P|PAULSON INVESTMENT COMPANY, INC.|||Y|Y|N|N
PICT|O|Pictet Overseas Inc.||514-350-6226|Y|Y|N|N
PIDG|P|Falcon Research, Inc.|||N|N|N|N
PIER|P|GREEN PIER FINTECH LLC|||Y|Y|N|N
PIMC|M|PROVIDENT INSTITUTIONAL MANAGEMENT|||N|N|N|N
PINA|P|PINNACLE INVESTMENTS, LLC|||N|Y|N|N
PINF|P|Pinnacle Financial Group, LLC|||N|N|N|N
PINK|N|OTC MARKETS GROUP, INC.|||N|N|N|N
PINO|P|ADVANTAGE FINANCIAL PRIVATE & CORPORATE|||N|Y|N|N
PIPR|M|Piper Sandler & Co.|MINNEAPOLIS, MN|612-303-6200|Y|Y|N|N
PIPR|M|Piper Sandler & Co.|MINNEAPOLIS, MN|800-328-7488|Y|Y|N|N
PIPR|M|Piper Sandler & Co.|CONVERTIBLE BONDS|877-420-2321|Y|Y|N|N
PIPR|M|Piper Sandler & Co.|PREFERRED DESK|612-303-6600|Y|Y|N|N
PISC|P|PACIFIC INVESTMENT SECURITIES CORP.|||N|Y|N|N
PIUS|P|PI FINANCIAL (US) CORP.|||N|Y|N|N
PJCX|P|Piper Sandler & Co.|||Y|Y|N|N
PJEF|P|JEFFERIES LLC|||Y|Y|Y|Y
PLAT|P|CLARKSONS SECURITIES, INC.|||N|Y|N|N
PLEX|P|OTC LINK LLC|||N|Y|N|N
PLMA|M|Paloma Securities L.L.C.|COS COB  CT|203-861-8452|N|N|N|N
PLTF|P|PLACE TRADE FINANCIAL, INC.|||N|Y|N|N
PMCI|M|Macallaster Pitfield MacKay Inc.|NEW YORK, NY|212-422-9366|N|N|N|N
PMCS|M|Prime Capital Services, Inc.|||N|N|N|N
PMFS|P|Portsmouth Financial Services|SAN FRANCISCO|925-988-8660|N|Y|N|N
PMMX|P|PRIMEX|||N|N|N|N
PMRY|P|VCS VENTURE SECURITIES|||N|Y|N|N
PNCC|P|PNC Investments|||N|Y|N|N
PNCS|P|PRIME NUMBER CAPITAL, LLC|||N|Y|N|N
PNSA|P|Penserra Securities, LLC|||Y|Y|N|N
PNSR|P|Penserra Securities, LLC|||Y|Y|N|N
POCA|P|USF Securities, L.P.|HOUSTON, TX|713-840-8700|N|N|N|N
POIN|P|PRECISION SECURITIES, LLC (POIN)|||N|Y|N|N
POND|M|Pond Equities Inc|BROOKLYN, NY|718-437-3657|N|N|N|N
POND|M|Pond Equities Inc|NASDAQ TRADING|718-871-2800|N|N|N|N
PORT|M|Tradeportal Securities, Inc.|NASDAQ TRADING|888-882-0766|N|N|N|N
PORT|M|Tradeportal Securities, Inc.||954-725-0766|N|N|N|N
POST|P|Lampost Capital, L.C.|Boca Raton Office|561-883-0454|Y|Y|N|N
POWL|P|E.E. Powell & Company, Inc.|TRADING|800-282-1940|N|Y|N|N
PPFD|P|Pershing LLC|||Y|Y|Y|Y
PPGW|P|PPG WEST LLC|||N|N|N|N
PPSI|P|Pension Planners Securities, Inc.|||N|N|N|N
PPSL|P|SANTANDER US CAPITAL MARKETS LLC|||Y|Y|N|N
PQTZ|P|Pico Quantitative Trading LLC|||N|N|N|N
PRAS|P|Professional Asset Management, Inc.|||N|N|N|N
PRBC|P|JHS CAPITAL ADVISORS, LLC.|||N|N|N|N
PRBE|P|BOFA Securities, INC.|||Y|Y|Y|Y
PRCG|P|BOFA Securities, INC.|||Y|Y|Y|Y
PRCO|P|J.V.B. FINANCIAL GROUP, LLC|||Y|Y|N|N
PRDB|P|BOFA Securities, INC.|||Y|Y|Y|Y
PRDG|P|Citadel Derivatives Group LLC|||Y|Y|Y|Y
PREB|P|Tullett Liberty Securities Inc.|||Y|Y|N|N
PRES|P|Presidio Capital Advisors LLC|||N|N|N|N
PRFT|P|PROOF SERVICES LLC|||N|Y|N|N
PRGI|N|PORTFOLIO RESOURCES GROUP, INC.|NASDAQ TRADING|305-372-0299|N|Y|N|N
PRGL|P|Prudential Equity Group, LLC|||N|N|N|N
PRGP|P|BOFA Securities, INC.|||Y|Y|Y|Y
PRHL|P|BOFA Securities, INC.|||Y|Y|Y|Y
PRHQ|P|BOFA Securities, INC.|||Y|Y|Y|Y
PRIE|P|UMB Financial Services, Inc.|||N|Y|N|N
PRIN|N|Princeton Securities Corporation|||N|Y|N|N
PRIS|P|PRISM FINANCIAL PRODUCTS LP|||N|Y|N|N
PRJS|P|BOFA Securities, INC.|||Y|Y|Y|Y
PRJX|P|JUMP TRADING, LLC|||Y|N|Y|Y
PRMD|O|The Riderwood Group Incorporated|||N|N|N|N
PRMX|N|Primex Prime Electronic Execution, Inc.|||N|N|N|N
PROC|P|PROMETHEUM EMBER CAPITAL|||N|Y|N|N
PROS|P|TZERO SECURITIES ,LLC|||N|Y|N|N
PROX|O|TDProfessional Execution, Inc.|||N|N|N|N
PRPK|P|BOFA Securities, INC.|||Y|Y|Y|Y
PRSS|P|BOFA Securities, INC.|||Y|Y|Y|Y
PRST|P|BOFA Securities, INC.|||Y|Y|Y|Y
PRUC|P|Pruco Securities Corporation|||N|Y|N|N
PRVN|P|Leeb Brokerage Services, Inc.|||N|N|N|N
PRXX|P|Jump Trading, LLC|||Y|N|Y|Y
PSAM|O|P. Schoenfeld Asset Management LLC|NEW YORK, NY|212-649-9550|N|N|N|N
PSCO|P|Peak Securities Corp.|||N|N|N|N
PSEX|E|Pacific Stock Exchange|||N|N|N|N
PSFL|P|PUENTE SERVICIOS FINANCIEROS LLC|||N|Y|N|N
PSGI|M|Preferred Securities Group, Inc.|||N|N|N|N
PSGX|P|PSG Executions, Inc.|NEW YORK, NY|212-668-8700|N|Y|N|N
PSIM|P|PRINCIPAL SECURITIES, INC.|||N|Y|N|N
PSRI|P|Globalink Securities, Inc.|||N|Y|N|N
PSSL|O|Amaranth Securities L.L.C.|GREENWICH, CT|203-625-8300|N|N|N|N
PSTG|N|Prestige Financial Center, Inc.|NASDAQ TRADING|718-229-4500|N|N|N|N
PSUT|P|INNOVATION PARTNERS LLC|||N|Y|N|N
PTAL|P|POINTE ATLANTIC|||N|N|N|N
PTAR|P|PENSTAR TRADING, LLC|TRADING DEPARTMENT|941-966-5700|N|N|N|N
PTIS|M|PTI Securities & Futures L.P.|CHICAGO, IL|312-663-3053|N|Y|N|N
PTIX|P|PTI Securities & Futures L. P.|||N|Y|N|N
PTLV|P|NATIONAL BANK OF CANADA FINANCIAL INC.|||Y|Y|N|N
PTNM|M|PUTNAM INVESTMENTS|||N|N|N|N
PTRI|O|Petrie Parkman & Co., Inc.|NASDAQ TRADING|303-292-3877|N|N|N|N
PTRZ|P|Petruzzi Securities, LLC|||N|N|N|N
PTSB|P|PTS BROKERAGE, LLC|||N|Y|N|N
PUBV|P|PUBLIC VENTURES, LLC|||N|Y|N|N
PUGS|O|Puglisi Howells & Co.|MAIN DESK|212-418-1212|N|N|N|N
PUGS|O|Puglisi Howells & Co.|OTC TRADING|212-418-1283|N|N|N|N
PUGS|O|Puglisi Howells & Co.|DEALER SALES|212-418-1282|N|N|N|N
PULX|P|INSTINET, LLC|||Y|Y|Y|Y
PUMA|P|Puma Capital, Llc|||Y|Y|N|N
PUMP|N|C. E. Gaye & Sons Securities Ltd.|SYOSSET, NY|800-969-4650|N|N|N|N
PUMX|P|Puma Capital, LLC|||Y|Y|N|N
PUND|O|PUNDION LLC|||Y|N|N|Y
PUNK|M|Punk, Ziegel & Company, L.P.|NEW YORK  NY|212-308-2168|N|N|N|N
PUPL|N|Puplava Securities, Inc.|SAN DIEGO, CA|619-486-3939|N|Y|N|N
PURE|P|PURESTREAM, LLC|||N|Y|N|N
PURP|P|Liberty Capital Investment Corporation|||N|Y|N|N
PVSI|P|Partnervest Securities Inc.|||N|N|N|N
PWCP|P|PICKWICK CAPITAL PARTNERS, LLC|||N|Y|N|N
PWJC|O|UBS Financial Services, Inc.|NEW YORK, NY|212-713-3766|Y|Y|N|N
PWJC|O|UBS Financial Services, Inc.|NEW YORK, NY|800-221-5532|Y|Y|N|N
PWJC|O|UBS Financial Services, Inc.|PREFERRED|201-271-7181|Y|Y|N|N
PWJC|O|UBS Financial Services, Inc.|FOREIGN DEPT-AGENCY|212-713-3757|Y|Y|N|N
PWJC|O|UBS Financial Services, Inc.|-PRINCIPAL|212-713-3756|Y|Y|N|N
PWJC|O|UBS Financial Services, Inc.|CONVERTIBLES|212-713-3786|Y|Y|N|N
PWJX|P|UBS Financial Services Inc.|||Y|Y|N|N
PXAT|P|TD Professional Execution, Inc.|||N|N|N|N
PXCK|P|Bofa Securities, Inc.|||Y|Y|Y|Y
PXCP|P|PARSONEX SECURITIES,INC.|||N|Y|N|N
PXGA|P|Jump Trading, LLC|||Y|N|Y|Y
PXGG|P|Jump Trading|||Y|N|Y|Y
PXGJ|P|Jump Trading, LLC|||Y|N|Y|Y
PYMD|O|Pyramid Financial Corp.|CUPERTINO, CA|408-252-8000|N|N|N|N
QAFC|P|QA3 Financial Corp.|||N|N|N|N
QAMM|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
QANT|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
QBSI|P|GLEN EAGLE WEALTH, LLC|||Y|Y|N|N
QCAP|P|QUINT CAPITAL CORPORATION|||N|Y|N|N
QCAS|N|QUINCY CASS ASSOCIATES, INCORPORATED|LOS ANGELES, CA|213-473-4411|N|Y|N|N
QEDA|P|QUANTUM EDGE DERIVATIVES TRADING, LLC|||N|N|N|N
QKRY|P|Banc of America Investment Services, Inc.|||N|N|N|N
QLBR|P|QUANTLAB BROKERAGE, LLC|||Y|Y|Y|Y
QMSR|P|QUATTRO M SECURITIES INC.|Trading Desk|212-402-1443|N|Y|N|N
QMSX|P|QUATTRO M SECURITIES INC.|||N|Y|N|N
QNTX|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
QQRR|P|QUANTRIVER FINANCIAL, LLC|||N|Y|N|N
QRQR|P|QuantRiver Financial, LLC|||N|Y|N|N
QUAN|P|QUANTUM SECURITIES, INC.|||N|N|N|N
QUIK|P|INTELATRADE.COM|||N|N|N|N
QUIL|P|W. QUILLEN SECURITIES|||N|N|N|N
QUIN|M|Park Financial Group, Inc.|TRADING|407-672-0946|N|N|N|N
QUOI|P|Quoin Capital LLC|||N|Y|N|N
RAAA|P|RICHARD JAMES & ASSOCIATES, INC.|||N|Y|N|N
RABO|P|Rabo Securities USA, Inc.|||N|Y|N|N
RACK|P|OTC LINK LLC|||N|Y|N|N
RACO|M|SHEARMAN, RALSTON INC.|||N|Y|N|N
RACX|P|RAVEN SECURITIES CORP.|||N|N|N|N
RAIT|P|RAIT Securities, LLC|||N|N|N|N
RAJA|M|Raymond James & Associates, Inc.|ST. PETERSBURG, FL|800-237-5621|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.|ST. PETERSBURG, FL|727-567-8122|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.|PREFERRED|800-753-5017|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.||727-573-8496|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.|CONVERTIBLE|727-573-8909|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.|FOREIGN|727-575-5655|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.|DETROIT, MI|313-225-5711|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.|DETROIT, MI|800-521-1196|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.|CLEVELAND, OH|216-241-0986|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.|CLEVELAND, OH|800-321-2038|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.|LISTED|727-573-8751|Y|Y|N|N
RAJA|M|Raymond James & Associates, Inc.|LISTED|800-248-8863 EXT 75576|Y|Y|N|N
RAJC|P|RAYMOND JAMES (USA) LTD.|||N|Y|N|N
RANS|N|Ruan Securities Corporation|DELRAY BEACH   FL|407-274-9006|N|N|N|N
RANS|N|Ruan Securities Corporation|NASDAQ TRADING|800-487-7160|N|N|N|N
RAVE|P|RAVEN SECURITIES CORP.|||N|N|N|N
RAYF|P|RAYMOND C. FORBES & CO., INC.|Trading Desk|212-742-8140|N|N|N|N
RAYG|P|Delta Equity Services Corporation|||N|Y|N|N
RBAC|P|Robert B. Ausdal & Co. Inc.|||N|Y|N|N
RBCD|M|RBC Capital Markets Corporation|TRADING D/R SITE|718-391-7286|Y|Y|Y|Y
RBCD|M|RBC Capital Markets Corporation|TRADING D/R SITE|718-391-7819|Y|Y|Y|Y
RBCD|M|RBC Capital Markets Corporation|NEW YORK, NY|212-858-7379|Y|Y|Y|Y
RBCD|M|RBC Capital Markets Corporation||800-421-0232|Y|Y|Y|Y
RBCD|M|RBC Capital Markets Corporation||212-858-7329|Y|Y|Y|Y
RBCD|M|RBC Capital Markets Corporation||212-858-7383|Y|Y|Y|Y
RBCF|N|Rbc Dominion Securities, Inc.|||N|N|N|N
RBCM|M|RBC CAPITAL MARKETS, LLC|MINNEAPOLIS, MN|800-285-4964|Y|Y|Y|Y
RBCM|M|RBC CAPITAL MARKETS, LLC|MINNEAPOLIS, MN|800-959-5951|Y|Y|Y|Y
RBCM|M|RBC CAPITAL MARKETS, LLC|MINNEAPOLIS, MN|612-371-2900|Y|Y|Y|Y
RBCM|M|RBC CAPITAL MARKETS, LLC|NEW YORK, NY|212-428-6337|Y|Y|Y|Y
RBCM|M|RBC CAPITAL MARKETS, LLC|CHICAGO, IL|800-862-8029|Y|Y|Y|Y
RBCM|M|RBC CAPITAL MARKETS, LLC|PREFERRED|612-371-7828|Y|Y|Y|Y
RBCM|M|RBC CAPITAL MARKETS, LLC|CONVERTIBLES|612-373-1775|Y|Y|Y|Y
RBCW|N|Rutherford, Brown & Catherwood, LLC|PHILADELPHIA, PA|215-981-0882|N|N|N|N
RBCX|P|RBC CAPITAL MARKETS, LLC|||Y|Y|Y|Y
RBSG|P|RBS Securities Inc.|||N|Y|N|N
RCGI|P|REGENT CAPITAL GROUP, INC.|||N|N|N|N
RCKF|P|ROCKFLEET FINANCIAL SERVICES, INC|||N|Y|N|N
RCKW|P|ROCKWELL SECURITIES LLC|||N|N|N|N
RCMA|P|RBC CAPITAL MARKETS ARBITRAGE, S.A.|||Y|Y|N|N
RCRS|N|ROOSEVELT & CROSS, INCORPORATED|NEW YORK  NY|212-514-8591|N|Y|N|N
RCRS|N|ROOSEVELT & CROSS, INCORPORATED|NEW YORK  NY|800-344-3302|N|Y|N|N
RCUS|P|RELIGARE CAPITAL MARKETS INC.|||N|N|N|N
RDBN|P|REDBURN ATLANTIC|||N|Y|N|N
RDNK|M|Woodstock Financial Group, Inc.|ATLANTA, GA|770-516-6512|N|Y|N|N
RDRN|M|Rodman & Renshaw, LLC|||N|N|N|N
RDSS|N|RDSC, LLC|||N|N|N|N
RDST|P|REDSTONE CONSULTING, LLC|||N|Y|N|N
RDWD|N|Redwood Securities Group, Inc.|SAN FRANCISCO, CA|415-954-8390|N|N|N|N
RECA|M|Research Capital USA Inc.|TORONTO, CANADA|416-860-7600|N|Y|N|N
RECO|M|Recom Securities, Inc.|MINNEAPOLIS  MN|612-339-5566|N|N|N|N
REDG|P|MATRIX EXECUTIONS, LLC|||Y|Y|Y|N
REGL|P|REGULUS FINANCIAL GROUP, LLC|||N|Y|N|N
REGR|N|REGISTER FINANCIAL ASSOCIATES, INC.|ATLANTA, GA|404-364-2180|N|Y|N|N
RELI|P|FIRST LEGACY SECURITIES, LLC|||N|N|N|N
RENC|O|Rencap Securities, Inc.|||N|Y|N|N
REPG|N|First Republic Group, LLC|NEW YORK, NY|212-681-4100|N|N|N|N
REUV|P|REUVEN ENTERPRISES SECURITIES DIVISION, LLC|||N|N|N|N
REVE|P|REVERE SECURITIES CORP.|||N|Y|N|N
REVO|P|REVOLUT SECURITIES INC.|||N|Y|N|N
REVR|P|REVERE SECURITIES CORP.|||N|Y|N|N
RFGI|O|RUSHMORE SECURITIES CORPORATION||972-392-9297|N|N|N|N
RFLL|N|Castlewood Securities, L.L.C.|||N|N|N|N
RGLD|P|Regal Securities, Inc|||Y|Y|N|N
RGLS|P|REGAL SECURITIES, INC.|||Y|Y|N|N
RGRC|N|RGR Financial Corp.|||N|N|N|N
RGWD|N|Ridgewood Associates Inc. NJ|||N|N|N|N
RHCI|P|Morgan Peabody, Inc.|||N|N|N|N
RHCO|M|Suntrust Robinson Humphrey, Inc.|ATLANTA, GA|404-266-6271|Y|Y|N|N
RHCO|M|Suntrust Robinson Humphrey, Inc.|ATLANTA, GA|800-241-0445|Y|Y|N|N
RHCO|M|Suntrust Robinson Humphrey, Inc.|CONVERTIBLE BONDS|800-282-2668|Y|Y|N|N
RHCO|M|Suntrust Robinson Humphrey, Inc.|CONVERTIBLE BONDS|404-926-5274|Y|Y|N|N
RHCO|M|Suntrust Robinson Humphrey, Inc.|NEW YORK NY|212-291-3555|Y|Y|N|N
RHCO|M|Suntrust Robinson Humphrey, Inc.|NEW YORK NY|800-221-3478|Y|Y|N|N
RHDS|N|RHODES SECURITIES, INC.|||N|Y|N|N
RHOX|P|XR Securities LLC|||Y|N|N|Y
RIAN|P|Osaic Services, Inc|||N|Y|N|N
RIAP|P|Osaic Services, Inc|||N|Y|N|N
RICD|P|RICE SECURITIES, LLC|||Y|Y|N|N
RICE|P|RICE SECURITIES, LLC|||Y|Y|N|N
RICF|P|RICE SECURITIES, LLC|||Y|Y|N|N
RICJ|P|RICE SECURITIES, LLC|||Y|Y|N|N
RICM|P|RICE SECURITIES, LLC|||Y|Y|N|N
RICN|P|RICE FINANCIAL PRODUCTS COMPANY|||Y|Y|N|N
RIED|N|Riedl First Securities Company of Kansas|||N|Y|N|N
RILY|M|B. RILEY SECURITIES, INC.|LOS ANGELES, CA|310-966-1440|Y|Y|N|N
RILY|M|B. RILEY SECURITIES, INC.|TRADING|888-295-0155|Y|Y|N|N
RITT|P|Haverford Trust Securities, Inc.|RADNOR, PA|610-971-9300|N|Y|N|N
RJLC|P|RJL CAPITAL GROUP, LLC|Main Line|718-303-6000|N|Y|N|N
RJLU|M|Raymond James LTD (USA), Inc|VANCOUVER, CANADA|604-654-1151|N|Y|N|N
RJOS|P|R.J. O'BRIEN SECURITIES, LLC|||N|Y|N|N
RJTS|O|TD Ameritrade, Inc.|TRADING DEPT.|402-951-2619|N|Y|N|N
RLCC|P|FLEXINVEST SECURITIES, INC.|||N|Y|N|N
RLIN|P|Wells Fargo Prime Services, LLC|||N|Y|N|N
RLRC|P|R. L. RENCK & CO., INC|||N|N|N|N
RLUK|N|Robinson & Lukens, Inc.|NASDAQ TRADING|703-848-9898|N|N|N|N
RMAC|P|RENAISSANCE MACRO SECURITIES, LLC|||Y|Y|N|N
RMCI|O|Rushmore Capital Inc.|MONTVALE  NJ|201-476-0900|N|N|N|N
RMIN|P|RMIN Securities, Inc.|||N|N|N|N
RMKR|P|Rainmaker Securities, LLC|||N|Y|N|N
RMPI|N|Richards, Merrill & Peterson, Inc.|NASDAQ TRADING|509-624-1345|N|Y|N|N
RMST|N|R.M. STARK & CO., INC.|DEL RAY BEACH, FL|561-243-3815|N|Y|N|N
RNAC|P|RNA CAPITAL, INC.|||N|N|N|N
RNET|P|RAPTORNET, LLC|||N|N|N|N
RNSI|P|RIVERNORTH SECURITIES, LLC|||N|N|N|N
RNTT|N|Renaissance Trading Technologies, LLC|||N|N|N|N
ROAR|P|DINOSAUR FINANCIAL GROUP, L.L.C|||Y|Y|N|N
ROBH|P|Robbins & Henderson, LLC|||N|N|N|N
ROBT|M|Robotti & Company, LLC|NEW YORK, NY|212-986-0800|Y|Y|N|N
ROCM|O|CNR SECURITIES, LLC|NEW YORK, NY|212-588-3400|N|Y|N|N
RODM|M|Rodman & Renshaw, LLC|NEW YORK, NY|212-356-0512|N|N|N|N
RODM|M|Rodman & Renshaw, LLC||866-763-6266|N|N|N|N
ROIB|P|RICHFIELD ORION INTERNATIONAL, INC.|||N|N|N|N
ROMO|N|Romano Brothers and Company|NASDAQ TRADING|847-866-7700|N|Y|N|N
RONI|P|RONIN CAPITAL, LLC|||N|N|N|N
ROSE|N|Walker Rose, Inc.|||N|N|N|N
ROSN|P|Rosenblatt Securities Inc.|Trading Desk|212-607-3150|Y|Y|N|N
ROSS|O|Franklin Ross, Inc.|||N|N|N|N
ROTB|P|ROTH CAPITAL PARTNERS, LLC|||Y|Y|N|N
ROTH|M|Roth Capital Partners, LLC|NEWPORT, CA|800-200-2788|Y|Y|N|N
ROTH|M|Roth Capital Partners, LLC|NASDAQ TRADING|800-200-2788|Y|Y|N|N
ROYL|P|OSAIC WEALTH, INC.|NEW YORK  NY|212-551-5225|N|Y|N|N
RPEX|P|Repex & Co., Inc.|||N|N|N|N
RPTR|P|DINOSAUR FINANCIAL GROUP, L.L.C|||Y|Y|N|N
RQDC|P|RQD* CLEARING, LLC|||Y|Y|Y|N
RRCM|P|RCM SECURITIES|||N|Y|N|N
RREZ|P|SAMUEL A. RAMIREZ & COMPANY, INC.|||N|Y|N|N
RRIC|N|Retirement Resources Investment Corporation|||N|N|N|N
RRII|P|ROBERTS & RYAN INVESTMENTS INC.|Trading Desk|646-542-0017|Y|Y|N|N
RRUD|P|REID & RUDIGER LLC|||N|Y|N|N
RSCM|P|ROBERTSON STEPHENS CAPITAL MARKETS, LLC|||N|Y|N|N
RSCO|P|Ramius Securities, L.L.C.|MARKET MAKING|212-845-7925/7926|N|N|N|N
RSCO|P|Ramius Securities, L.L.C.|EMERGENCY SITE TRDNG|732-748-0289|N|N|N|N
RSCO|P|Ramius Securities, L.L.C.|EMERGENCY COMPLIANCE|516-255-2058|N|N|N|N
RSKY|P|MATRIX EXECUTIONS, LLC|||Y|Y|Y|N
RSSE|P|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|||N|Y|N|N
RTAL|P|DE ROUTE|||N|N|N|N
RTCP|P|RAIT Securities, LLC|||N|N|N|N
RTHS|N|Rothschild Investment Corporation|NASDAQ TRADING|312-781-1820|Y|Y|N|N
RTJC|N|R.T. Jones Capital Equities, Inc.|||N|N|N|N
RTRS|N|Reliant Trading|NASDAQ TRADING|414-241-1810|N|N|N|N
RUBI|P|Rubicon Global Investments, LLC|||N|N|N|N
RVSS|P|Robert Van Securities, Inc.|||N|N|N|N
RWPS|P|R.W. Pressprich & Co., Inc.|||N|Y|N|N
RYAL|P|ROYAL SECURITIES COMPANY|||N|N|N|N
RYAN|M|Ryan, Beck & Co., LLC|FLORHAM PARK, NJ|800-325-7926|N|N|N|N
RYAN|M|Ryan, Beck & Co., LLC|NASDAQ TRADING|973-549-4200|N|N|N|N
RYAN|M|Ryan, Beck & Co., LLC|NASDAQ AGENCY|973-549-4214|N|N|N|N
RYAN|M|Ryan, Beck & Co., LLC|RYANP|800-374-7926|N|N|N|N
RYAN|M|Ryan, Beck & Co., LLC|RYANP|973-549-4323|N|N|N|N
RYCO|N|Ryan & Company, LP|||N|N|N|N
RYDE|P|RYDEX DISTRIBUTORS, INC.|||N|N|N|N
RYDS|M|RBC Dominion Securities Corporation|TRADING DESK|800-421-0232|Y|Y|Y|Y
RYDS|M|RBC Dominion Securities Corporation||212-858-7070|Y|Y|Y|Y
SAGE|N|SAGE, RUTTY & CO., INC.|ROCHESTER NY|585-232-7423|N|Y|N|N
SAGE|N|SAGE, RUTTY & CO., INC.|ROCHESTER NY|585-232-3760|N|Y|N|N
SAGL|P|SAGETRADER, LLC|||Y|Y|Y|Y
SAGR|P|SAGETRADER, LLC|||Y|Y|Y|Y
SAGT|P|SAGETRADER, LLC|||Y|Y|Y|Y
SAGW|P|SAGETRADER, LLC|||Y|Y|Y|Y
SAIN|O|SECURITIES AMERICA, INC.|OMAHA, NE|402-399-9111|N|Y|N|N
SALI|M|StoneX Financial Inc.|||Y|Y|N|N
SALL|P|SUPREME ALLIANCE LLC|||N|Y|N|N
SALW|P|SW FINANCIAL|||N|N|N|N
SAMI|N|Spectrum Asset Management, Inc.|NASDAQ TRADING|203-322-0189|N|Y|N|N
SANA|P|Finbar Securities Corp.|||N|N|N|N
SAND|P|SANDLAPPER SECURITIES, LLC|||N|N|N|N
SANJ|O|San Jacinto Securities, Inc.|DALLAS TX|214-750-7693|N|N|N|N
SANJ|O|San Jacinto Securities, Inc.||800-750-7693|N|N|N|N
SANT|M|Santander Investment Securities Inc.|NEW YORK  NY|212-350-3659|N|Y|N|N
SANT|M|Santander Investment Securities Inc.|NASDAQ TRADING|212-756-9160|N|Y|N|N
SASC|P|SANCTUARY SECURITIES, LLC|||N|N|N|N
SASI|M|The Seidler Companies Incorporated|IRVINE,CA|800-260-4724|N|N|N|N
SASI|M|The Seidler Companies Incorporated|NASDAQ/OTCBB TRADING|800-421-0164|N|N|N|N
SASW|P|STONEX SECURITIES INC|||N|Y|N|N
SATI|M|SERVICE ASSET MANAGEMENT COMPANY|NY, NY TRADING|646-366-7900|N|N|N|N
SAVY|N|SAVOY CAPITAL MANAGEMENT, INC.|||N|N|N|N
SAXO|P|Saxony Securities, Inc.|||N|Y|N|N
SBER|P|Sanford C. Bernstein & Co., LLC|NEW YORK, NY|212-350-8400|Y|Y|Y|Y
SBGS|P|SIG Brokerage, LP|||N|Y|N|N
SBGX|P|SIG Brokerage, LP|||N|Y|N|N
SBKB|P|SBK-Brooks Investment Corp.|CLEVELAND, OH|216-861-6950|N|N|N|N
SBLP|P|SIG BROKERAGE, LP|||N|Y|N|N
SBLS|P|San Blas Securities LLC|||Y|Y|N|N
SBLT|O|SUNBELT SECURITIES, INC.|HOUSTON, TX|713-965-9510|N|Y|N|N
SBOH|P|MURIEL SIEBERT & CO., INC.|||Y|Y|N|N
SBRA|P|SBERBANK CIB USA, INC.|||N|N|N|N
SBRL|N|John A. Siberell & Co.|SOUTHBEND, IN|219-232-4855|N|N|N|N
SBRO|P|Stern Brothers & Co.|||N|Y|N|N
SBRT|O|Muriel Siebert & Co., Inc.|TRADING|212-644-2405|Y|Y|N|N
SBRT|O|Muriel Siebert & Co., Inc.|NEW YORK  NY|212-644-2400|Y|Y|N|N
SBRX|P|MURIEL SIEBERT & CO INC|||Y|Y|N|N
SBSC|P|SIEBERT WILLIAMS SHANK & CO., LLC|||N|Y|N|N
SBSH|M|Citigroup Global Markets Inc.|OPERATION NASDAQ/CQS|212-723-7259|Y|Y|Y|Y
SBSH|M|Citigroup Global Markets Inc.|NASDAQ TRADING|800-223-7743|Y|Y|Y|Y
SBSH|M|Citigroup Global Markets Inc.|DISTRESSED EQUITY|212-723-7744|Y|Y|Y|Y
SBSH|M|Citigroup Global Markets Inc.|DISTRESSED EQUITY|800-326-7155|Y|Y|Y|Y
SBSH|M|Citigroup Global Markets Inc.|AGENCY|212-816-3607|Y|Y|Y|Y
SBSH|M|Citigroup Global Markets Inc.|AGENCY|212-816-3632|Y|Y|Y|Y
SBSH|M|Citigroup Global Markets Inc.|NEW YORK|212-723-7169|Y|Y|Y|Y
SBSH|M|Citigroup Global Markets Inc.|ARBITRAGE|212-698-5000|Y|Y|Y|Y
SBSH|M|Citigroup Global Markets Inc.|WATTS|800-553-5674|Y|Y|Y|Y
SBSH|M|Citigroup Global Markets Inc.|FOREIGN|212-723-7185|Y|Y|Y|Y
SBSH|M|Citigroup Global Markets Inc.|DERIVATIVES|212-723-5407|Y|Y|Y|Y
SBSH|M|Citigroup Global Markets Inc.|AGENCY TRADING|800-922-0143|Y|Y|Y|Y
SBSH|M|Citigroup Global Markets Inc.|AGENCY TRADING|212-816-3605|Y|Y|Y|Y
SBSH|M|Citigroup Global Markets Inc.|19C3 TRADING|212-723-7235|Y|Y|Y|Y
SBSH|M|Citigroup Global Markets Inc.|CONVERTIBLE TRADING|212-723-7252|Y|Y|Y|Y
SBSH|M|Citigroup Global Markets Inc.|PREFERRED|212-723-7455|Y|Y|Y|Y
SBSL|P|STOCKBLOCK SECURITIES LLC|||N|Y|N|N
SCAI|P|Scottsdale Capital Advisors Corp.|||N|Y|N|N
SCAL|M|Jackson, Kohle & Co.|||N|N|N|N
SCAP|P|Saratoga Capital Markets|||N|N|N|N
SCBO|P|Sanford C. Bernstein & Co., LLC|||Y|Y|Y|Y
SCBS|P|STANDARD CHARTERED SECURITIES NORTH AMERICA LLC|||N|Y|N|N
SCBT|P|SANFORD C. BERNSTEIN & CO., LLC|||Y|Y|Y|Y
SCHB|M|UBS Capital Markets|||N|N|N|N
SCIL|P|C2M SECURITIES, LLC|||N|Y|N|N
SCLD|N|Schild Asset Management Inc.|||N|N|N|N
SCMC|O|Scotia Capital Markets (USA) Inc.|NEW YORK COMPLIANCE|212-225-6775|Y|Y|N|N
SCMC|O|Scotia Capital Markets (USA) Inc.|NASDAQ TRADING DESK|416-863-7620|Y|Y|N|N
SCMF|N|Scotia Capital Inc.|CANADA|(416)863-7411|N|N|N|N
SCMI|P|STONECREST CAPITAL MARKETS, INC.|||N|Y|N|N
SCRK|P|Salt Creek Securities LLC|||N|N|N|N
SCRM|P|Screaming Eagle Trading, Inc.|||N|N|N|N
SCSC|P|SARATOGA CAPITAL MARKETS|||N|N|N|N
SCSS|P|STONECASTLE SECURITIES, LLC|||N|Y|N|N
SCST|N|Seacoast Investor Services, Inc.|||N|N|N|N
SCTR|P|SCOUT TRADING LLC|||N|N|N|N
SDIC|N|SAUER, DAZEY INVESTMENT COMPANY|||N|Y|N|N
SDLR|M|Piper Sandler & Co.|NEW YORK  NY|212-466-8020|Y|Y|N|N
SEAB|M|Seaboard Securities, Inc.|NASDAQ/OTCBB|973-514-1699|N|N|N|N
SEAB|M|Seaboard Securities, Inc.|FLORHAM PK, NJ|973-514-1500|N|N|N|N
SEAB|M|Seaboard Securities, Inc.|AGENCY DESK|973-514-1678|N|N|N|N
SEAB|M|Seaboard Securities, Inc.|JUNO BEACH FL.|561-630-6170|N|N|N|N
SEAL|M|Seaboard Securities, Inc.|||N|N|N|N
SEAP|O|Seaport Securities Corp.|NEW YORK, NY|212-482-8689|N|Y|N|N
SEBR|P|SENTINEL BROKERS COMPANY, INC.|||Y|Y|N|N
SECT|O|Securities Trading, Inc.|CINCINNATI, OH|513-579-1000|N|N|N|N
SECX|Q|SEC|||N|N|N|N
SEDL|P|SEIDEL & SHAW LLC|||N|N|N|N
SEEL|N|R. Seelaus & Co.,Inc.|NASDAQ TRADING|908-273-3011|N|Y|N|N
SEFB|P|SOUTHEAST INVESTMENTS, N.C., INC.|||N|Y|N|N
SEGB|M|GLOBAL-AMERICAN INVESTMENTS, INC.|Main Line|909-396-8899|N|N|N|N
SEIC|P|SEI Investments Distribution Co.|||N|Y|N|N
SEID|P|Seidel & Shaw LLC|||N|N|N|N
SEIF|P|SEI INVESTMENTS DISTRIBUTION CO.|||N|Y|N|N
SEII|P|Spencer Edwards, Inc.|||N|N|N|N
SEIP|P|John N. Seip & Co., Inc.|||N|N|N|N
SEMT|P|Seminole Trading|||N|Y|N|N
SEND|P|Sendero Securities, Llc|||N|Y|N|N
SENT|P|SENTINUS-HALO SECURITIES, LLC|||N|Y|N|N
SERL|N|SEARLE & CO.|||N|Y|N|N
SETX|P|ABN AMRO CLEARING CHICAGO LLC|||Y|Y|Y|Y
SEVP|P|SEVEN POINTS CAPITAL, LLC|||N|Y|N|N
SFCN|P|STIFEL NICOLAUS CANADA INC.|||N|N|N|N
SFGB|P|Susquehanna Financial Group, LLP|Bond Desk|610-617-2802|Y|Y|Y|N
SFGB|P|Susquehanna Financial Group, LLP|Bond Desk|800-825-9550|Y|Y|Y|N
SFPS|N|SF Investments, Inc.|||N|Y|N|N
SFSE|O|San Francisco Securities, Inc.|TRADING DESK|323-930-9190|N|N|N|N
SFSI|P|Superior Financial Services,Inc.|||N|Y|N|N
SFVP|P|STATE FARM VP MANAGEMENT CORP.|||N|Y|N|N
SGAL|P|S. GOLDMAN ADVISORS, LLC|||N|Y|N|N
SGAM|N|Seasongood & Mayer|NASDAQ TRADING|513-621-2000|N|N|N|N
SGAS|P|SG Americas Securities, LLC|NEW YORK, NY|212-278-5018|Y|Y|Y|Y
SGFC|P|SIGMA FINANCIAL CORPORATION|||Y|Y|N|N
SGLC|P|S.G. Long & Company|||N|Y|N|N
SGMA|P|Goldman Sachs Execution & Clearing, L.P. (SGMA)|||N|N|N|N
SGMS|M|S.G. Martin Securities LLC|TRADING|516-681-1085|N|N|N|N
SGMS|M|S.G. Martin Securities LLC|JERICHO, NY|516-681-0909|N|N|N|N
SGMT|P|GOLDMAN SACHS & CO. LLC|||Y|Y|Y|Y
SGNL|N|Signal Securities Inc.|||N|Y|N|N
SGSI|P|Sandgrain Securities, Inc.|||N|N|N|N
SGSM|P|SEAPORT GLOBAL SECURITIES LLC|||Y|Y|N|N
SHAW|O|D.E. Shaw Securities, L.L.C.|INSTITUTIONAL|800-792-7429|N|Y|N|N
SHAW|O|D.E. Shaw Securities, L.L.C.|THIRD MARKET TRADING|800-326-0000|N|Y|N|N
SHDH|M|SHD HOLDINGS LLC|||N|N|N|N
SHEM|M|The Shemano Group, Inc.|SAN FRANCISCO|415-274-3234|N|N|N|N
SHEM|M|The Shemano Group, Inc.|LOS ANGELES|310-954-8399|N|N|N|N
SHEM|M|The Shemano Group, Inc.|EMERGENCY ONLY #|800-227-2226|N|N|N|N
SHMR|M|ABN Amro Clearing LLC|CHICAGO  IL|312-347-4716|Y|Y|Y|Y
SHMR|M|ABN Amro Clearing LLC|NASDAQ TRADING|800-971-2122|Y|Y|Y|Y
SHNT|P|SHARENETT SECURITIES LLC|||N|Y|N|N
SHON|M|Schonfeld Securities, LLC|JERICHO, NY|516-942-2400|N|N|N|N
SHRP|N|Sharpe Capital, Inc.|||N|N|N|N
SHSE|P|Shinko Securities (U.S.A.) Inc.|||N|N|N|N
SHTB|P|Shoreline Trading Group LLC|||N|N|N|N
SHTG|P|Shoreline Trading Group LLC|LOS ANGELES, CA|213-614-1950|N|N|N|N
SHTP|P|Shoreline Trading Group LLC|||N|N|N|N
SHUK|P|Pipeline Liquidity  Pro LLC|||N|N|N|N
SHUS|P|Shinko Securities (U.S.A.) Inc.|||N|N|N|N
SHWG|P|Schonfeld Securities, LLC|JERICO, NY|516-822-1372|N|N|N|N
SIAN|P|Securian Financial Services, Inc.|||N|Y|N|N
SIBO|O|Prime Executions, Inc.|NASDAQ TRADING|212-785-0200|Y|Y|N|N
SIDC|P|Sidoti & Company, LLC|NEW YORK, NY|212-453-7058|N|Y|N|N
SIDL|P|Morton Seidel & Company, Inc.|||N|Y|N|N
SIGL|N|Susquehanna Investment Group|||N|N|N|N
SIII|P|MEMPHIS CAPITAL|||N|Y|N|N
SILK|O|Goldman Sachs Execution & Clearing, L.P.|NASDAQ/OTCBB AGENCY|312-362-2440|N|N|N|N
SILK|O|Goldman Sachs Execution & Clearing, L.P.|OTC TRADE SUPPORT|312-362-2440|N|N|N|N
SILV|P|SILVER LEAF PARTNERS, LLC|||N|Y|N|N
SIMP|P|SIMPLEX TRADING, LLC|||Y|N|Y|Y
SINV|N|Stellar Investments, Inc.|||N|N|N|N
SIZE|P|The NASDAQ Market Center|NASDAQ|800-777-5606|N|N|N|N
SKTR|P|Stock Traders|||N|Y|N|N
SKYC|M|Sky Capital LLC|INTERNATIONAL|212-709-1909|N|N|N|N
SKYC|M|Sky Capital LLC|OTCBB|212-709-1909|N|N|N|N
SKYE|P|Skyebanc, Inc.|||N|N|N|N
SLAM|P|Lambright Financial Solutions, LLC|||N|N|N|N
SLBT|P|Goldman Sachs Execution and Clearing|||N|N|N|N
SLCN|P|Goldman Sachs Execution and Clearing, L.P. / CNC|||Y|Y|Y|Y
SLHC|P|SL Hare Capital, Inc.|||N|N|N|N
SLKI|P|Goldman Sachs Execution & Clearing, L.P.|||N|N|N|N
SLOW|O|Kern, Suslow Securities, Inc.|NEW YORK  NY|212-943-8888|N|N|N|N
SLOW|O|Kern, Suslow Securities, Inc.|NASDAQ TRADING|212-747-0443|N|N|N|N
SLRD|P|S.L. Reed & Company|||N|Y|N|N
SMAX|P|Keenan Securities|||N|N|N|N
SMCO|P|SMITH, MOORE & CO.|||Y|Y|N|N
SMEX|P|TZERO ATS, LLC|||N|Y|N|N
SMFN|N|Samco Financial Services, Inc.|PHOENIX, AZ|602-230-9372|N|N|N|N
SMFN|N|Samco Financial Services, Inc.|NASDAQ TRADING|800-775-9372|N|N|N|N
SMFT|P|SMF Trading, Inc.|||N|N|N|N
SMFW|P|SMF TRADING, INC.|||N|N|N|N
SMHI|M|Sanders Morris Harris Inc.|HOUSTON, TX|713-250-4242|Y|Y|N|N
SMHI|M|Sanders Morris Harris Inc.|NASDAQ/OTCBB TRADING|800-346-9925|Y|Y|N|N
SMHI|M|Sanders Morris Harris Inc.|GARDEN CITY, NY|516-739-2116|Y|Y|N|N
SMHI|M|Sanders Morris Harris Inc.|ALTERNATE LINE|516-739-2117|Y|Y|N|N
SMHI|M|Sanders Morris Harris Inc.|NYC|212-995-8179|Y|Y|N|N
SMHI|M|Sanders Morris Harris Inc.|LOS ANGELES|1800-421-0658|Y|Y|N|N
SMNS|P|Parkland Securities, LLC|||Y|Y|N|N
SMPX|P|Simplex Trading, LLC|||Y|N|Y|Y
SMRD|P|SUMRIDGE PARTNERS, LLC|||N|Y|N|N
SMRI|M|SECURITIES MANAGEMENT & RESEARCH, INC.|||N|Y|N|N
SMZA|P|Semaza Securities, Llc|||N|N|N|N
SNCC|P|SNC CAPITAL MANAGEMENT CORP.|||N|Y|N|N
SOAR|O|Sterling Financial Investment Group, Inc.|BOCA RATON/AGENCY|561-886-2390|N|N|N|N
SOAR|O|Sterling Financial Investment Group, Inc.|PRINCIPAL|561-886-2390|N|N|N|N
SOCO|M|Capital One Southcoast, Inc|NEW ORLEANS, LA|1-800-333-2005|Y|Y|N|N
SOCO|M|Capital One Southcoast, Inc|NEW ORLEANS, LA|504-593-6144|Y|Y|N|N
SOFI|P|SOFI SECURITIES LLC|||N|Y|N|N
SOGO|P|SOGOTRADE, INC.|||Y|Y|N|N
SOHO|M|Two Sigma Securities, LLC|new york, ny|646-292-6643|Y|Y|Y|Y
SOLA|O|Solaris Securities, Inc.|||N|N|N|N
SOLE|M|Soleil Securities Corporation|NEW YORK, NY|212-380-4890|N|N|N|N
SOLE|M|Soleil Securities Corporation|NEW YORK, NY|212-632-5377|N|N|N|N
SOLO|P|ACS EXECUTION SERVICES, LLC|Red Bank, NJ|(872) 205-0187|Y|Y|Y|N
SORS|P|Sorsby Financial Corp.|CHICAGO, IL|312-751-0469|N|Y|N|N
SPAC|O|Stifel, Nicolaus & Company, Incorporated|SAN FRANCISCO|415-364-2800|Y|Y|N|N
SPBR|P|SPRINKLEBROKERAGE, INC.|||N|Y|N|N
SPCL|N|Specialist Clearance|||N|N|N|N
SPCS|P|SPARTAN CAPITAL SECURITIES, LLC|||N|Y|N|N
SPCX|P|LIME TRADING CORP.|||Y|Y|Y|Y
SPDE|P|SPEEDROUTE LLC|||Y|Y|N|N
SPDR|P|SPEEDROUTE LLC|trade desk|347 809-3590|Y|Y|N|N
SPDV|P|Xtent Financial Group, Inc.|AKRON, OH|216-253-2020|N|N|N|N
SPEN|M|Spencer Clarke LLC|NASDAQ TRADING|212-446-6106|N|Y|N|N
SPEX|P|Incapital LLC|||N|Y|N|N
SPFI|P|NORTHBOUND SECURITIES LLC|||N|Y|N|N
SPGL|N|Spyglass Trading, L.P.|DALLAZ, TX|214-890-8895|N|N|N|N
SPGS|P|Sea Port Group Securities, LLC|TRADING DESK|212-616-7726|Y|Y|N|N
SPHN|M|Stephens Inc.|LITTLE ROCK AR|501-377-2076|Y|Y|N|N
SPHN|M|Stephens Inc.|LITTLE ROCK AR|800-643-9690|Y|Y|N|N
SPIF|P|Titan Trading Services, LLC|||N|N|N|N
SPKE|O|Titan Trading Services, LLC||312-928-8000|N|N|N|N
SPLC|P|SPIRE SECURITIES, LLC|||N|Y|N|N
SPLD|P|SPIRE SECURITIES, LLC|||N|Y|N|N
SPLN|O|Celadon Financial Group LLC|TRADING DESK|973-701-9272|Y|Y|N|N
SPLX|P|SIMPLEX TRADING, LLC|||Y|N|Y|Y
SPNN|P|SPARTAN CAPITAL SECURITIES, LLC|||N|Y|N|N
SPNT|P|SEVEN POINTS CAPITAL, LLC|||N|Y|N|N
SPOT|P|SPOT TRADING L.L.C.|||N|N|N|N
SPRC|P|SPARTAN CAPITAL SECURITIES, LLC|||N|Y|N|N
SPTC|P|SEVEN POINTS CAPITAL, LLC|||N|Y|N|N
SPTD|P|MINT GLOBAL MARKETS, INC.||877-773-3357|Y|Y|N|N
SPTS|P|SEVEN POINTS CAPITAL, LLC|||N|Y|N|N
SPTW|P|Strasbourger Pearson Tulcin Wolff Incorporated|||N|N|N|N
SPWI|N|SPENCER-WINSTON SECURITIES CORPORATION|NEW YORK|212-840-2444|N|Y|N|N
SPYG|P|SPYGLASS SECURITIES, LLC|||N|N|N|N
SQTF|P|SQT TRADING, LLC|||N|N|N|N
SRAM|M|Samco Capital Markets, Inc.|TRADING DESK|214-765-1463|N|Y|N|N
SREX|P|SPIDERROCK EXS, LLC|||Y|Y|N|N
SRNA|P|SARNA FINANCE LLC|||N|Y|N|N
SRPR|N|SRM Securities, Incorporated|NASDAQ TRADING|310-551-1624|N|N|N|N
SSBS|O|STATE STREET GLOBAL MARKETS, LLC|BOSTON, MA|617-664-1800|Y|Y|Y|N
SSBT|P|STATE STREET GLOBAL MARKETS, LLC|||Y|Y|Y|N
SSCO|N|Safra Securities Corporation|NEW YORK, NY|212-704-5500|N|Y|N|N
SSEI|P|SEI Investments Distribution Co.|||N|Y|N|N
SSET|N|SUNSET FINANCIAL SERVICES, INC.|||N|Y|N|N
SSGC|O|FLAGSTAR ADVISORS|NEW YORK, NY|646-822-1451|N|Y|N|N
SSGI|M|Seton Securities Group, Inc.|NASDAQ TRADING|732-739-3800|N|N|N|N
SSGI|M|Seton Securities Group, Inc.|OTCBB AND PINKS|732-739-3800|N|N|N|N
SSGM|P|STATE STREET GLOBAL MARKETS, LLC|||Y|Y|Y|N
SSGR|P|Shareholders Service Group, LLC|||N|Y|N|N
SSGT|P|STEWARD SECURITIES GROUP LLC|||N|Y|N|N
SSIN|P|SunTrust Investment Services, Inc.||404-724-3577|N|Y|N|N
SSLL|P|STATE STREET GLOBAL MARKETS, LLC|||Y|Y|Y|N
SSNE|P|SANTANDER SECURITIES|||N|Y|N|N
SSNG|N|SISUNG SECURITIES CORPORATION|NASDAQ TRADING|504-544-7700|N|Y|N|N
SSNY|P|Samsung Securities (America), Inc.|||N|Y|N|N
SSPT|P|Spring Street Partners LP|||N|N|N|N
SSTS|P|SIXTEEN SECURITIES, INC.|||N|Y|N|N
SSUS|N|SUSQUEHANNA SECURITIES|||Y|N|Y|N
STAD|N|Equitable Advisors, Inc.|||N|N|N|N
STAF|M|TD Professional Execution, Inc.|CHICAGO, IL|312-294-4484|N|N|N|N
STBD|P|Starboard Capital Markets, LLC|||N|N|N|N
STEN|P|STARTENGINE PRIMARY LLC|||N|Y|N|N
STEP|P|FERRETTI GROUP, INC.|Trade Desk|212-509-0870|N|Y|N|N
STFC|P|Stuart Frankel & Co., Incorporated||212-943-8787|Y|Y|N|N
STFG|M|Stanford Group Company|TRADING DESK New York|212-372-6310|N|N|N|N
STFG|M|Stanford Group Company|Toll-Free|888-372-6359|N|N|N|N
STFL|M|Stifel, Nicolaus & Company, Incorporated|BONDS|314-342-2107|Y|Y|N|N
STFL|M|Stifel, Nicolaus & Company, Incorporated|BONDS|800-359-6889|Y|Y|N|N
STFL|M|Stifel, Nicolaus & Company, Incorporated|ST.LOUIS, MO.|800-776-6821|Y|Y|N|N
STFL|M|Stifel, Nicolaus & Company, Incorporated|DENVER, CO|888-407-4477|Y|Y|N|N
STFL|M|Stifel, Nicolaus & Company, Incorporated|Baltimore|888-682-0300|Y|Y|N|N
STFL|M|Stifel, Nicolaus & Company, Incorporated|New Jersey|973-549-4200|Y|Y|N|N
STFL|M|Stifel, Nicolaus & Company, Incorporated|Baltimore|410-246-2775|Y|Y|N|N
STFX|P|STIFEL, NICOLAUS & COMPANY, INCORPORATED|||Y|Y|N|N
STGC|N|STERLING, GRACE MUNICIPAL SECURITIES CORPORATION|||N|Y|N|N
STGI|M|STG Secure Trading Group, Inc.|Main Number|561-988- 6320|N|N|N|N
STGI|M|STG Secure Trading Group, Inc.|Trading|561-314-8037|N|N|N|N
STGR|O|STG Secure Trading Group, Inc.|MIAMI, FL|561-988-6320|N|N|N|N
STGS|P|STONEGATE CAPITAL MARKETS, INC.|NASDAQ TRADING|214-871-8900|N|Y|N|N
STHA|P|StormHarbour Securities, LLC|||N|N|N|N
STHR|P|STORMHARBOUR SECURITIES, LLC|||N|N|N|N
STKP|P|STOCKPILE INVESTMENTS, INC.|||N|Y|N|N
STNE|O|Stone Securities Corporation|TRADING|617-248-0353|N|N|N|N
STNH|P|Stonehaven, LLC|||N|Y|N|N
STNY|N|Standard New York Securities, Inc.|NEW YORK, NY|212-752-1726|N|Y|N|N
STNY|N|Standard New York Securities, Inc.||800-782-8723|N|Y|N|N
STOK|O|The Stock Market (O/E)|LOS ANGELES  CA|310-577-7460|N|N|N|N
STOX|P|Muriel Siebert & Co, Inc|||Y|Y|N|N
STRD|P|Schonfeld Securities, LLC|||N|N|N|N
STRM|P|LiquidNet, Inc.|||Y|Y|N|N
STRS|P|STRATEGAS RESEARCH PARTNERS|||N|Y|N|N
STSV|P|TRADEPRO SECURITES,INC.|||Y|Y|Y|Y
STTT|P|STATETRUST INVESTMENTS INC.|||N|Y|N|N
STUR|P|Sturdivant & Co. Inc|||N|Y|N|N
STVT|N|Standard Investment Chartered Incorporated|CHINO HILLS, CA|909-590-2199|N|N|N|N
STXG|P|Muriel Siebert & Co, Inc|Office|800-993-2055|Y|Y|N|N
STXW|P|STONEX SECURITIES INC|||N|Y|N|N
STYO|P|Stone & Youngberg LLC|NASDAQ/OTCBB|415.445.2617|N|N|N|N
STYO|P|Stone & Youngberg LLC|NASDAQ/OTCBB Backup|415.445.2638|N|N|N|N
STYO|P|Stone & Youngberg LLC|Corporate Bonds|415.445.2300|N|N|N|N
STYO|P|Stone & Youngberg LLC|Preferred|212-497-7134|N|N|N|N
STYO|P|Stone & Youngberg LLC|San Francisco Office|415-445-2300|N|N|N|N
SUFI|M|Susquehanna Financial Group, LLP||800-825-9550|Y|Y|Y|N
SUFI|M|Susquehanna Financial Group, LLP|NASDAQ Trading|610-617-2999|Y|Y|Y|N
SUFI|M|Susquehanna Financial Group, LLP|CONVERTIBLES DESK|610-617-2802|Y|Y|Y|N
SUFI|M|Susquehanna Financial Group, LLP|OTCBB|888-840-0036|Y|Y|Y|N
SUMC|M|Landmark Investment Group, Inc|||N|N|N|N
SUMI|P|SMBC NIKKO SECURITIES AMERICA, INC.|||N|Y|N|N
SUMM|P|Custom Equity Research, Inc.|||N|N|N|N
SUMS|P|Summit Securities Group LLC|||N|N|N|N
SUMX|P|SUMO CAPITAL, LLC|||N|N|N|N
SUNB|P|FIS BROKERAGE & SECURITIES SERVICES LLC|TRADING DESK|630-482-5105|N|Y|N|N
SUND|P|Sound Securities, LLC|TRADING|516-393-2690|N|N|N|N
SUNS|P|UMB DISTRIBUTION SERVICES, LLC|||N|Y|N|N
SUNT|P|HRT EXECUTION SERVICES LLC|||N|Y|N|N
SUNX|P|ABN Amro Clearing LLC|||Y|Y|Y|Y
SUPR|M|Nasdaq System Symbol/SUPR/800084||N/A|N|N|N|N
SUPS|O|Supertrade Securities, Inc.|||N|N|N|N
SUSQ|M|SAL EQUITY TRADING, GP|BALA CYNWYD, PA|800-825-9550|N|Y|N|N
SUSQ|M|SAL EQUITY TRADING, GP|NASDAQ TRADING|800-825-9550|N|Y|N|N
SUSQ|M|SAL EQUITY TRADING, GP|CONVERTIBLES DESK|800-825-9550|N|Y|N|N
SUSQ|M|SAL EQUITY TRADING, GP|OTCBB|888-840-0036|N|Y|N|N
SUST|P|SUNSTREET SECURITIES, LLC|||N|Y|N|N
SUTR|N|Sutro & Co. Incorporated|||N|N|N|N
SUTT|N|SUTTER SECURITIES INCORPORATED|||N|Y|N|N
SVBS|P|LEERINK PARTNERS, LLC|||Y|Y|N|N
SVPB|P|SECUREVEST FINANCIAL GROUP|||N|Y|N|N
SWBC|P|SWBC Investment Services, LLC|||N|Y|N|N
SWCO|N|Schroder & Co. Inc.|||N|N|N|N
SWIM|P|TD Ameritrade, Inc.|||N|Y|N|N
SWIS|N|Swiss American Securities Inc.|NEW YORK, N.Y.|212-612-8705|N|N|N|N
SWRB|P|Swiss American Securities Inc.|||N|N|N|N
SWSS|P|SANCTUARY SECURITIES, INC.|||N|Y|N|N
SWST|P|Hilltop Securities Inc.|DALLAS, TX|800-527-7655|Y|Y|N|N
SWST|P|Hilltop Securities Inc.|AGCY DESK|214-859-1080|Y|Y|N|N
SWST|P|Hilltop Securities Inc.|LISTED TRADING|214-859-1080|Y|Y|N|N
SWSW|N|S.W. Bach & Company|||N|N|N|N
SXTD|P|SIMPLEX TRADING, LLC|||Y|N|Y|Y
SYCA|P|Syndicated Capital, Inc.|||N|Y|N|N
SZZI|P|Stofan, Agazzi & Company, Inc.|||N|N|N|N
TAAI|P|THOMAS ANTHONY & ASSOCIATES , INC.|||N|N|N|N
TAGB|P|TAGLICH BROTHERS, INC.|||N|Y|N|N
TAGC|P|TELSEY ADVISORY GROUP LLC|||Y|Y|N|N
TAGD|O|TELSEY ADVISORY GROUP LLC|||Y|Y|N|N
TAGS|N|Taglich Brothers, D'Amadeo, Wagner & Co., Inc.|||N|Y|N|N
TAIG|P|Geoffrey Richards Securities Corp.|||N|N|N|N
TAIQ|P|THINK ALPHA SECURITIES, LLC|||N|Y|N|N
TAMT|P|TITLEIST ASSET MANAGEMENT, LTD.|||N|Y|N|N
TARP|N|Tarpon Scurry Investments, Inc.|||N|N|N|N
TASS|M|Texlark Securities, LLC|||N|N|N|N
TBCL|P|TRADE BRIDGE CAPITAL LLC|||N|Y|N|N
TBGO|P|TRADING BLOCK|||N|Y|N|N
TBIA|P|Tradier Brokerage, Inc.|||N|Y|N|N
TBIS|P|Tradier Brokerage, Inc.|||N|Y|N|N
TBLK|P|TRADING BLOCK|||N|Y|N|N
TBRO|P|TUOHY BROTHERS INVESTMENT RESEARCH, INC.|||N|Y|N|N
TBSC|P|3 BRIDGES SECURITIES|||N|N|N|N
TCAN|N|Gemisys Securities Corporation|||N|N|N|N
TCBI|P|TCBI SECURITIES, INC.|||N|Y|N|N
TCBR|P|TC2000 BROKERAGE, INC.|||N|Y|N|N
TCCO|P|TJM Investments, LLC|||N|Y|N|N
TCCP|P|TJM INVESTMENTS, LLC|||N|Y|N|N
TCCU|P|Tristone Capital Co.|||N|N|N|N
TCEG|O|The Concord Equity Group,  LLC|LAURENCE HARBOR, NJ|N/A|N|N|N|N
TCEG|O|The Concord Equity Group,  LLC|NASDAQ/OTCBB TRADING|732-203-0187|N|N|N|N
TCEX|P|The Concord Equity Group, LLC|||N|N|N|N
TCPX|P|Toussaint Capital Partners, LLC|||N|N|N|N
TCSC|P|Trade Center Securities Corp.|||N|N|N|N
TCTC|P|Civilian Capital, Inc.|||N|N|N|N
TDAM|P|FD de Leeuw & Associates, Trade Desk America|||N|N|N|N
TDAR|O|TD Ameritrade, Inc.|||N|Y|N|N
TDCM|M|TD Waterhouse Capital Markets, Inc.|OTC TRADING|201-369-8830|N|N|N|N
TDCM|M|TD Waterhouse Capital Markets, Inc.|BULLETIN BOARD|201-369-8889|N|N|N|N
TDCM|M|TD Waterhouse Capital Markets, Inc.|BULLETIN BOARD|800-500-3905|N|N|N|N
TDCM|M|TD Waterhouse Capital Markets, Inc.|DEALER/INST SALES|201-369-1000|N|N|N|N
TDCM|M|TD Waterhouse Capital Markets, Inc.|DEALER/INST SALES|800-369-5775|N|N|N|N
TDCO|M|Thompson Davis & Co., Inc.|TRADING|804-643-1295|N|Y|N|N
TDED|P|TD SECURITIES (USA) LLC|||Y|Y|N|N
TDFS|P|MOMENTIX CAPITAL, INC.|||N|Y|N|N
TDFV|P|MOMENTIX CAPITAL, INC.|||N|Y|N|N
tdmp|P|TD SECURITIES AUTOMATED TRADING LLC|||N|Y|N|N
TDNF|P|TD SECURITIES (USA) LLC|||Y|Y|N|N
TDPA|P|TD Securities (USA) LLC|||Y|Y|N|N
TDPS|P|TD SECURITIES (USA) LLC|||Y|Y|N|N
TDPX|P|TD Professional Execution, Inc.|||N|N|N|N
TDSI|M|TD Securities (USA) LLC|NASDAQ TRADING|800-775-4755|Y|Y|N|N
TDSI|M|TD Securities (USA) LLC||212-827-7392|Y|Y|N|N
TERA|P|Genworth Financial Securities Corporation|||N|Y|N|N
TESA|P|DOUGALL & ASSOCIATES INC.|||N|Y|N|N
TEST|N|NASDAQ - SYSTEM SYMBOL|||N|N|N|N
TFAI|P|TRANSAMERICA FINANCIAL ADVISORS, INC.|||N|Y|N|N
TFAS|P|TRADITION ASIEL SECURITIES INC.|||Y|Y|N|N
TFSC|N|Twenty-First Securities Corporation|NASDAQ TRADING|212-308-4626|Y|Y|N|N
TFSD|P|TRADITION SECURITIES AND DERIVATIVES INC|||Y|Y|N|N
TFSL|N|TECKMEYER FINANCIAL SERVICES, L.L.C.|||N|Y|N|N
THEM|N|Themis Trading LLC||973-665-9600|N|Y|N|N
THIM|N|Thieme Securities, Inc.|||N|N|N|N
THOR|P|REALIZED FINANCIAL, INC.|||N|Y|N|N
THRC|P|Thor Capital LLC|||N|N|N|N
THRD|P|THIRD SEVEN CAPITAL LLC|||N|Y|N|N
TIAC|P|TRIAD SECURITIES CORP|NEW YORK NY|212-349-8060|Y|Y|N|N
TIAD|O|Triad Securities Corp|NEW YORK  NY|212-349-8060|Y|Y|N|N
TIAN|P|TRIAD SECURITIES CORP|||Y|Y|N|N
TIBS|P|Telemus Investment Brokers, LLC|||N|N|N|N
TICK|N|Summit Trading, Inc.|||N|N|N|N
TIED|O|E*Trade Securities LLC|NEW YORK, NY|212-826-6868|Y|Y|N|N
TIGC|P|Nelsonreid, Inc.|||N|N|N|N
TIGE|P|US TIGER SECURITIES, INC.|||Y|Y|N|N
TIGR|P|TIGRESS FINANCIAL PARTNERS, LLC|||N|Y|N|N
TIMC|N|TIMECAPITAL SECURITIES CORPORATION|||N|Y|N|N
TIME|O|Investscape Inc.|FARMINGTON HILLS, MI|248-306-6688|N|N|N|N
TIRE|P|JUMP TRADING, LLC|||Y|N|Y|Y
TITL|P|TITLEIST CAPITAL, LLC|||N|Y|N|N
TITN|P|Titan Trading Services, LLC|||N|N|N|N
TJMI|P|TJM Investments, LLC|CHICAGO, IL|312-432-5110|N|Y|N|N
TJMP|P|Jump Trading, LLC|||Y|N|Y|Y
TJMS|P|TJM INVESTMENTS, LLC|||N|Y|N|N
TJMT|P|TJM INVESTMENTS, LLC|||N|Y|N|N
TKCO|O|Trautman Wasserman & Company, Inc.|NEW YORK  NY|212-575-6653|N|N|N|N
TKCO|O|Trautman Wasserman & Company, Inc.|NASDAQ TRADING|212-575-6652|N|N|N|N
TKEG|P|The Keystone Equities Group, L.P.|||N|N|N|N
TKNG|P|ALLY INVEST SECURITIES LLC|||N|Y|N|N
TLIB|M|Tullett Liberty Securities Inc.|NEW YORK, NY|212-402-5000|Y|Y|N|N
TLIB|M|Tullett Liberty Securities Inc.|TRADING|646-885-1257|Y|Y|N|N
TLIB|M|Tullett Liberty Securities Inc.|OTCBB|646-885-1258|Y|Y|N|N
TLSA|P|TRADELINK SECURITIES, LLC|||Y|Y|N|N
TMAS|P|TRADEMAS INC.|||N|Y|N|N
TMBI|N|Thurston, Springer, Miller, Herd & Titak, Inc.|ACT SERVICE DESK|317-581-4000|N|Y|N|N
TMBR|M|IBKR SECURITIES SERVICES LLC|TRADING|203) 618-5845|N|Y|N|N
TMBR|M|IBKR SECURITIES SERVICES LLC|COMPLIANCE|203-618-5863|N|Y|N|N
TMBR|M|IBKR SECURITIES SERVICES LLC|PROGRAMMERS|203-618-5814|N|Y|N|N
TMBR|M|IBKR SECURITIES SERVICES LLC|PROGRAMMERS|203-618-5889|N|Y|N|N
TMBS|P|TRADITION ASIEL SECURITIES INC.|||Y|Y|N|N
TMCD|P|Thomas McDonald Partners, LLC|||N|Y|N|N
TMDM|P|Trading Machines LLC|||N|N|N|N
TMES|P|Times Securities, Inc.|||N|N|N|N
TMIN|P|TRADITION SECURITIES AND DERIVATIVES INC|||Y|Y|N|N
TMON|P|OPTIONSHOUSE|||N|N|N|N
TMPO|N|Tempo Securities Corporation|||N|N|N|N
TNFS|P|True North Financial Services, Inc.|||N|N|N|N
TNIS|P|Terra Nova Financial, LLC|||N|N|N|N
TNTS|O|Terra Nova Trading, L.L.C.|||N|N|N|N
TOBI|P|Tobias Bros. Inc.|||N|N|N|N
TOCA|P|TORINO CAPITAL LLC|||N|Y|N|N
TOCQ|N|Lepercq, De Neuflize/Tocqueville Securities, L.P.|NASDAQ TRADING|212-698-0856|N|Y|N|N
TONC|P|DRIVEWEALTH INSTITUTIONAL LLC|||Y|Y|N|N
TONE|P|2021 Capital||1-262-442-8459|N|Y|N|N
TOOL|N|NASDAQ Trading Applications Team Test|||N|N|N|N
TORB|P|TOR BROKERAGE LLC|||N|Y|N|N
TORE|P|Tore Services, LLC|||N|N|N|N
TORI|P|TORINO CAPITAL LLC|||N|Y|N|N
TORO|N|VALDES & MORENO, INC.|NASDAQ TRADING|816-455-7200|N|Y|N|N
TORR|P|TORA TRADING SERVICES, LLC|||N|Y|N|N
TORS|O|Trend Trader, LLC|SCOTTSDALE, AZ|602-948-1146|N|N|N|N
TORY|M|Torrey Pines Securities, Inc.|SOLANA BEACH  CA|858-259-9921|N|N|N|N
TORY|M|Torrey Pines Securities, Inc.|NASDAQ/OTCBB TRADING|800-688-8670|N|N|N|N
TORY|M|Torrey Pines Securities, Inc.||858-259-9939|N|N|N|N
TORY|M|Torrey Pines Securities, Inc.|INSTITUTIONAL TRDG|800-456-8679|N|N|N|N
TORY|M|Torrey Pines Securities, Inc.|PHONE PROBLEM LINE|858-259-9939|N|N|N|N
TORY|M|Torrey Pines Securities, Inc.|PHONE PROBLRM LINE|858-259-9921|N|N|N|N
TOSI|P|Thinkorswim, Inc.|||N|N|N|N
TOUR|P|TOURMALINE PARTNERS, LLC|||N|Y|N|N
TPCD|P|TP ICAP Global Markets Americas LLC|||Y|Y|N|N
TPCP|P|Pritchard Capital Partners, LLC|COVINGTON, LA|504-809-7000|N|N|N|N
TPMR|N|Tradepmr Inc.|||N|Y|N|N
TPMX|P|TOWER PRINCIPAL MARKETS LLC|||Y|Y|Y|Y
TPOT|P|TULLETT PREBON FINANCIAL SERVICES LLC|||Y|Y|N|N
TPRI|P|TPR Investments, L.P.|||N|N|N|N
TPRO|P|Tradepro Securities,Inc.|||Y|Y|Y|Y
TPSC|P|CHICAGO SECURITIES CORP.|||N|N|N|N
TPTG|P|CASH APP INVESTING LLC|||N|Y|N|N
TPVC|P|Tradepro Securities,Inc.|||Y|Y|Y|Y
TRAD|O|Tradestation Securities, Inc.|||Y|Y|Y|N
TRAO|C|TRACK ECN|||N|N|N|N
TRAT|P|Track (ECN)|||N|N|N|N
TRAU|C|TRACK ECN|||N|N|N|N
TRBT|P|Tradebot Systems, Inc.|||Y|N|Y|Y
TRCJ|P|TRC MARKETS LLC|||Y|Y|Y|Y
TRCM|P|TRC MARKETS LLC|||Y|Y|Y|Y
TRCX|P|TRC MARKETS LLC|||Y|Y|Y|Y
TRDT|O|Trident Securities, Inc.|NASDAQ TRADING|800-340-6355|N|N|N|N
TRDT|O|Trident Securities, Inc.|ATLANTA, GA|404-495-2050|N|N|N|N
TRDW|O|Grossman & Co., LLC|DIX HILLS  NY|631-242-0603|N|N|N|N
TRDW|O|Grossman & Co., LLC|NASDAQ TRADING|407-648-4898|N|N|N|N
TREK|O|Tradetrek Securities, LLC|||N|N|N|N
TREX|P|DINOSAUR FINANCIAL GROUP, L.L.C|||Y|Y|N|N
TRFI|P|Tradewinds Financial Group Incorporated|||N|N|N|N
TRGS|P|The Robins Group LLC|||N|N|N|N
TRIB|P|TRIBAL CAPITAL MARKETS, LLC|||Y|Y|N|N
TRIN|N|Triangle Securities, LLC|||N|N|N|N
TRIP|P|Trident Partners Ltd.|||N|Y|N|N
TRLN|M|Tradelink Securities, LLC|CHICAGO, IL|312-264-2183|Y|Y|N|N
TRMS|P|TERMINUS SECURITIES, LLC|||N|N|N|N
TRNK|O|Tradelink Securities, LLC|||Y|Y|N|N
TRNS|N|LOMBARD ODIER TRANSATLANTIC LIMITED|NASDAQ TRADING|212-431-6041|N|Y|N|N
TRNX|P|TRINIX SECURITIES LLC|||N|N|N|N
TRPP|N|Tripp & Co., Inc.|NEW YORK NY|212-608-6081|N|N|N|N
TRRT|O|Traderight Securities|||N|N|N|N
TRSC|P|TRANSCEND CAPITAL|||N|N|N|N
TRSD|O|Transcend Capital, LP|AUSTIN, TX|512-485-3140|N|N|N|N
TRSK|P|TRANSCEND CAPITAL, LP|||N|N|N|N
TRSL|P|Traderight Securities|||N|N|N|N
TRTR|O|Tradelink Securities, LLC|||Y|Y|N|N
TRUB|N|Trubee, Collins & Co., Inc.|NASDAQ TRADING|716-849-1401|N|Y|N|N
TRUE|N|Aletheia Securities, Inc.|||N|N|N|N
TRUM|P|Triune Capital Advisors LLC|||N|N|N|N
TRUX|P|Triune Capital Advisors LLC|||N|N|N|N
TRWN|M|T.R. Winston & Company, LLC|BEDMINSTER  NJ|908-234-9600|Y|Y|N|N
TRYN|P|First Tryon Securities, LLC|||N|Y|N|N
TSBX|P|JUSTLY MARKETS LLC|||N|Y|N|N
TSCD|P|THE STURGES COMPANY|||N|Y|N|N
TSEC|P|Thomas Group Capital|||N|N|N|N
TSFA|P|THE STRATEGIC FINANCIAL ALLIANCE, INC.|||N|Y|N|N
TSII|P|Tradestar Investments, Inc.|||N|N|N|N
TSPI|P|T.S. PHILLIPS INVESTMENTS, INC.|||N|Y|N|N
TSRV|N|Trading Services Group, Inc.|||N|Y|N|N
TSSM|P|TWO SIGMA SECURITIES, LLC|||Y|Y|Y|Y
TTAL|P|TIBRA TRADING AMERICA LLC|||N|N|N|N
TTLE|P|Park Financial Group, Inc.|||N|N|N|N
TTON|P|Teton Investment Partners LLC|||N|N|N|N
TTRD|N|Tech-Trade Capital LLC|||N|N|N|N
TTSI|P|OPEN TO THE PUBLIC INVESTING, INC.|||N|Y|N|N
TTST|P|OPEN TO THE PUBLIC INVESTING, INC.|||N|Y|N|N
TTTG|P|T3 TRADING GROUP, LLC|||N|Y|N|N
TTTI|P|T3 Trading Group, LLC|||N|Y|N|N
TTTT|P|T3 TRADING GROUP, LLC|||N|Y|N|N
TTUC|P|DRIVEWEALTH INSTITUTIONAL LLC|Trading Desk|646-943-5420|Y|Y|N|N
TUNA|N|Bluefin Research Partners, Inc.|||N|Y|N|N
TWDA|P|TRADEWEB DIRECT LLC|||N|Y|N|N
TWDI|P|TRADEWEB DIRECT LLC|||N|Y|N|N
TWDP|P|TRADEWEB DIRECT LLC|||N|Y|N|N
TWDR|P|TRADEWEB DIRECT LLC|||N|Y|N|N
TWDS|M|TRADEWEB DIRECT LLC|||N|Y|N|N
TWEE|N|Tweedy, Browne Company LLC|NEW YORK, NY|212-916-0606|N|N|N|N
TWGR|P|Tradewire Securities LLC|||N|N|N|N
TWIT|P|ST INVEST LLC|||N|Y|N|N
TWSE|P|Tradewire Securities LLC|||N|N|N|N
TWSF|P|TWS FINANCIAL, LLC.|||N|N|N|N
TWTT|P|TASTYTRADE, INC.|||N|Y|N|N
TWXS|P|TRADEWORX SECURITIES LLC|||N|Y|N|N
TYLO|N|Dougall & Associates Inc.|NASDAQ TRADING|312-346-1066|N|Y|N|N
TZAT|P|TZERO ATS, LLC|||N|Y|N|N
TZER|P|TRADEZERO AMERICA, INC.|||Y|Y|Y|N
TZRA|P|TZERO ATS, LLC|||N|Y|N|N
TZRO|P|Arive Capital Markets LLC|||N|Y|N|N
TZTA|P|303 ALTERNATIVES, LLC|||N|Y|N|N
TZTS|P|303 SECURITIES, LP|||N|Y|N|N
UBSA|P|UBS SECURITIES LLC|||Y|Y|Y|Y
UBSB|P|UBS Securities LLC|||Y|Y|Y|Y
UBSC|P|UBS Securities LLC|||Y|Y|Y|Y
UBSG|M|UBS Securities LLC|||Y|Y|Y|Y
UBSI|N|UNITED BROKERAGE SERVICES, INC|BARKERSBURG, WV|304-426-8770|N|Y|N|N
UBSK|P|UBS Securities LLC|||Y|Y|Y|Y
UBSS|M|UBS Securities LLC|TRADING DEPARTMENT|203-719-7400|Y|Y|Y|Y
UBSS|M|UBS Securities LLC|OTCBB/PINKSHEETS|203-719-8710|Y|Y|Y|Y
UBST|P|UBS Securities, LLC|||Y|Y|Y|Y
UBSW|M|UBS Securities, LLC|TRADING DEPT|203-719-7400|Y|Y|Y|Y
UBSW|M|UBS Securities, LLC|INTL TRADING|203-719-6950|Y|Y|Y|Y
UBSW|M|UBS Securities, LLC|AGENCY TRADING|203-719-7600|Y|Y|Y|Y
UBSX|O|UBS Securities LLC|||Y|Y|Y|Y
UBUY|P|Peak Securities Corp.|||N|N|N|N
UCAP|P|UCAP AMERICAS|||N|Y|N|N
UCHN|O|Urchin Capital Partners, LLC|||N|N|N|N
UCMI|P|UNITED CAPITAL MARKETS, INC.|||N|Y|N|N
UCML|P|UNITED CAPITAL MARKETS, INC.|||N|Y|N|N
UCPL|N|Utendahl Capital Partners, L.P.|||N|N|N|N
UFPA|P|UNITED FIRST PARTNERS LLC|||N|Y|N|N
UFPF|P|UNITED FIRST PARTNERS LLC|||N|Y|N|N
UFPO|P|UNITED FIRST PARTNERS LLC|||N|Y|N|N
UHLM|N|Uhlmann Price Securities, LLC|||N|Y|N|N
UMBF|P|UMB FINANCIAL SERVICES, INC.|||N|Y|N|N
UMTB|P|UMTB SECURITIES INC|||N|N|N|N
UNEX|P|DIRECT ACCESS PARTNERS LLC|||N|N|N|N
UNIS|P|UNIVEST SECURITIES, LLC|||N|Y|N|N
UNIV|N|UNIVEST SECURITIES, LLC|NEW YORK, NY|212-219-3815|N|Y|N|N
UOFM|P|University of Miami - Finance Department|||N|N|N|N
UPLN|N|United Planners' Financial Services of America A Limited Partner|SCOTTSDALE, AZ|602-991-0225|N|Y|N|N
USAA|P|USAA INVESTMENTS SERVICES COMPANY|SAN ANTONIO, TX|800-531-8294|N|Y|N|N
USCA|P|USCA Securities LLC|||N|Y|N|N
USEC|P|UNIVEST SECURITIES, LLC|||N|Y|N|N
USFA|N|U.S. Securities & Futures Corp.|||N|N|N|N
USSP|N|Ust Securities Corp.  (The Retail)|JERSEY CITY, NJ|201-418-8331|N|N|N|N
USTA|P|USTOCKTRADE SECURITIES, INC.|||N|N|N|N
USTC|O|US Trading LLC|GARDEN CITY, NY|516-357-9829|N|N|N|N
USTK|P|USTOCKTRADE SECURITIES, INC.|||N|N|N|N
USTP|P|USTOCKTRADE SECURITIES, INC.|||N|N|N|N
USTT|O|USTOCKTRADE SECURITIES|||N|N|N|N
USTZ|P|TRADEZERO AMERICA, INC.|||Y|Y|Y|N
UWIN|P|WINTERFLOOD SECURITIES INCORPORATED|||N|N|N|N
VABD|P|Creditex Securities Corporation|||N|Y|N|N
VAIL|M|Vail Securities Investment, Inc.|MAIN TRADING|970-479-6001|N|N|N|N
VAIL|M|Vail Securities Investment, Inc.|TRADING|970-476-5531|N|N|N|N
VAIL|M|Vail Securities Investment, Inc.||888-476-5531|N|N|N|N
VAIL|M|Vail Securities Investment, Inc.|ADDT'L TRADING|970-471-4224|N|N|N|N
VALA|P|VALUABLE CAPITAL SECURITIES|||Y|Y|N|N
VALD|P|VIRTU Americas LLC|||Y|Y|Y|Y
VALM|N|VALMARK SECURITIES, INC.|||N|Y|N|N
VALR|P|VIRTU AMERICAS LLC|||Y|Y|Y|Y
VALU|P|VALUABLE CAPITAL SECURITIES|||Y|Y|N|N
VALX|M|VIRTU AMERICAS LLC|||Y|Y|Y|Y
VASL|N|VASILIOU & COMPANY, INC.|NASDAQ TRADING|212-486-4400|N|Y|N|N
VATS|P|VEGA-CHI US LIMITED|||N|N|N|N
VBLT|P|Vanderbilt Securities, LLC|||N|Y|N|N
VBSL|P|Vision Brokerage Services, LLC.|||N|Y|N|N
VBSX|P|Vision Brokerage Services, LLC|||N|Y|N|N
VCAB|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCAO|P|VELOCITY CAPITAL, LLC|||Y|Y|N|Y
VCAX|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCBB|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCBY|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCEC|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCEL|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCFL|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCFS|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCGD|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCGO|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCGP|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCGS|M|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCGT|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCIT|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCLM|N|VAN CLEMENS & CO. INCORPORATED|||N|Y|N|N
VCLT|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCMA|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCMM|P|VIRTUS CAPITAL MARKETS LLC|||N|Y|N|N
VCPI|P|VC Arjent Ltd.|||N|N|N|N
VCPL|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCPR|P|VELOCITY CAPITAL, LLC|||Y|Y|N|Y
VCPS|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCSG|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCSH|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCSK|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCSM|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCSO|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCSS|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCST|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCSV|P|VCS VENTURE SECURITIES|||N|Y|N|N
VCTC|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCTH|P|VELOCITY CAPITAL, LLC|||Y|Y|N|Y
VCTP|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCTS|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCTY|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCUG|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCUS|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCVL|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCVS|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCVT|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCVU|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCVV|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCVW|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VCWC|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VEAA|P|VELOX CLEARING LLC|||Y|Y|N|N
VEAB|P|VELOX CLEARING LLC|||Y|Y|N|N
VEAC|P|VELOX CLEARING LLC|||Y|Y|N|N
VEAD|P|VELOX CLEARING LLC|||Y|Y|N|N
VEAE|P|VELOX CLEARING LLC|||Y|Y|N|N
VEAF|P|VELOX CLEARING LLC|||Y|Y|N|N
VEAG|P|VELOX CLEARING LLC|||Y|Y|N|N
VEAH|P|VELOX CLEARING LLC|||Y|Y|N|N
VEAI|P|VELOX CLEARING LLC|||Y|Y|N|N
VEAJ|P|VELOX CLEARING LLC|||Y|Y|N|N
VECT|N|Vector Securities International, Inc.|||N|N|N|N
VELC|P|VELOCITY CAPITAL, LLC|||Y|Y|N|Y
VERF|P|THE VERTICAL GROUP|||Y|Y|N|N
VERT|M|The Vertical Trading Group, LLC|Trading|212-918-1202|Y|Y|N|N
VEST|P|VESTECH SECURITIES, INC.|||N|Y|N|N
VETS|P|AMERICAN VETERANS GROUP, PBC|||N|Y|N|N
VFGC|P|VFG Securities, Inc.|||N|N|N|N
VFGS|P|VFG Securities, Inc.|||N|N|N|N
VFIN|M|National Securities Corporation|||N|N|N|N
VFSI|P|VF Securities,INC|||N|Y|N|N
VGLB|P|VECTORGLOBAL WMG|||N|Y|N|N
VGRD|P|Vanguard Marketing Corporation|TRADE SUPPORT|610-669-7200|N|Y|N|N
VGRD|P|Vanguard Marketing Corporation|TRADE DESK|610-669-7202|N|Y|N|N
VGRP|P|THE VERTICAL TRADING GROUP, LLC|||Y|Y|N|N
VHPA|P|VANTHEDGEPOINT SECURITIES, LLC|||N|N|N|N
VHPS|P|Vanthedgepoint Securities, LLC|||N|N|N|N
VHTO|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VIEW|P|VIEWTRADE SECURITIES LLC|||Y|Y|N|N
VIRT|P|Virtu Americas LLC|||Y|Y|Y|Y
VISN|P|Vision Securities Inc.|||N|N|N|N
VKMI|P|Van Kampen Funds Inc.|||N|Y|N|N
VLCT|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VLFX|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VLMM|P|VELOCITY CLEARING, LLC|||Y|Y|Y|Y
VLNT|P|RQD* CLEARING, LLC|||Y|Y|Y|N
VLOX|P|VELOX CLEARING LLC|||Y|Y|N|N
VMDI|P|DESJARDINS SECURITIES INTERNATIONAL INC.|||N|Y|N|N
VMEX|P|VECTORGLOBAL WMG|||N|Y|N|N
VNDM|M|Wall Street Access|WOODCLIFF LAKE, NJ|(201) 782.3310|Y|Y|Y|N
VNDM|M|Wall Street Access|WOODCLIFF LAKE, NJ|888.356.2179|Y|Y|Y|N
VNET|P|Vianet Direct, Inc.|||N|N|N|N
VNMS|P|VIRTU Americas LLC|||Y|Y|Y|Y
VOLP|N|Volpe Brown Whelan & Company, LLC|||N|N|N|N
VORP|P|VORPAHL WING SECURITIES INC.|||N|Y|N|N
VPEW|P|VPE WERTPAPIERHANDELSBANK AG|||N|Y|N|N
VRTA|P|Veritas Securities Corp.|||N|Y|N|N
VRTS|P|VERITAS SECURITIES CORP.|||N|Y|N|N
VRTU|M|Virtu Americas LLC|||Y|Y|Y|Y
VSIN|P|Vision Financial Markets Llc|||Y|Y|N|N
VSLP|P|STIFEL, NICOLAUS & COMPANY, INCORPORATED|||Y|Y|N|N
VTDT|P|View Trade Securities, Inc.|||Y|Y|N|N
VTRN|P|BANCROFT CAPITAL, LLC|||N|Y|N|N
VTSB|P|Viewtrade Securities, Inc.|||Y|Y|N|N
VTSC|P|VIEWTRADE SECURITIES, INC.|||Y|Y|N|N
VWPT|P|Viewpoint Securities, LLC|||N|N|N|N
WABR|O|Wall Street Access|NEW YORK  NY|1-800-326-5195|Y|Y|Y|N
WACH|N|Wachovia Brokerage Service|||N|N|N|N
WACL|O|Wachtel & Co., Inc.|WASHINGTON  DC|202-898-1018|N|Y|N|N
WAIN|M|H.C. Wainwright & Co., Inc.|NASDAQ/OTCBB TRADING|212-856-6206|Y|Y|N|N
WAIN|M|H.C. Wainwright & Co., Inc.|EQUITY TRADING|800-967-2383|Y|Y|N|N
WALC|P|Washington Analysis Corporation|||N|N|N|N
WALL|P|TRADEMAS INC.|||N|Y|N|N
WALT|N|Capital Growth Resources Inc|||N|N|N|N
WANG|P|SOGOTRADE, INC.|||Y|Y|N|N
WAPS|P|WOLF A. POPPER, INC.|||N|Y|N|N
WATH|M|TD Ameritrade, Inc.||212-806-3500|N|Y|N|N
WATH|M|TD Ameritrade, Inc.|ORDER ROOM|212-428-8618|N|Y|N|N
WATH|M|TD Ameritrade, Inc.|TRADE/TECH ISSUES|800-598-5090|N|Y|N|N
WATH|M|TD Ameritrade, Inc.|24/7 TECH SUPPORT|201-521-2970|N|Y|N|N
WATR|N|Waters, Parkerson & Co., Inc.|||N|N|N|N
WAYN|O|WINTRUST INVESTMENTS LLC|CHICAGO, ILL|312-431-1700|N|Y|N|N
WBAX|P|Wallachbeth Capital LLC|||Y|Y|N|N
WBBC|M|WBB Securities, LLC|TRDNG DSK SAN DIEGO|858-592-9987|N|Y|N|N
WBCA|P|WESTPAC CAPITAL MARKETS LLC|||N|Y|N|N
WBET|P|Wallachbeth Capital LLC|||Y|Y|N|N
WBFN|P|WOODBURY FINANCIAL SERVICES, INC|||N|Y|N|N
WBLR|P|WILLIAM BLAIR|CHICAGO  IL|312-236-4502|Y|Y|N|N
WBLR|P|WILLIAM BLAIR|CHICAGO  IL|312-236-1600|Y|Y|N|N
WBLR|P|WILLIAM BLAIR|NASDAQ TRADING|800-621-2214|Y|Y|N|N
WBMK|N|GAINEY FINANCIAL SERVICES, INC.|PHOENIX  AZ|602-954-7365|N|N|N|N
WBMK|N|GAINEY FINANCIAL SERVICES, INC.|NASDAQ TRADING|602-266-2878|N|N|N|N
WBNF|P|WILLIAM BLAIR|||Y|Y|N|N
WBPA|M|CLEAR STREET MARKETS LLC|||Y|N|N|Y
WBPX|P|SUMMIT SECURITIES GROUP, LLC|||Y|N|N|Y
WBRO|P|&PARTNERS|NASHVILLE, TN|615-254-1181|N|Y|N|N
WBRO|P|&PARTNERS|NASHVILLE, TN|800-827-9276|N|Y|N|N
WBSI|P|WEDBUSH SECURITIES INC.|||Y|Y|Y|Y
WBUL|P|WEBULL FINANCIAL LLC|||Y|Y|N|N
WCAP|P|Winebrenner Capital Partners, LLC|||N|N|N|N
WCHV|P|WELLS FARGO SECURITIES, LLC|||Y|Y|Y|Y
WCSC|P|Wilmington Capital Securities, LLC|||N|Y|N|N
WCSF|P|WORLD CHOICE SECURITIES, INC.|||N|Y|N|N
WDAC|P|Wilson-Davis & Co., Inc.|||Y|Y|N|N
WDCO|M|Wilson-Davis & Co., Inc.|SALT LAKE CITY, UT|801-532-6761|Y|Y|N|N
WDCO|M|Wilson-Davis & Co., Inc.|SALT LAKE CITY, UT|800-453-5735|Y|Y|N|N
WDCO|M|Wilson-Davis & Co., Inc.|SALT LAKE, AGENCY|801-532-6761|Y|Y|N|N
WDCO|M|Wilson-Davis & Co., Inc.|DENVER, CO|800-628-7271|Y|Y|N|N
WDCO|M|Wilson-Davis & Co., Inc.|DENVER, CO|303-793-0120|Y|Y|N|N
WDCO|M|Wilson-Davis & Co., Inc.|OREGON|971-222-3541|Y|Y|N|N
WDCO|M|Wilson-Davis & Co., Inc.|NEW YORK|800-290-6875|Y|Y|N|N
WDCO|M|Wilson-Davis & Co., Inc.|NEW YORK|212-361-3701|Y|Y|N|N
WDGE|P|Wedge Securities, LLC.|||N|N|N|N
WDLF|P|W.D. Latimer Company Ltd./CDS|||N|N|N|N
WDLN|M|Woodlawn Advisors LLC|||N|N|N|N
WDNX|P|Piper Sandler & Co.|||Y|Y|N|N
WDSB|P|JEFFERIES LLC|||Y|Y|Y|Y
WEBL|P|Webull Financial LLC|||Y|Y|N|N
WEDB|M|WEDBUSH SECURITIES INC.|LOS ANGELES, CA|213-688-4450|Y|Y|Y|Y
WEDB|M|WEDBUSH SECURITIES INC.|NASDAQ/OTCBB TRADING|800-421-0251|Y|Y|Y|Y
WEDB|M|WEDBUSH SECURITIES INC.|FIXED INCOME(CORP)|213-688-4480|Y|Y|Y|Y
WEDB|M|WEDBUSH SECURITIES INC.|FIXED INCOME(GOVTS)|213-688-4500|Y|Y|Y|Y
WEDB|M|WEDBUSH SECURITIES INC.|NEW YORK NY|212-742-0920|Y|Y|Y|Y
WEDB|M|WEDBUSH SECURITIES INC.|NEW YORK  NY|800-221-2540|Y|Y|Y|Y
WEDB|M|WEDBUSH SECURITIES INC.|NASDAQ PORTLAND|503-675-3107|Y|Y|Y|Y
WEDP|P|Wedbush Securities Inc.|LOS ANGELES, CA|213-688-4400|Y|Y|Y|Y
WEED|M|Piper Sandler & Co.|N-GREENWICH|N/A|Y|Y|N|N
WEED|M|Piper Sandler & Co.|NASDAQ/OTCBB TRADING|203-861-7650|Y|Y|N|N
WEED|M|Piper Sandler & Co.||800-289-9333|Y|Y|N|N
WEED|M|Piper Sandler & Co.|FOREIGN|203-861-7740|Y|Y|N|N
WEED|M|Piper Sandler & Co.|LISTED|203-861-7670|Y|Y|N|N
WEED|M|Piper Sandler & Co.||800-843-9333|Y|Y|N|N
WEED|M|Piper Sandler & Co.|BOSTON|800-777-9333|Y|Y|N|N
WEED|M|Piper Sandler & Co.|CHICAGO|800-234-9333|Y|Y|N|N
WEED|M|Piper Sandler & Co.|SAN FRANCISCO|800-333-9333|Y|Y|N|N
WEED|M|Piper Sandler & Co.|DALLAS|800-444-9333|Y|Y|N|N
WEGE|P|WORLD EQUITY GROUP, INC.|||N|Y|N|N
WEGI|N|WORLD EQUITY GROUP, INC.|||N|Y|N|N
WEGP|P|MODERN CAPITAL SECURITIES INC.|||N|Y|N|N
WEKS|P|Wechsler & Co., Inc.|MOUNT KISCO,NY|914-242-6000|N|N|N|N
WEKS|P|Wechsler & Co., Inc.|MOUNT KISCO,NY|800-221-7244|N|N|N|N
WELC|N|H. G. Wellington & Co., Inc.|||N|N|N|N
WELD|P|BRAVER STERN SECURITIES LLC|||N|N|N|N
WESC|P|Wellington Shields & Co., LLC|||N|Y|N|N
WEXA|P|WOLVERINE EXECUTION SERVICES, LLC|||Y|Y|Y|Y
WEXC|P|WOLVERINE EXECUTION SERVICES, LLC|||Y|Y|Y|Y
WEXM|P|WOLVERINE EXECUTION SERVICES, LLC|||Y|Y|Y|Y
WEXQ|P|Wolverine Execution Services, LLC|||Y|Y|Y|Y
WEXX|P|WOLVERINE EXECUTION SERVICES, LLC|CHICAGO, IL|312-884-4000|Y|Y|Y|Y
WEYE|P|Walleye Trading LLC|||Y|N|N|N
WFBC|P|WEALTHFRONT BROKERAGE LLC|||N|Y|N|N
WFES|P|Wells Fargo Securities, LLC|||Y|Y|Y|Y
WFIS|P|WELLS FARGO SECURITIES, LLC.|||Y|Y|Y|Y
WFPS|P|WFP Securities|||N|N|N|N
WFSS|P|WOODMEN FINANCIAL SERVICES, INC.|||N|Y|N|N
WGIF|P|CIBC World Markets Inc.|Trade Floor|212-856-3697|N|N|N|N
WGTB|P|WG Trading Company Limited Partnership|||N|N|N|N
WGTC|O|WG Trading Company Limited Partnership|GREENWICH, CT|203-863-8410|N|N|N|N
WGTG|P|WG Trading Company Limited Partnership|||N|N|N|N
WHAM|P|Windham Securities, Inc.|||N|N|N|N
WHBB|P|BGC FINANCIAL INC.|||Y|Y|N|N
WHOT|P|JUST2TRADE, INC.|||Y|Y|Y|Y
WIMA|P|Weiss Investment Management Services, LLC|||N|Y|N|N
WIMS|P|Weiss Investment Management Services, LLC|||N|Y|N|N
WIND|P|WINDSOR STREET CAPITAL, LP|||N|N|N|N
WINE|N|D. E. Wine Investments Inc.|HOUSTON  TX|281-586-9640|N|N|N|N
WINE|N|D. E. Wine Investments Inc.|NASDAQ TRADING|1-800-327-5477|N|N|N|N
WINO|P|Jump Trading|||Y|N|Y|Y
WINR|P|Jump Trading|||Y|N|Y|Y
WINS|M|New Windsor Associates, L.P.|NEW YORK,NY|212-755-1056|N|N|N|N
WINS|M|New Windsor Associates, L.P.||212-755-1053|N|N|N|N
WINZ|P|JUMP TRADING|||Y|N|Y|Y
WIPE|P|S.B.S. Financial Group, Inc.|||N|N|N|N
WISC|P|CORECAP INVESTMENTS, INC.|||N|Y|N|N
WISE|P|Axos Invest LLC|||N|Y|N|N
WISI|P|WESTERN INTERNATIONAL SECURITIES, INC.|PASADENA, CA|626-710-3128|N|Y|N|N
WISI|P|WESTERN INTERNATIONAL SECURITIES, INC.||626-710-3132|N|Y|N|N
WISP|P|WESTERN INTERNATIONAL SECURITIES, INC.|||N|Y|N|N
WITE|N|Witenberg Investment Companies, Inc.|BEVERLY HILLS, CA|310-724-5550|N|N|N|N
WITT|M|Wit Capital Corporation|||N|N|N|N
WJBI|P|W.J. Bonfanti, Inc.|||N|N|N|N
WJBS|P|W.J. BLUM & SONS, LLC|||N|N|N|N
WJCO|P|Walton Johnson & Company|NASDAQ TRADING|214-522-6770|N|N|N|N
WJDO|P|Walter J. Dowd, Inc.|||N|N|N|N
WLDX|P|WORLD-XECUTION STRATEGIES|Trading Desk|212-531-8526|N|N|N|N
WLMS|N|Siebert Cisneros Shank & Co., L.L.C|NEW YORK, NY|212-830-4550|N|Y|N|N
WLTH|P|WEALTHFRONT BROKERAGE LLC|||N|Y|N|N
WMCL|P|White Mountain Capital, LLC|||N|Y|N|N
WMFS|P|WESTMINSTER FINANCIAL SECURITIES, INC.|||N|Y|N|N
WMII|P|Westminster Securities Corporation|||N|N|N|N
WMIN|M|Westminster Securities Corporation|NEW YORK  NY|212-878-6555|N|N|N|N
WMIN|M|Westminster Securities Corporation|NASDAQ|800-445-6749|N|N|N|N
WMIN|M|Westminster Securities Corporation|MIAMI FL|305-949-1700|N|N|N|N
WMIN|M|Westminster Securities Corporation|NORTH MIAMI|866-478-6550|N|N|N|N
WMIN|M|Westminster Securities Corporation|NEW YORK,LONG ISLAND|866-249-0639|N|N|N|N
WMLL|P|Watermill Institutional Trading LLC|||Y|Y|N|N
WMPB|P|Hahn Securities, Inc.|||N|N|N|N
WMRA|P|Chimera Securities|||N|N|N|Y
WMSI|M|Walsh Manning Securities, LLC|||N|N|N|N
WOHU|P|BGC FINANCIAL, L.P.|||Y|Y|N|N
WOLF|P|Wolfe Trahan Securities|||N|Y|N|N
WONG|P|A B Wong Capital LLC|||N|N|N|N
WOOD|N|WOOD (ARTHUR W.) COMPANY, INC.|BOSTON  MA|617-542-4224|N|Y|N|N
WOOD|N|WOOD (ARTHUR W.) COMPANY, INC.|NASDAQ/OTCBB TRADING|800-553-3001|N|Y|N|N
WORD|P|Worden Capital Management LLC|||N|N|N|N
WPAC|P|White Pacific Securities, Inc.|||N|N|N|N
WPCC|P|Westpark Capital, Inc.|||N|Y|N|N
WPCI|P|Westpark Capital, Inc.|||N|Y|N|N
WPRM|P|Wedbush Securities Inc.|||Y|Y|Y|Y
WPSG|P|RISE FINANCIAL SERVICES, LLC|||N|Y|N|N
WPSP|P|RISE FINANCIAL SERVICES, LLC|||N|Y|N|N
WPST|O|W. P. Stewart Securities LLC|NEW YORK, NY|441-295-8585|N|N|N|N
WPSX|P|RISE FINANCIAL SERVICES, LLC|Main Line|646-227-5555|N|Y|N|N
WRDN|P|WORDENTRADE, INC.|||N|Y|N|N
WRET|O|Wells Fargo Clearing Services, LLC|TRADING|804-868-2200|Y|Y|N|N
WRGR|P|FSB PREMIER WEALTH MANAGEMENT, INC.|||N|Y|N|N
WRIS|P|SMH CAPITAL INVESTMENTS LLC|NASDAQ TRADING|203-222-4888|N|Y|N|N
WRIS|P|SMH CAPITAL INVESTMENTS LLC||800-592-9747|N|Y|N|N
WRLD|M|Hunter World Markets, Inc.|EQUITY TRADING|310-734-0040|N|N|N|N
WRLD|M|Hunter World Markets, Inc.|EQUITY TRADING|310-734-0040|N|N|N|N
WROC|N|Westrock Advisors Inc.|||N|N|N|N
WSAT|P|Wall Street Access|||Y|Y|Y|N
WSCC|P|WASHINGTON SECURITIES CORPORATION|NEW YORK  NY|212-709-9400|N|Y|N|N
WSCX|N|Workman Securities Corporation|||N|N|N|N
WSEA|M|WOLVERINE SECURITIES, LLC|||N|N|N|N
WSEC|P|GALLAGHER SECURITIES, INC|||N|Y|N|N
WSEI|P|Wallstreet*E Financial Services, Inc.|||N|N|N|N
WSET|N|Wall Street Electronica|||N|N|N|N
WSGD|P|WEDBUSH SECURITIES INC.|||Y|Y|Y|Y
WSJR|P|DUNIYA TRADING, INC.|||N|N|N|N
WSRK|N|WESTROCK CAPITAL MANAGEMENT, INC.|||N|Y|N|N
WSRP|P|WESTROCK CAPITAL MANAGEMENT, INC.|||N|Y|N|N
WSSL|P|Wellstone Securities, LLC|||N|N|N|N
WSTI|P|WESTERN INTERNATIONAL SECURITIES, INC.|||N|Y|N|N
WSTM|P|Westminster Research Associates, LLC|||N|Y|N|N
WSWW|M|Westminster Securities Corporation|Trading|212-878-6565|N|N|N|N
WTCO|O|Williams Trading LLC||(203) 353-7600|Y|Y|N|N
WTFD|P|WATERFORD CAPITAL, INC.|||N|Y|N|N
WTFS|P|JUST2TRADE, INC.|||Y|Y|Y|Y
WTHM|N|Wealth Monitors, Inc.|||N|N|N|N
WTLP|P|WOLVERINE TRADING, LLC|||Y|N|Y|Y
WTSP|N|Wasserman & Associates|||N|N|N|N
WUND|M|B. RILEY WEALTH MANAGEMENT, INC.|ST. LOUIS, MO|314-719-3450|N|Y|N|N
WUND|M|B. RILEY WEALTH MANAGEMENT, INC.||877-567-0950|N|Y|N|N
WUNR|P|Wunderlich Securities, Inc.|||N|Y|N|N
WUNT|P|Wunderlich Securities, Inc.|||N|Y|N|N
WVBD|O|Bofa Securities, Inc.|||Y|Y|Y|Y
WWLD|P|Whiteweld Trading, LLC|||N|N|N|N
WWPC|M|Westpark Capital Inc.|||N|Y|N|N
WYOM|O|Wyoming Financial Securities, Inc.|||N|N|N|N
WYSE|P|Wyser-Pratte & Co., Inc.|NEW YORK, NY|212-495-5353|N|Y|N|N
WZSC|P|Watermark Securities, Inc.|||N|Y|N|N
XBLA|P|XAMBALA CAPITAL, LLC|||Y|N|N|N
XBOS|P|Boston Stock Exchange|||N|N|N|N
XCAP|P|XAMBALA CAPITAL, LLC|||Y|N|N|N
XCNC|P|C&C TRADING L.L.C.|||N|N|N|N
XDOZ|P|Jump Trading, LLC|||Y|N|Y|Y
XERO|P|CONDUENT SECURITIES, LLC|||N|Y|N|N
XGWD|P|LATOUR TRADING LLC|||Y|N|Y|Y
XGWX|P|LATOUR TRADING LLC|||Y|N|Y|Y
XPQR|P|Jump Trading|||Y|N|Y|Y
XPRE|P|XP SECURITIES, LLC|||N|Y|N|N
XPSE|P|XP INVESTMENTS US, LLC|||N|Y|N|N
XPUS|P|XP SECURITIES, LLC|||N|Y|N|N
XSTM|P|NATIONAL FINANCIAL SERVICES LLC|||Y|Y|Y|Y
XTFG|P|Xtent Financial Group, Inc.|||N|N|N|N
XTLS|P|XTELLUS CAPITAL PARTNERS, INC.|||N|Y|N|N
XTLW|P|XTELLUS CAPITAL PARTNERS, INC.|||N|Y|N|N
XTXE|P|XTX EXECUTION SERVICES LLC|||N|Y|N|N
XTXM|P|XTX MARKETS LLC|||N|N|N|N
YALE|P|CBC SECURITIES, INC.|||N|Y|N|N
YKNA|P|COMHAR CAPITAL MARKETS, LLC|||Y|Y|N|N
YLAW|P|INNOVATION PARTNERS LLC|||N|Y|N|N
YLPL|O|Linsco/Private Ledger Financial Services, Incorporated|NASDAQ TRADING|N/A|N|Y|N|N
YOSE|P|York Securities, Inc.|||N|Y|N|N
YQST|P|Yieldquest Securities, LLC|||N|N|N|N
YSBI|P|YORK STOCKBROKERS, INC.|||N|Y|N|N
ZACK|P|LBMZ SECURITIES, INC.|||N|Y|N|N
ZAND|P|MCLAUGHLIN RYDER INVESTMENTS, INC.|||N|Y|N|N
ZDIB|P|Zions Direct, Inc.|||N|Y|N|N
ZDNF|P|Zions Direct, Inc.|||N|Y|N|N
ZECO|P|Zecco Trading, Inc|||N|N|N|N
ZEDB|P|INVESCO CAPITAL MARKETS, INC.|||N|Y|N|N
ZEDD|P|VAN KAMPEN FUNDS INC|||N|Y|N|N
ZERO|P|TRADEZERO AMERICA, INC|||Y|Y|Y|N
ZEUS|N|ZEUS FINANCIAL, LLC|||N|Y|N|N
ZGLR|P|B. C. ZIEGLER AND COMPANY|||N|Y|N|N
ZION|P|Zions Direct, Inc.|||N|Y|N|N
ZIPD|P|MINT GLOBAL MARKETS, INC.|||Y|Y|N|N
ZIVI|P|ZIV Investment Company|||N|Y|N|N
ZNTH|P|JUMP TRADING, LLC|||Y|N|Y|Y
ZOUL|P|N. B. Zoullas Securities, Inc.|NEW YORK, NY|212-350-5315|N|Y|N|N
ZPFD|P|B. C. ZIEGLER AND COMPANY|||N|Y|N|N
File Creation Time: 0419202417:01|||||||