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Product LoginNASDAQ OMX PHLX Approved Rule Filings
Approved Rule filings for 2008 and Later are Available via the CCH Website.
| Number | Title | Date |
|---|---|---|
| SR-2007-75 | 34-57075 Order Granting Approval of Proposed Rule Change as Modified By Amendments No. 1 and 2 Thereto Relating to Market Data Distribution Network Fees [Corrected] | 12/31/07 |
| Amend Market Data Distribution Network Fees | ||
| Amendment 1 (11/07/07) | ||
| 34-56827 Notice of Filing of Proposed Rule Change As Modified By Amendment No. 1 Thereto Relating to Market Data Distribution Network Fees | ||
| SR-2007-93 | 34-57038- Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $5 Strike Price Intervals of Options on Exchange-Traded Fund Shares above $200 | 12/21/07 |
| SR-2007-83 | 34-57023- Order Approving a Proposed Rule Change Relating to Amending By-Law Article X, Section 10-11 | 12/20/07 |
| 34-56775 Notice of Filing of a Proposed Rule Change Relating to Amending By-Law Article X, Section 10-11 | ||
| SR-2007-63 | 34-56938 Order Granting Approval of a Proposed Rule Change Relating to Short Interest Reporting | 12/10/07 |
| Proposed rule change relating to short interest reporting. | ||
| 34-56541 Notice of Filing of Proposed Rule Change Relating to Short Interest Reporting Comments due: 21 days after publication in the Federal Register |
||
| Amendment 1 (09/20/07) | ||
| Extension (11/20/07) | ||
| SR-2007-72 | 34-56881 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 3 and 4 Thereto, Relating to Delisting Securities Underlying Low ADV Options | 12/07/07 |
| Proposed rule change to delist securities underying low ADV options. | ||
| Amendment 1 (10/26/07) | ||
| Amendment 2 (10/31/07) | ||
| Amendment 3 (11/30/07) | ||
| Amendment 4 (11/30/07) | ||
| SR-2007-88 | 34-56898 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Linkage Orders | 12/07/07 |
| Proposed rule change relating to Linkage response times. | ||
| SR-2007-55 | 34-56836 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of the Short Sale Price Test Comments due: 21 days after publication in the Federal Register Submit comments on SR-Phlx-2007-55 |
11/21/07 |
| Proposed rule change relating to the elimination of short sale price test. | ||
| SR-2007-87 | 34-56828 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading Sessions for Selected ETFs | 11/20/07 |
| Phlx proposes an amendment to Phlx Rule 101 relating to restricted trading session for selected ETFs. | ||
| SR-2007-86 | 34-56808 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes, as Amended, Relating to the Elimination of the Class Gate | 11/16/07 |
| Proposed rule change relating to Linkage Principal Order access. | 11/14/07 | |
| SR-2007-60 | 34-56799 Order Approving a Proposed Rule Change Relating to Structured Equity Products | 11/15/07 |
| Proposed rule change relating to the listing of structured equity products. | ||
| 34-56626 Notice of Filing of a Proposed Rule Change Relating to Structured Equity Products | ||
| SR-2007-81 | 34-56776 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange’s Automated Opening System | 11/09/07 |
| Proposed rule change relating to the Exchange's automated opening system. | ||
| SR-2007-40 | 34-56760 Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 3, Relating to Complex Orders | 11/8/07 |
| Proposed rule change relating to the definition of "Complex Trade." | ||
| 34-56608 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 3, Relating to the Definition of "Complex Trade" | ||
| Amendment 1 (09/04/07) | ||
| Amendment 2 (10/01/07) | ||
| Amendment 3 (10/01/07) | ||
| SR-2007-85 | 34-56750 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Phlx Rule 607 | 11/07/07 |
| Phlx proposes an amendment to Phlx Rule 607 relating to the NMS linkage plan. | ||
| SR-2007-82 | 34-56725 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Access Provider Subsidy Section of the Exchange’s Fee Schedule | 10/31/07 |
| Proposed rule change relating to a Market Access Provider Marketing Fee. | ||
| SR-2007-73 | 34-56717 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Options Already Listed on Another National Securities Exchange | 10/29/07 |
| List and trade options already listed on at least one other securities exchange. | ||
| Amendment 1 (10/19/07) | ||
| SR-2007-70 | 34-56933 Order Approving a Proposed Rule Change Modified by Amendment No. 1 Thereto Relating to Rule 1034, Minimum Increments | 12/07/07 |
| 34-56714 Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule 1034, Minimum Increments | ||
| Amends Rule 1034, Minimum Increments, with respect to U.S. dollar-settled foreign currency options. | ||
| Amendment 1 (10/11/07) | ||
| SR-2007-78 | 34-56700 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Article FOURTH of its Restated Certificate of Incorporation | 10/24/07 |
| Proposed rule change relating to the Exchange's Revised Certificate of Incorporation. | ||
| SR-2007-77 | 34-56622 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Web CRD Fingerprinting Fees | 10/05/07 |
| Web CRD Fingerprinting Changes | ||
| SR-2007-74 | 34-56663 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Series of U.S. Dollar-Settled Foreign Currency Options Open for Trading | 10/16/07 |
| Amends Rule 1012 | ||
| SR-2007-71 | 34-56651 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Eliminate Position and Exercise Limits on Russell 2000® Index Options | 10/12/07 |
| Proposed rule change to eliminate position limits on Russell 2000 index options. | ||
| Amendment 1 (09/28/07) | ||
| SR-2007-62 | 34-56563 Order Granting Approval to a Proposed Rule Change Relating to the Extension and Expansion of a Pilot Program to Quote Certain Option Series in Increments of $0.01 | 09/27/07 |
| 34-56284 Notice of Filing of Proposed Rule Change Relating to the Extension and Expansion of a Pilot Program to Quote and Trade Certain Option Series in Increments of $0.01 | ||
| SR-2007-59 | 34-56535 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a System Change to the Phlx’s Electronic Options Trading Platform, Phlx XL | 09/26/07 |
| Proposed rule change relating to a system change to Phlx XL | ||
| SR-2007-67 | 34-56426 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to XLE Fees | 09/25/07 |
| Proposed rule change relating to XLE fee changes | ||
| Amendment 1 (09/20/07) | ||
| SR-2007-27 | 34-56483 Order Approving Proposed Rule Change to Standardize Certain Options Rules for Equity, Index, and ETF Options | 09/20/07 |
| 34-56249 - Notice (08/14/07) | ||
| SR-2007-43 | 34-56454 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Elimination of Calculation Methodology from Generic Listing Standards | 09/18/07 |
| Proposed rule change relating to Eliminating calculation methodology from generic listing standards. | 06/15/07 | |
| Amendment 1 (09/06/07) | ||
| SR-2007-64 | 34-56443 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Throughs for IOC Cross Orders on the XLE | 09/13/07 |
| PHLX Proposes an Amendment to Trade Through Requirements for IOC Cross Orders. | 08/30/07 | |
| SR-2007-65 | 34-56437 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to U.S. Dollar-Settled Foreign Currency Option Charges | 09/13/07 |
| Charges for U.S. dollar-settled foreign currency option transactions | 08/30/07 | |
| Amendment 1 (09/11/07) | ||
| SR-2007-56 | 34-56369 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Definition of Common Stock | 09/06/07 |
| Amendment 1 (08/30/07) | ||
| SR-2007-66 | 34-56361 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Deletion of the NMS Linkage Fee | 09/06/07 |
| SR-2007-61 | 34-56360 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Fees for U.S. Dollar-Settled Foreign Currency Options | 09/06/07 |
| Amendment 1 (08/30/07) | ||
| SR-2007-54 | 34-56274 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Market Access Providers | 08/16/07 |
| SR-2007-57 | 34-56272 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Sessions on XLE | 08/16/07 |
| SR-2007-58 | 34-56267 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Position Limits Pilot Program | 08/15/07 |
| SR-2007-51 | 34-56261 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Increase in the Maximum Number of Quoters Permitted in an Option | 08/15/07 |
| SR-2007-48 | 34-56221 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Adopt a Monthly Fee for Stock Execution Clerks that Handle Stand-Alone Equity Orders | 08/08/07 |
| Amendment 1 (08/07/07) | ||
| SR-2007-45 | 34-56198 Order Granting Approval of Proposed Rule Change to Establish New Procedures to Follow When Trading Halts on the Primary Market for the Underlying Security | 08/03/07 |
| 34-55958 - Notice (06/26/07) | ||
| SR-2007-52 | 34-56166 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Transaction Charges Applicable to Linkage "P" and "P/A" Orders | 07/30/07 |
| SR-2007-53 | 34-56141 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 thereto Relating to the Extension of a Pilot Program to Quote and Trade Options in Penny Increments | 07/24/07 |
| SR-2007-16 | 34-56121 Order Granting Approval to a Proposed Rule Change Regarding Rules Pertaining to Training Requirements and Floor Procedure Advices | 07/24/07 |
| 34-55898 - Notice (06/12/07) | ||
| SR-2007-50 | 34-56101 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extending the Specialist Option Transaction Charge Credit Pilot Program | 07/19/07 |
| SR-2007-46 | 34-56076 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Priority of Synthetic Option Orders in Open Outcry | 07/16/07 |
| SR-2007-20 | 34-56049 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as | 07/11/07 |
| Amendment 1 (06/18/07) | ||
| SR-2007-34 | 34-56034 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled Foreign Currency Options | 07/10/07 |
| Amendment 1 (06/13/07) | ||
| SR-2007-42 | 34-56030 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program | 07/09/07 |
| SR-2007-44 | 34-55993 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent a Pilot Program Relating to Split Price Priority in Open Outcry | 06/29/07 |
| SR-2007-47 | 34-55972 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Automating the Rebate Request Process for Dividend, Merger and Short Stock Interest Strategies | 06/28/07 |
| SR-2007-35 | 34-55951 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Options on Commodity Pool ETFs | 06/25/07 |
| Amendment 1 (05/23/07) | ||
| SR-2007-26 | 34-55910 Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Price-Improved Linkage P/A Orders | 06/15/07 |
| 34-55729 - Notice (05/29/07) | ||
| SR-2007-39 | 34-55891 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Payment for Order Flow Pilot Program | 06/11/07 |
| SR-2006-87 | 34-55877 Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Options Exchange Officials | 06/07/07 |
| 34-55552 - Notice (03/29/07) | ||
| Amendment 1 (02/23/07) | ||
| Amendment 2 (06/13/07) | ||
| SR-2007-41 | 34-55860 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Modification of Phlx Rule 185A | 06/05/07 |
| SR-2007-38 | 34-55825 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automated Sending of Linkage Principal Action as Agent Orders | 05/29/07 |
| SR-2007-07 | 34-55817 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Index Linked Securities | 05/25/07 |
| Amendment 1 | ||
| SR-2006-61 | 34-55812 Order Approving Proposed Rule Change and Amendments No. 2 and No. 4 Thereto Relating to Order and Decorum Regulations | 05/24/07 |
| 34-55492- Notice | 03/20/07 | |
| Amendment 1 | 11/14/06 | |
| Amendment 2 | 01/19/07 | |
| Amendment 3 | 05/04/07 | |
| Amendment 4 | 05/14/07 | |
| SR-2007-37 | 34-5m5803 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Extension of a Pilot Concerning the Exchange’s Directed Order Program | 05/23/07 |
| SR-2007-36 | 34-55689 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quoting Obligations in Long Term Options | 5/01/07 |
| SR-2007-29 | 34-55666 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the $1 Strike Pilot Program | 04/25/07 |
| SR-2007-32 | 34-55599 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Equity Option and Index Option Floor Brokerage Assessment | 04/06/07 |
| SR-2007-30 | 34-55591 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Ratio Spreads | 04/06/07 |
| SR-2007-31 | 34-55569 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove References to Intermarket Trading System ("ITS") Plan | 04/02/07 |
| SR-2007-25 | 34-55558 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange’s Automated Opening System | 03/29/07 |
| SR-2007-23 | 34-55553 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Phlx Rule 607 and the XLE Fee Schedule | 03/29/07 |
| SR-2007-21 | 34-55539 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to Linkage Orders | 03/27/07 |
| SR-2007-28 | 34-55513 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Dissemination of Currency Spot Values | 03/22/07 |
| SR-2007-22 | 34-55501 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Orders with Two-Day Delivery | 03/21/07 |
| SR-2007-15 | 34-55498 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Exchange’s Auto-Quote Options Pricing Functionality | 03/20/07 |
| SR-2007-19 | 34-55494 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Odd Lot Fees for XLE Transactions | 03/20/07 |
| Amendment 1 | ||
| SR-2006-69 | 34-55482 Order Granting Approval of a Proposed Rule Change Amending Rules Relating to the Direct Registration System | 03/20/07 |
| Amendment 1 | ||
| SR-2007-12 | 34-55473 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to Fees for Full Value Russell Index and Reduced Value Russell Index | 03/14/07 |
| Amendment 1 | ||
| SR-2006-63 | 34-55424 Notice of Filing of Amendment No. 3 to the Proposed Rule Change, and Order Granting Accelerated Approval of Proposed Rule Change as Amended, Relating to a Philadelphia Board of Trade Enterprise License Fee for Dissemination of Certain Market Data | 03/08/07 |
| Amendment 1 Amendment 2 |
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| SR-2006-31 | 34-55375 Order Approving Proposed Rule Change as Modified by Amendment Nos. 1, 2, and 3 Thereto Relating to Electronically Submitted Limit Orders | 02/28/07 |
| SR-2007-06 | 34-55371 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Port Fees as Modified by Amendment No. 1 | 02/28/07 |
| Amendment 1 | ||
| SR-2007-14 | 34-55358 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Dividend, Merger, and Short Stock Interest Strategies Fee Cap Program | 02/27/07 |
| SR-2007-04 | 34-55338 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing LEAPS Pursuant to the $2.50 Strike Price Program | 02/23/07 |
| SR-2007-13 | 34-55333 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to 100 Share Away Markets in Non-Nasdaq Securities on XLE | 02/22/07 |
| SR-2007-09 | 34-55331 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of "Complex Trade" | 02/22/07 |
| SR-2006-85 | 34-55321 Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing Standards for Basket Linked Notes | 02/21/07 |
| SR-2006-65 | 34-55305 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto Relating to Options on the Russell 2000® Index | 02/15/07 |
| Amendment 1 Amendment 2 Amendment 3 |
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| SR-2007-08 | 34-55301 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Listing and Trading of Quarterly Options Series | 02/15/07 |
| SR-2007-05 | 34-55290 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Changing the Payment for Order Flow Fee for Options Subject to the Penny Pilot Program | 02/13/07 |
| Amendment 1 | ||
| SR-2007-10 | 34-55285 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Position Limits Pilot Program | 02/13/07 |
| SR-2007-03 | 34-55282 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Eliminating the Telephone System Line Extension Charge | 02/12/07 |
| SR-2007-11 | 34-55273 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading Phase Date of Regulation NMS | 02/12/07 |
| SR-2007-01 | 34-55261 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Calculation and Dissemination of PHLX/KBW Bank Index Values | 02/08/07 |
| Amendment 1 | ||
| SR-2006-88 | 34-55254 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 712, Independent Audit | 02/08/07 |
| SR-2006-79 | 34-55211 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to an Amendment to the Generic Listing Standards for Trust Shares | 01/31/07 |
| Amendment 1 | ||
| SR-2006-74 | 34-55153 Order Granting Approval to Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, Relating to a Pilot Program to Quote Options in Penny Increments | 01/23/07 |
| SR-2007-02 | 34-55126 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees for U.S. Dollar-Settled Foreign Currency Options | 01/18/07 |
| Amendment 1 | ||
| SR-2006-81 | 34-55114 Order Granting Approval to Proposed Rule Change Relating to the Establishment of a Maximum Number of Quoting Participants Permitted in a Particular Option on the Exchange | 01/17/07 |
| SR-2006-59 | 34-55111 Order Granting Approval of Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to an Amendment to a Philadelphia Board of Trade Market Data Distribution Network Fee | 01/16/07 |
| SR-2006-51 | 34-55080 Order Granting Approval to Proposed Rule Change Relating to Performance Evaluations for Streaming Quote Traders and Remote Streaming Quote Traders | 01/10/07 |
| SR-2006-84 | 34-55071 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Adopt an Appeal Fee | 01/09/07 |
| Amendment 1 | ||
| SR-2006-92 | 34-55044 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Benchmark and Qualified Contingent Trades in Nasdaq Securities Before the Trading Phase Date of Regulation NMS | 01/05/07 |
